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Investment Adviser Investment Management Attorney Jobs in Los Angeles

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Investment Adviser Investment Management Attorney Jobs in Los Angeles - Related Job Titles

Subrogation Attorney
United States
Posted On Jul 30, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers

Title: Attorney-Adviser (Senior Counsel-Investment Management) Job Responsibilities: As a Senior Counsel... in the Division of Investment Management, the primary responsibilities... include... guidance on matters impacting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy...

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Posted On Aug 31, 26
Full-time 2 views Experience : Max 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements fund formation growth equity Investment Company Act Limited Liability Company Partnership Privacy private equity Securities securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements fund formation growth equity Investment Company Act Limited Liability Company Partnership Privacy private equity Securities securities laws Venture Capital

Title: Junior or Mid-Level Associate - Fund Formation Group Job Responsibilities: - Advising funds in all stages of their operations, including preparing offering materials. - Drafting partnership, limited liability company, and other governing agreements. - Negotiating with investors and drafting...

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Posted On Sep 23, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

Job Title: Attorney - Private Equity and... Private Real Estate Investment Fund Formation Job Responsibilities: - Assist... Securities Act of 1933, Investment Advisers Act of 1940,... and Investment Company Act of 1940. -... Represent venture capitalists, private equity firms, hedge fund managers, and...

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Posted On Oct 09, 26
Full-time Experience : Min 47 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Capital Markets corporate governance data privacy equity family FINRA Intellectual Property Investment Company Act licensing M&A NASDAQ partnerships SEC filings Securities Securities and Capital Markets underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Capital Markets corporate governance data privacy equity family FINRA Intellectual Property Investment Company Act licensing M&A NASDAQ partnerships SEC filings Securities Securities and Capital Markets underwriters

Company:

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Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Job Title: Attorney - Operations, Technology and... Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including with business leaders, risk management, compliance, government relations, and......

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Posted On Sep 14, 26
Full-time 15 views Experience : 3-7 yrs required
Practice Area:
Finance - General Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Finance - General Finance - Financial Services Regulation Fintech & Blockchain
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

diverse range of clients including financial services firms, asset managers, and investment funds. - The role involves... providing legal counsel on a wide array of fund structures and regulatory matters. - Key responsibilities include handling cross-border registration, regulatory examinations and enforcement, broke...

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