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United States
Posted On Sep 07, 26
Full-time 21 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management

Title: Global Alternatives Investment Solutions Assistant General Counsel Job Responsibilities: - Provide legal advice and counsel specifically to the Global Alternative Investment Solutions businesses within the company, focusing on hedge fund and private credit asset classes. - Deliver legal support across various fund...

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Posted On Jul 13, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Title: Investment Management Attorney Job Responsibilities: - Provide legal coverage to the Solutions and Multi-Assets businesses across a range of strategies and products, including separate accounts, private funds, 1940 Act registered funds, and... ETFs. - Advise on trading agreements and related regulatory obligations. -...

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Posted On Jul 13, 26
Full-time 3 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management

Title: VP, Public Markets Attorney Job Responsibilities: The VP, Public Markets Attorney will be a critical member of the public-side legal team within the company. Reporting to the Head of Public Side Legal and working under the supervision of senior attorneys, the...

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Posted On Jul 13, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

Title: VP, Private Markets Attorney Job Responsibilities: The VP, Private Markets Attorney is primarily responsible for advising investment professionals and directing outside counsel regarding fundraising, marketing activities, and compliance requirements arising from statutory, regulatory, and internal policy obligations. The role includes legal...

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Posted On Jul 21, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy

Title: Investment Management Attorney Job Responsibilities: - Providing ongoing legal advice for structuring and maintaining registered investment vehicles, including the preparation and ongoing review of registration statements. - Advising various internal business clients, such as portfolio managers, marketing, and sales personnel, on legal...

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Posted On Aug 10, 26
Full-time 1 views Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title

Title: Director, Associate Counsel - Wealth Job Responsibilities: The Director, Associate Counsel - Wealth, will provide legal support for the Company's . registered funds, sub-advisory relationships, and other retail products, including separately managed accounts and model-based programs. The role involves close collaboration...

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Posted On Aug 19, 26
Full-time 27 views Experience : 4-8 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Affirmative Action agreements contracts employee benefits ERISA ETFs family Insurance Investment Advisers Act of 1940 partnerships pension Securities Act of 1933 securities laws trusts wealth management
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Affirmative Action agreements contracts employee benefits ERISA ETFs family Insurance Investment Advisers Act of 1940 partnerships pension Securities Act of 1933 securities laws trusts wealth management

funds, ETFs, and collective investment trusts. - Review, draft, and negotiate various fund-related agreements such as intermediary and fund participation agreements, ETF authorized participant agreements, and contracts with key service providers. - Act as a trusted advisor... to internal stakeholders including...

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Posted On Aug 19, 26
Full-time 15 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management

Title Senior Vice President, Head of Legal and Compliance Job Responsibilities - Provide legal and compliance support for the company's . broker-dealer, ensuring adherence to relevant regulatory requirements. - Draft, review, and negotiate a wide range of agreements related to...

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Posted On Jul 08, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Affairs Manager Job Description Company is seeking to hire a Legal Affairs Manager to join the team. The primary focus of this role is to support the Columbia Threadneedle Investments registered investment companies. Under the guidance of an attorney, the Legal Affairs...

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Posted On Jul 14, 26
Full-time 1 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements artificial intelligence asset management blockchain developers Energy entity formation equity ETFs family finance fund formation hedge funds Investment Advisers Act of 1940 Investment Banking Liquidations ordinances Partnership spectrum
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements artificial intelligence asset management blockchain developers Energy entity formation equity ETFs family finance fund formation hedge funds Investment Advisers Act of 1940 Investment Banking Liquidations ordinances Partnership spectrum

Title: Asset Management Counsel Job Responsibilities: - Draft, review, and execute fund formation documentation, including entity formation, governance documentation, subscription documentation, and bespoke side letter agreements with limited partners. - Coordinate with external legal counsel, as well as internal portfolio managers and sales...

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Posted On Jul 14, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General
Job Tags:
agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

General Counsel Job Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel will serve as Counsel supporting the Wealth Management Division of the company. The primary responsibilities include: - Providing legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. -...

