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Corporate Securities And Capital Markets Jobs in Uniondale

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United States
SPONSORED
Posted On Aug 17, 26
Full-time 3968 views 8 applications
Practice Area:
Corporate Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies
Practice Area:
Corporate Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies

regional law firm with offices in Greenwich, Connecticut and New York City has an immediate opening for an associate attorney to work in the business/commercial department out of our Greenwich, Connecticut office. We are looking for an associate attorney with New...

Posted On Aug 25, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance due diligence equity family Financial Institutions Harassment Insurance lending Limited Liability Company LLC M&A Securities securities laws spectrum
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance due diligence equity family Financial Institutions Harassment Insurance lending Limited Liability Company LLC M&A Securities securities laws spectrum

company and its subsidiaries, focusing on corporate and securities laws, corporate... secretarial functions, and related... transactions. Key responsibilities include: - Offering strategic legal guidance to support the company's business objectives, collaborating closely with senior leadership and cross-functional stakeholders. - Suppor...

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Posted On Aug 26, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options

Title General Counsel Job Responsibilities Public Company Compliance & Governance - Own all SEC reporting obligations including 10-K, 10-Q, 8-K, and proxy statement preparation and review. - Lead Sarbanes-Oxley compliance, insider trading policy enforcement, Regulation FD, and earnings call and...

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Posted On Aug 07, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking board of directors finance foreign trade Government international business IPO private equity Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Finance - Banking Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking board of directors finance foreign trade Government international business IPO private equity Securities

Title: Partner Lawyer Job Responsibilities: - Business development and team management within the law firm. - Engage in legal services, particularly in finance, private equity, international business, and company listing. - For partners focusing on banking business, maintain more than two long-term stable clients...

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Posted On Jul 27, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters

Title: Director, Legal Counsel-Capital Markets Job Responsibilities: - Provide... strategic legal advice and support to senior management, influencing business strategy and decision-making. - Anticipate regulatory and legal risks and proactively design strategies to manage them. - Perform legal and regulatory...

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Posted On Sep 04, 26
Full-time 13 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney - Private Wealth Public Funds Legal Group Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles. - Assist with project management and fund formation matters, and participate in product development...

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Posted On Aug 17, 26
Full-time 6 views Experience : Min 12 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Affirmative Action agreements Capital Markets contracts Contractual Obligations equity family finance Insurance
Practice Area:
Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
Affirmative Action agreements Capital Markets contracts Contractual Obligations equity family finance Insurance

Compliance partners concerning legal, regulatory, and reputational issues arising from FIEQ businesses. - Advise on new markets, new product and service... development, and strategic business initiatives. - Work closely with business managers and control functions (Compliance, Credit, Risk, Legal) to ensure un...

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Posted On Aug 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, overseeing the investment products portfolio. This includes advising across the full product life cycle, supporting new feature development,...

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Posted On Aug 27, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Capital Markets corporate transactions data privacy finance financial products Intellectual Property M&A marketing Media partnerships SEC filings Securities Securities Act of 1933 securities laws world trade
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Capital Markets corporate transactions data privacy finance financial products Intellectual Property M&A marketing Media partnerships SEC filings Securities Securities Act of 1933 securities laws world trade

reporting and related SEC filings, and support compliance with . federal securities laws across the company's... offering, trading, and investor communication activities. - Assist with regulatory analysis relating to the company's investment vehicles and new product structures. - Structure and execute corpora...

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Posted On Aug 26, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

legal coverage for the Capital Markets and Private Markets... businesses of the company,... the firm's expanding Private Securities transactional business. - Analyze, review,... to the firm's private securities trading businesses. - Work on... transactions involving customer purchases, sales, or crossing of private...

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Posted On Jul 03, 26
Full-time 344 views Experience : Min 6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Wealth Legal Group - Securities Attorney, VP (BREIT) Job Responsibilities: -... ’34 Act filings including Forms 10-K, 10-Q, 8-K, and Section 16 filings, and manage the annual meeting proxy process. - Liaise with management and outside counsel on all aspects of corporate go...

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Posted On Jul 15, 26
Contract, Part-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Business Law Capital Markets contracts corporate governance Corporate Law due diligence FINRA fund formation M&A operating agreements private equity Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Business Law Capital Markets contracts corporate governance Corporate Law due diligence FINRA fund formation M&A operating agreements private equity Securities

Attorney - Securities & Corporate Law Job Responsibilities: - Lead the... drafting and review of private placement memoranda (PPMs), including sections on risk factors, business descriptions, use of proceeds, capitalization, and management discussion. - Structure and advise on Section 4(a)(2) of the Securities...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title

at the organization, your main responsibilities will include: - Developing recommendations, reports, and presenting and defending findings while collaborating with key stakeholders within the organization, and with other domestic and foreign securities and financial regulators. - Providing... legal advice, leadership, and assist...

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Posted On Sep 03, 26
Full-time 8 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
Capital Markets closing documents emerging technologies FINRA Insurance stock exchange
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
Capital Markets closing documents emerging technologies FINRA Insurance stock exchange

Job Title: Mid-Level Capital Markets & Public Companies... responsibilities of the Mid-Level Capital Markets & Public Companies... handling matters related to Capital Markets and Public Companies.... This involves: - Experience with Initial Public Offerings (IPOs) and public company operations. -...

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Posted On Jul 12, 26
Full-time 2 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Job Title: Senior Corporate Counsel - Securities Capital... Markets Job Responsibilities: The Senior Corporate Counsel for Securities Capital... Markets at the company... key member of the Capital Markets Legal Team within... support to the Global Capital Markets (GCM) business line,... including the Debt Capital Markets Group and other......

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Posted On Jul 20, 26
Full-time 3 views Experience : 4-8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - General
Job Tags:
agreements banking blockchain Capital Markets due diligence Energy equity family finance Financial Institutions Insurance IP M&A marketing partnerships Privacy Securities stage startup
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - General
Job Tags:
agreements banking blockchain Capital Markets due diligence Energy equity family finance Financial Institutions Insurance IP M&A marketing partnerships Privacy Securities stage startup

versatile lawyer capable of operating across various legal domains such as commercial transactions, mergers and acquisitions (M&A), securities matters, product and regulatory... counseling, and general corporate work. The Associate General... Counsel will handle a range of responsibilities from complex contract...

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Real Estate Lawyer

Recruiter • **Members Only** Manhattan, NY

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Posted On Jul 29, 26
Full-time 352 views Experience : 2-8 yrs required 10 applications
Practice Area:
Insurance Defense - General Corporate - Securities and Capital Markets Trusts and Estates - General Real Estate - General Finance - General Probate Estate & Tax Planning Elder Law Personal Injury Defense
Practice Area:
Insurance Defense - General Corporate - Securities and Capital Markets Trusts and Estates - General Real Estate - General Finance - General Probate Estate & Tax Planning Elder Law Personal Injury Defense

Must have lawyer practicing qualification. Qualification in other regions or countries would be an asset. Must preferably have legal experience in companies concerning foreign investment, finance, real estate, funds, trust, securities and insurance. Strong written... skills and fluency in ora...

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