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United States
Posted On Aug 12, 26
Full-time 2 views Experience : Min 12 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

Title: Senior Regulatory Counsel (Securities) Job Responsibilities: - Deliver timely, pragmatic, and business-oriented legal counsel to senior management and across all levels of the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams...

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Posted On Sep 08, 26
Full-time Experience : Min 15 yrs required
Job Tags:
artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options
Job Tags:
artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options

Title: Senior Vice President, Chief Privacy Officer Job Responsibilities: The Senior Vice President and Chief Privacy Officer (CPO) is a strategic leader responsible for overseeing the enterprise privacy program at the company. This role involves designing and executing privacy frameworks, ensuring compliance...

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Posted On Jul 06, 26
Full-time 3 views Experience : Min 12 yrs required
Job Tags:
agreements air brokers distribution agreements drones freight forwarders Government green card international business international trade licensing
Job Tags:
agreements air brokers distribution agreements drones freight forwarders Government green card international business international trade licensing

Title: Trade Compliance Officer Job Responsibilities: - Responsible for the day-to-day activities required to operate a fully effective export compliance program. - Ensure compliance with US regulatory and internal policy requirements related to export licensing, exemption usage, export training, and recordkeeping. - Prepare, submit,...

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Posted On Jun 19, 26
Full-time 12 views Experience : Min 7 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Banking Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
alcohol banking Broker Dealer children Corporation Disability Benefits family health benefits Insurance investment management regulatory compliance Visa

Title: Assistant General Counsel, Executive Director: Wealth Banking, Cash Management & Digital Assets Job Responsibilities: - Lead complex initiatives with broad impact and act as a key participant in large-scale planning. - Handle matters that significantly impact the company's operations, strategies, or profitability. -...

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Posted On Aug 03, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

Title: Director Legal Counsel - Exchange Traded Products and Derivatives Job Responsibilities: - Provide legal support for exchange traded products (ETPs) managed or sponsored by the company. - Involvement in strategy, development, drafting of offering documents, initial offering, and ongoing...

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Posted On Aug 03, 26
Full-time 1 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws

Title: Director Legal Counsel - Digital Assets Job Responsibilities: - Provide legal support for the digital assets platforms available to customers of the company and its affiliates. - Engage in strategic initiatives and ensure regulatory compliance. - Negotiate agreements with product issuers or advisers. -...

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Posted On Aug 17, 26
Full-time 19 views Experience : 6-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Job Tags:
40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation
Job Tags:
40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title

Title Senior Counsel Job Responsibilities - Serve as a senior legal advisor to a registered investment adviser that sub-advises private credit funds, including funds registered under the Investment Company Act of 1940. - Provide primary legal support on matters arising...

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Posted On Aug 27, 26
Full-time Experience : Min 15 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
corporate governance Employment Law Government Litigation regulatory compliance shareholders wage and hour
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
corporate governance Employment Law Government Litigation regulatory compliance shareholders wage and hour

Title: HR Attorney Job Responsibilities: The HR Attorney is responsible for leading a team of employment lawyers and paralegals, providing legal counsel on matters related to corporate functions such as Corporate Secretary, Employment and Human Resources, Operations, Technology, Procurement, or...

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Posted On Sep 08, 26
Full-time 9 views Experience : 5-10 yrs required
Job Tags:
Bribery Broker Dealer Code of Conduct conflict resolution Ethics evidence HIPAA Money Laundering Privacy private equity regulatory compliance Visa Whistleblower
Job Tags:
Bribery Broker Dealer Code of Conduct conflict resolution Ethics evidence HIPAA Money Laundering Privacy private equity regulatory compliance Visa Whistleblower

Title: Director, Risk, Compliance and Ethics Job Responsibilities: The Director of Compliance -- Americas will report to the Global Chief Risk & Compliance Officer (CRCO) and is responsible for overseeing the risk, compliance, and ethics programs in the Company's North American...

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Posted On Jun 30, 26
Full-time 10 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Assistant General Counsel, Cybersecurity Job Responsibilities: The Vice President, Cybersecurity Attorney will serve as the company's lead legal advisor on cybersecurity matters. Key responsibilities include: - Advising on legal and regulatory obligations related to cybersecurity incidents, including materiality assessments,...

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Posted On Jul 03, 26
Full-time 4 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Advise on legal and regulatory obligations applicable to cybersecurity incidents, including materiality assessments, regulatory notifications, disclosure requirements, and client/advisor communications. - Serve as the primary legal advisor for incident response, working closely...

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