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Posted On Jul 22, 26
Full-time 7 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Tax Corporate - General Real Estate - General Tax - General
Job Tags:
agreements confidentiality agreements construction contracts corporate governance credit facilities equity finance fund formation Harassment Investment Advisers Act of 1940 leasing private equity securities laws
Practice Area:
Corporate - Asset/Investment Management Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Tax Corporate - General Real Estate - General Tax - General
Job Tags:
agreements confidentiality agreements construction contracts corporate governance credit facilities equity finance fund formation Harassment Investment Advisers Act of 1940 leasing private equity securities laws

Title: Real Estate Private Funds Lawyer Job Responsibilities: - Serve as the lead in-house counsel within the company's real estate business group for various real estate funds, including real estate equity, credit, and secondary closed-end and open-end funds. - Oversee real estate fund...

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Posted On Jul 29, 26
Full-time Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management

Title: Associate Investment Manager, Legal Counsel Job Responsibilities: The Associate Investment Manager, Legal Counsel is responsible for providing legal support and advice related to investment management activities. Key responsibilities include: - Advising on legal and regulatory matters concerning investment management. - Drafting, reviewing,...

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Posted On Aug 12, 26
Full-time Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Title: Paralegal Job Responsibilities: - Coordinate the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional information (SAIs) Investment Company Act of 1940, Securities Act of 1933,... and the Securities Exchange Act of 1934. - Solicit and......

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Posted On Aug 17, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Title Executive Director Level Attorney Job Responsibilities The Executive Director Level Attorney will support the Alternative Investments and Private Markets platforms at the company. The attorney's responsibilities include advising on the structuring, distribution, marketing, diligence, and ongoing support of alternative...

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Posted On Aug 20, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including legal analysis and advice on applicable rules, regulations, and legal risks relating to the brokerage and investment advisory business. -...

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Posted On Aug 26, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Tax - M&A and Transactions Tax-General Practice (Transaction) Tax - Federal Tax - International Tax - General Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Tax - M&A and Transactions Tax-General Practice (Transaction) Tax - Federal Tax - International Tax - General Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Title: Executive Director Level Attorney Job Responsibilities: - Advise on the structuring, distribution, marketing, diligence, and ongoing support of alternative investment and private markets products, as well as private securities transactions. - Handle complex products and transactions involving alternative investment funds, feeder funds,...

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Posted On Aug 27, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Capital Markets corporate transactions data privacy finance financial products Intellectual Property M&A marketing Media partnerships SEC filings Securities Securities Act of 1933 securities laws world trade
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Capital Markets corporate transactions data privacy finance financial products Intellectual Property M&A marketing Media partnerships SEC filings Securities Securities Act of 1933 securities laws world trade

Title: General Counsel Job Responsibilities: - Develop financial products and offering features, prepare and review offering materials, oversee ongoing Regulation A reporting and related SEC filings, and support compliance with . federal securities laws across the company's offering, trading, and investor communication...

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Posted On Aug 25, 26
Full-time Experience : 5-10 yrs required
Job Tags:
artificial intelligence directors Ethics family finance Financial Institutions FINRA hedge funds Investment Advisers Act of 1940 private equity Securities securities laws special projects spectrum
Job Tags:
artificial intelligence directors Ethics family finance Financial Institutions FINRA hedge funds Investment Advisers Act of 1940 private equity Securities securities laws special projects spectrum

Title: Fractional Compliance Manager (Advisor Network) Job Responsibilities: - Provide expert advice and guidance to clients on their compliance programs, focusing on Alternative Asset Firms and Family Offices. - Develop realistic and effective monthly action plans for clients. - Identify internal and contextual roadblocks...

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Posted On Sep 11, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: 1. Bank Regulatory and Enterprise Advisory: - Provide legal counsel regarding core federal banking laws and regulations, including prudential, safety and soundness, corporate governance, affiliate transaction, investment, and permissible activity...

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