Legal jobs

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

Title: Senior Regulatory Counsel (Securities) Job Responsibilities: - Deliver timely, pragmatic, and business-oriented legal counsel to senior management and across all levels of the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams...

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Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Sep 24, 26

Full-time 1 views Experience : Min 5 yrs required

Job Tags:

advertising ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC marketing Mutual Funds Privacy Securities Transportation

Us: Company offers one of the largest lineups of ETFs, with over $100 billion in assets. The company is a leader in strategies such as crypto, dividend growth, interest rate hedged bond, and geared (leveraged and inverse) ETF investing. Company continues...

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Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Finance - General Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 21, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Finance - General Finance - Banking Finance - Financial Services Regulation

Job Tags:

agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities

Title: Director Legal Counsel, Corporate Treasury Job Responsibilities: - Provide strategic legal guidance to support the company's treasury activities, focusing on liquidity, funding, capital, and risk management. - Collaborate with Corporate Treasury leaders and cross-functional stakeholders to address complex legal, regulatory, and business...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 03, 26

Full-time 1 views Experience : 5-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

Title: Director Legal Counsel - Exchange Traded Products and Derivatives Job Responsibilities: - Provide legal support for exchange traded products (ETPs) managed or sponsored by the company. - Involvement in strategy, development, drafting of offering documents, initial offering, and ongoing...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 03, 26

Full-time 2 views Experience : 4-7 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws

Title: Director Legal Counsel - Digital Assets Job Responsibilities: - Provide legal support for the digital assets platforms available to customers of the company and its affiliates. - Engage in strategic initiatives and ensure regulatory compliance. - Negotiate agreements with product issuers or advisers. -...

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Employment Law - Management (Compliance & Counseling) Attorney / Employment Law - Wage and Hour - Defense Attorney / Employment Law - Wage and Hour - General Attorney / Employment Law - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 14, 26

Full-time 1 views Experience : Min 15 yrs required

Practice Area:

Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General

Job Tags:

corporate governance Employment Law Government Litigation regulatory compliance shareholders wage and hour

Title: HR Attorney Job Responsibilities: The HR Attorney is responsible for leading a team of employment lawyers and paralegals, providing legal counsel on matters related to corporate functions such as Corporate Secretary, Employment and Human Resources, Operations, Technology, Procurement, or...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 28, 26

Full-time 3 views Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as a legal advisor to one or more registered investment advisers that manage private credit funds and other investment vehicles, including certain funds registered under the Investment Company Act of 1940. - Provide legal support...

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Attorney in Washington, DC (Remote)

In-House • **Members Only** Washington, DC

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Posted On Sep 08, 26

Full-time 9 views Experience : 5-10 yrs required

Job Tags:

Bribery Broker Dealer Code of Conduct conflict resolution Ethics evidence HIPAA Money Laundering Privacy private equity regulatory compliance Visa Whistleblower

Title: Director, Risk, Compliance and Ethics Job Responsibilities: The Director of Compliance -- Americas will report to the Global Chief Risk & Compliance Officer (CRCO) and is responsible for overseeing the risk, compliance, and ethics programs in the Company's North American...

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Corporate - Asset/Investment Management Attorney in Arlington, VA (Remote)

In-House • **Members Only** Arlington, VA

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Posted On Sep 21, 26

Full-time 7 views Experience : 8-12 yrs required

Practice Area:

Corporate - Asset/Investment Management

Job Tags:

artificial intelligence directors FINRA Investment Advisers Act of 1940 Media Partnership title Visa

services to investment advisers, broker-dealers, and private fund managers. -... Manage ongoing client relationships and deliver high-quality service across both annual engagements and project-based work. - Conduct and lead complex compliance reviews, both remote and on-site, and synthesize findings into actionable recommendations...

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Attorney in Arlington, VA

In-House • **Members Only** Arlington, VA

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 15 yrs required

Job Tags:

artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options

Title: Senior Vice President, Chief Privacy Officer Job Responsibilities: The Senior Vice President and Chief Privacy Officer (CPO) is a strategic leader responsible for overseeing the enterprise privacy program at the company. This role involves designing and executing privacy frameworks, ensuring compliance...

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Attorney in McLean, VA

In-House • **Members Only** McLean, VA

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Posted On Sep 24, 26

Contract, Full-time 3 views Experience : Min 6 yrs required

Job Tags:

AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing

Title: Manager - Anti-Money Laundering - Financial Crime and Fraud** **Job Responsibilities:** As an Anti-Money Laundering (AML) Manager, you will be a part of the regulatory, risk, and forensic team. Your role will involve helping clients mitigate risks related to money laundering,...

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Data Privacy - Transactional Attorney in Alexandria, VA

In-House • **Members Only** Alexandria, VA

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Posted On Jun 30, 26

Full-time 10 views Experience : 8-12 yrs required

Practice Area:

Data Privacy - Transactional

Job Tags:

banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: Vice President, Assistant General Counsel, Cybersecurity Job Responsibilities: The Vice President, Cybersecurity Attorney will serve as the company's lead legal advisor on cybersecurity matters. Key responsibilities include: - Advising on legal and regulatory obligations related to cybersecurity incidents, including materiality assessments,...

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Data Privacy - Transactional Attorney in Alexandria, VA

In-House • **Members Only** Alexandria, VA

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Posted On Jul 03, 26

Full-time 5 views Experience : 8-12 yrs required

Practice Area:

Data Privacy - Transactional

Job Tags:

banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Advise on legal and regulatory obligations applicable to cybersecurity incidents, including materiality assessments, regulatory notifications, disclosure requirements, and client/advisor communications. - Serve as the primary legal advisor for incident response, working closely...

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