Legal Investment Company Act Jobs Jobs in Takoma Park, MD

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams to structure, develop, and launch registered securities offerings, including commodity ETFs and other vehicles registered under the 1933 Act, and...

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Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Sep 24, 26

Full-time 1 views Experience : Min 5 yrs required

Job Tags:

advertising ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC marketing Mutual Funds Privacy Securities Transportation

billion in assets. The company is a leader in... and inverse) ETF investing. Company continues to innovate with... products that provide strategic and tactical opportunities for investors to manage risk and enhance returns. Position Summary: Reporting to the Chief Compliance Officer, the...

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Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - M&A Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Aug 13, 26

Full-time 4 views Experience : Min 8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Corporate - M&A

Job Tags:

Asset Sales banking board of directors Capital Markets contracts corporate governance Corporate Law corporate transactions employee benefits equity family FLSA Government Insurance Litigation M&A Mediation NYSE regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

& Securities) at the company involves advising on public... company and corporate law matters,... with a strong focus on securities law compliance, public company reporting, corporate governance, and... corporate transactions. The role is pivotal in ensuring best practices in disclosure,...

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Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Jul 14, 26

Full-time 1 views Experience : 10-15 yrs required

Job Tags:

AML Bank Secrecy Act banking laws board of directors consumer protection ECOA Ethics FCRA lending marketing Money Laundering Privacy regulatory compliance TILA TISA UDAAP

program and Community Reinvestment Act (CRA) program at the... company. The CCO ensures that... the company operates in compliance with... federal and state banking laws, regulations, and ethical standards. The position is pivotal in fostering a strong culture of compliance...

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Corporate - Technology Transactions Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Jul 17, 26

Full-time 2 views Experience : 5-10 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements Bank Secrecy Act family finance government affairs Insurance Investment Company Act Securities

and implementation of the company's digital asset strategy and... initiatives. - Advise on legal and regulatory requirements for digital asset products and services, including brokerage, custody, and advisory services. - Draft and negotiate agreements with digital asset service providers, such as exchanges,...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC (Remote)

Law Firm • **Members Only** Washington, DC

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Posted On Sep 06, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

Job Tags:

1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Title: Content Lawyer - Registered Funds Job Responsibilities: Content Strategy: - Develop and execute an editorial calendar and content pipeline focused on the registered funds space, covering topics such as Retail 3c7s, interval funds, tender offer funds, non-traded...

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Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 11, 26

Full-time 18 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - General

Job Tags:

child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

for working with SEC-registered investment advisers and private investment... funds, including private equity,... venture capital, real estate, and similar investment vehicles. Key responsibilities include... handling regulatory and compliance matters related to federal securities laws such as the Investment Advisers A...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 11, 26

Full-time 2 views Experience : Min 3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar

Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The Associate... in the Investment Funds Regulatory Practice will... clients. These clients include investment advisers, family offices, and... other financial institutions on a global scale. The associate will be involved in: - Advising on...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - Compliance Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 16, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General Corporate - Compliance

Job Tags:

corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Acts as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders on legal requirements, fiduciary obligations, governance practices, and board processes. - Hires, evaluates,...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 18, 26

Full-time 2 views Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

advertising agreements artificial intelligence asset management document review Domestic Violence due diligence entity formation fund formation hedge funds Investment Company Act marketing Money Laundering Privacy private equity regulatory compliance Securities securities laws Venture Capital

and operation of private investment funds across various asset... classes and strategies. - Draft and negotiate fund formation documents, including limited partnership agreements, subscription agreements, private placement memoranda, investor side letters, and advisory committee agreements. - Counsel fund sponsors and institutional in...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 28, 26

Full-time 3 views Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including certain funds... registered under the Investment Company Act of 1940. -... matters related to the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures,...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 04, 26

Full-time 5 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Private Wealth Public Funds (PWPF) Legal Group at the law firm involves working on various legal and general corporate matters related to registered funds and Business Development Companies (BDCs) within the...

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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 23, 26

Full-time 12 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Assist with project management and fund formation matters, participating in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage regulatory filings (., 8-Ks, 10-Q/Ks, Form 10s, N-2s, N-CSRs,...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 26, 26

Full-time 3 views Experience : 2-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

registered funds. - Handle the formation and ongoing operation of “permanent capital” retail investment vehicles, including business development... companies (BDCs), registered closed-end funds, and similar structures. - Support fund boards on governance and compliance matters under the Investment Company Act of 1940. Educati......

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Corporate - Asset/Investment Management Attorney / Government and Government Relations Attorney / Administrative Law Attorney / Government / Public Law Attorney / Government - General Attorney / Corporate - General Attorney in Washington, DC

Government • **Members Only** Washington, DC

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Posted On Sep 28, 26

Full-time 3 views Experience : Min 1 yrs required

Practice Area:

Corporate - Asset/Investment Management Government and Government Relations Administrative Law Government / Public Law Government - General Corporate - General

Job Tags:

Investment Company Act investment management public sector RICO Securities securities laws

regulatory guidance on complex investment management issues. - Work closely... with senior leaders to shape key policy initiatives. - Represent the Director's Office in high-level meetings across the Commission and with external partners. - Provide expert legal analysis, advice, and opinions on regulatory...

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Registered Funds Associate Attorney

Recruiter • **Members Only** Washington, DC

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Posted On Aug 18, 26

Full-time 88 views Experience : 2-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and... re...

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Investment Company Act Jobs in Takoma Park

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