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Finra Jobs in Reston

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United States
Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is tasked with managing a team of 5-8 Enforcement attorneys who develop and resolve Enforcement cases through all stages, from inception to completion. The Director oversees a large and diverse docket of cases, ensuring...

Posted On Jun 01, 26
Full-time 9 views Experience : Min 6 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.)
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is tasked with resolving non-complex enforcement matters and contributing significant work towards large, complex cases. Key responsibilities include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing risk-based...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 12, 26
Full-time 4 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead & Manage Investigations: Oversee a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Ensure investigations are thorough, strategically sound, and supported by...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a proficient team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jun 21, 26
Full-time 9 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26
Full-time Experience : 3-5 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Tysons Corner, VA

Public Interest • **Members Only** Tysons Corner, VA

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Posted On Jul 26, 26
Full-time Experience : 5-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. The role...

Posted On Aug 18, 26
Full-time 18 views Experience : 8-8 yrs required
Job Tags:
banking Corporation Deferred Compensation fiduciary finance FINRA Insurance licensing marketing pension Securities Software wealth management
Job Tags:
banking Corporation Deferred Compensation fiduciary finance FINRA Insurance licensing marketing pension Securities Software wealth management

Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth wealth clients. - Develop and deepen client relationships through needs-based, high-level client service and delivery of the full suite of wealth solutions. -...

Posted On Jun 01, 26
Full-time 11 views Experience : Min 6 yrs required
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing to larger, more complex cases. Key responsibilities include: - Resolving non-complex enforcement matters with a rigorous assessment and effective advocacy. - Executing a...

Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys. This role involves overseeing the development and resolution of Enforcement cases through all stages, from inception to completion. The Director is tasked with...

Posted On Jul 10, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Government and Government Relations Administrative Law Government / Public Law Government - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Practice Area:
Government and Government Relations Administrative Law Government / Public Law Government - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy provides legal advice and support throughout the life cycle of new regulatory initiatives and acts as a subject matter resource in specific areas of...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert in crypto assets, blockchains, smart contracts, and other onchain technologies, addressing complex regulatory challenges. - Conduct investigations into money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 01, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

ongoing risk assessments of FINRA members, reporting findings to... a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both internal and external parties. - Handle risk monitoring activities, including complex or elevated...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 07, 26
Full-time 5 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Act as a strategic thought partner within an assigned Market and Regulatory Services (MRS) line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jun 21, 26
Full-time 9 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Drive strategic intelligence by analyzing regulatory developments and market trends, and translating them into actionable recommendations for...

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