Legal Finra Jobs Jobs in Washington, DC

Legal Staff Paralegal in Washington, DC (Remote)

Law Firm • **Members Only** Washington, DC

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Posted On Sep 03, 26

Full-time 14 views Experience : Min 5 yrs required

Practice Area:

Corporate - M&A Corporate - Securities and Capital Markets

Job Tags:

acquisitions Capital Markets closing documents due diligence equity FINRA Insurance IPO life sciences mergers startup stock exchange Venture Capital

Title: Senior Corporate Paralegal Job Responsibilities: The Senior Corporate Paralegal will focus on Capital Markets, Startups, and Mergers & Acquisitions. The position requires: - Capital Markets and Public Companies: Handling IPO and public company matters, including creating registration statement numerical backup spreadsheets, managing...

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Legal Staff Paralegal in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 03, 26

Full-time 23 views Experience : Min 3 yrs required

Practice Area:

Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - M&A

Job Tags:

acquisitions Capital Markets closing documents due diligence emerging technologies Employment Discrimination equity FINRA Insurance IPO life sciences mergers Practice of Law Privacy Public Corporations startup stock exchange Venture Capital

Title: Mid-Level Corporate Paralegal Job Responsibilities: The Mid-Level Corporate Paralegal will focus on tasks related to Startups, Capital Markets, and Mergers & Acquisitions. Key responsibilities include: - For Startups: - Incorporating technology and life sciences companies. - Managing...

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Legal Staff Paralegal in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 03, 26

Full-time 12 views Experience : Min 3 yrs required

Practice Area:

Corporate - Securities and Capital Markets

Job Tags:

Capital Markets closing documents emerging technologies FINRA Insurance stock exchange

Title: Mid-Level Capital Markets & Public Companies Paralegal Job Responsibilities: The Mid-Level Corporate Paralegal will be responsible for managing a variety of tasks related to Capital Markets and Public Companies. Key duties include: - Handling matters related to Initial Public Offerings (IPOs) and...

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Legal Staff Paralegal in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jun 09, 26

Full-time 9 views Experience : Min 3 yrs required

Practice Area:

Corporate - Compliance Corporate - General

Job Tags:

Affirmative Action child Code of Conduct corporate governance domestic partner family FINRA Insurance invention Partnership Securities securities laws spouse

Title: Specialist, Corporate Governance Job Responsibilities: - Conduct comprehensive legal and regulatory research on corporate governance practices and procedures. - Synthesize complex findings into authoritative research summaries and policy recommendations for internal and external requests. - Draft and proofread all deliverables to ensure documentation...

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Legal Staff Paralegal in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 07, 26

Full-time 2 views Experience : Min 2 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements child Corporate Law criminal Energy family finance FINRA fund formation health benefits life sciences limited liability companies partnerships Software

Title: Private Funds Paralegal Job Responsibilities: The Private Funds Paralegal will support attorneys in various stages of fund formation and management, focusing on private investment funds. Key responsibilities include: - Assisting with the formation and structuring of private investment funds, including limited partnerships...

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Legal Staff Paralegal in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Sep 07, 26

Full-time 1 views Experience : Min 8 yrs required

Practice Area:

Corporate - General Corporate - Compliance

Job Tags:

acquisitions artificial intelligence Contractual Obligations corporate governance Corporate Law corporate transactions equity finance FINRA Genetics Government Insurance Litigation lobbying restructuring Securities Software title

Senior Corporate Paralegal Job Responsibilities: The Senior Corporate Paralegal at the company is tasked with providing comprehensive support to the Global Legal & Compliance team. Key responsibilities include: - Supporting corporate governance activities such as maintaining corporate records, minute books, managing subsidiaries, preparing...

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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time 19 views Experience : 6-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation

Job Tags:

40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title

Title Senior Counsel Job Responsibilities - Serve as a senior legal advisor to a registered investment adviser that sub-advises private credit funds, including funds registered under the Investment Company Act of 1940. - Provide primary legal support on matters arising...

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Government and Government Relations Attorney / Government / Public Law Attorney / Administrative Law Attorney / Corporate - Securities and Capital Markets Attorney / Government - General Attorney / Corporate - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 09, 26

Full-time 3 views Experience : Min 6 yrs required

Practice Area:

Government and Government Relations Government / Public Law Administrative Law Corporate - Securities and Capital Markets Government - General Corporate - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy, is responsible for providing legal advice and support throughout the life cycle of new regulatory initiatives. This role serves as a subject matter resource...

