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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time 6 views Experience : Min 8 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title

Title: Senior Counsel, Asset Management Job Responsibilities: The Senior Counsel in the Asset Management division at the company is tasked with a variety of complex legal duties. The role involves substantial experience in contract drafting and negotiation, including agreements with mutual funds,...

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Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

In-House • **Members Only** Bethesda, MD

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Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams to structure, develop, and launch registered securities offerings, including commodity ETFs and other vehicles registered... under the 1933 Act, and...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Attorney Regular Full-Time Washington, DC, US YesterdayRequisition ID: 1013 As the leading global association of mutual funds, ETFs, and other regulated funds,... the read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Staff Paralegal in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Administrator The candidate will perform legal and regulatory research and analysis for attorneys. Will prepare various legal documents. Reviews Federal, State, and Local rules concerning investment company filings. Documents regulatory and compliance issues and files related regulatory reports. Collects data and prepares reports. Prepares correspondence to clients, counsel, and government agencies. Provides analysis, assistance, and recommendations in m... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Securities and Capital Markets Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

# Assistant General Counsel - Markets, SMAs & CITs ## About **Members Only.** (ICI) is the leading association representing regulated investment funds, including mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit... investment trusts (UITs). ICI's mission is to strengthen the foundation of the asset management industry for the ultimate benefit of the long-term individual investor. ## Role Summary T... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Securities and Capital Markets Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

encourage all qualified individuals to apply, and do not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veteran status, or any other protected status. # Assistant/Associate General Counsel - Securities Regulation ## A Leading Association Representing Regulated Funds Globally The read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC

**MEMBERS ONLY**SIGN UP NOW***. • Washington, DC

Investment Management Attorney and Chief Compliance Officer The candidate will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs. Maintain the Trust's compliance... program, including review and administration of compliance policies and procedures and the creation of new policies and procedures in response to newly issued regu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney in Arlington, VA

**MEMBERS ONLY**SIGN UP NOW***. • Arlington, VA

General Counsel, Brokerage Legal Department Duties: Providing legal advice in support of retail broker-dealer and registered investment adviser businesses (which together comprise Brokerageâ€™ business line). Support a team of senior lawyers in Brokerage Legal Department who are responsible for legal coverage of traditional brokerage and retirement platforms. Review of marketing and advertising materials. Drafting, reviewing and negotiating contracts, including r... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney in Arlington, VA

**MEMBERS ONLY**SIGN UP NOW***. • Arlington, VA

Assistant General Counsel, Brokerage Legal Department RESPONSIBILITIES: Review of marketing and advertising materials. Drafting, reviewing and negotiating contracts, including retail customer account agreements, selling agreements for ETFs and mutual funds, referral... agreements and third-party vendor agreements. Assisting with regulatory investigations and responses to regulatory document requests. Routine advice on brokerage and retirement products and services, particular... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate/Attorney/In House/Rockville, Maryland

**MEMBERS ONLY**SIGN UP NOW***. • Rockville, MD

President, Head Alternative Strategist The candidate will be responsible for maintaining oversight and direct responsibility for the firmâ€™s alternative investment platform, with a particular focus on limited partnerships (hedge funds and funds of funds). This includes the management of a talented team of analysts/research professionals. Evaluating current and intermediate term alternative investment markets, risks, and opportunities and providing actionable investment... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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