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Corporate - Securities and Capital Markets Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 10, 26

Full-time 3 views Experience : Min 6 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General

Job Tags:

Affirmative Action child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Securities spouse Trademark

Title: Principal Counsel in Office of General Counsel (OGC), Regulatory Policy Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy at the organization is tasked with providing legal advice and support throughout the life cycle of new...

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Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Jul 12, 26

Full-time 2 views Experience : 5-8 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements AML Bank Secrecy Act Capital Markets equity Ethics family FCPA FINRA high yield Insurance lending licensing OFAC pension public offerings Securities securities laws stage

Title: Senior Corporate Counsel - Securities Capital Markets Job Responsibilities: The Senior Corporate Counsel will join the Capital Markets Legal Team, providing legal support to the Global Capital Markets (GCM) business line, including the Debt Capital Markets Group and other related business...

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Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 30, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Affirmative Action Capital Markets child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Media Securities special projects spouse Trademark

Title: Associate General Counsel, Capital Markets Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management on high-impact, legally and politically complex regulatory initiatives and rule...

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Administrative Law Attorney / Government and Government Relations Attorney / Government / Public Law Attorney / Government - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time Experience : Min 10 yrs required

Practice Area:

Administrative Law Government and Government Relations Government / Public Law Government - General

Job Tags:

Capital Markets FINRA Media Securities special projects

expert legal knowledge to the Board of Governors and senior management, advising them on complex and sensitive regulatory initiatives and rule changes. This role is recognized by FINRA and the industry as... a primary expert in complex regulatory policy a...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - White Collar Crime & Government Investigations Attorney / Litigation - Anti-corruption and the Foreign Corrupt Practices Act - Plaintiffs Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jun 01, 26

Full-time 12 views Experience : Min 6 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - White Collar Crime & Government Investigations Litigation - Anti-corruption and the Foreign Corrupt Practices Act - Plaintiffs

Job Tags:

Affirmative Action child Code of Conduct domestic partner evidence family FINRA Insurance invention Litigation Securities spouse

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex Enforcement matters through rigorous assessment and effective advocacy. - Execute a risk-based legal strategy to assess records fairly and recommend fair and effective outcomes. - Identify potential risks, defenses, individual liability, and Principal Considerations. - Effectively negotiate...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time 6 views Experience : Min 8 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title

Title: Senior Counsel, Asset Management Job Responsibilities: The Senior Counsel in the Asset Management division at the company is tasked with a variety of complex legal duties. The role involves substantial experience in contract drafting and negotiation, including agreements with mutual funds,...

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Employment Law - Management (Compliance & Counseling) Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Traditional Labor Law (Unions) Attorney / Employment Law - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Jun 24, 26

Full-time 6 views Experience : 7-10 yrs required

Practice Area:

Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - Traditional Labor Law (Unions) Employment Law - General

Job Tags:

acquisitions agreements criminal data privacy Employment Discrimination Employment Law employment litigation ERISA FINRA Immigration international business Investment Advisers Act of 1940 Labor and Employment Labor Relations Litigation LLC Reductions in Force Securities Securities Exchange Act of 1934

Title: Senior Attorney - Employment Law Team Job Responsibilities: - Work independently on a variety of advisory, internal investigative, and employment litigation matters for specified client groups and business partners. - Apply a full range of federal, state, and international...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Administrative Law Attorney / Government - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 07, 26

Full-time 1 views Experience : Min 8 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Administrative Law Government - General

Job Tags:

FINRA Litigation Securities

Legal Support Specialist for FINRA Hearing Officers Job Responsibilities: - Provide... legal support to FINRA Hearing Officers in the... adjudication of disciplinary proceedings. - Conduct comprehensive legal research to assist in the decision-making process. - Draft detailed and accurate decisions based on legal findings...

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Litigation - Appellate Attorney / Litigation - Securities Litigation - Defense Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26

Full-time 1 views Experience : Min 15 yrs required

Practice Area:

Litigation - Appellate Litigation - Securities Litigation - Defense

Job Tags:

Affirmative Action appeals appellate child Code of Conduct domestic partner employment litigation family Financial Industry Regulatory Authority FINRA Insurance invention Litigation Securities special projects spouse Trademark

Title: Vice President and Associate General Counsel - Litigation Job Responsibilities: - Direct and manage the organization's most significant and complex corporate litigation, including class actions, employment litigation, and other high-stakes matters. - Oversee and manage the organization's representation in significant administrative proceedings...

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International Trade Attorney / Government and Government Relations Attorney / Government - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 18, 26

Full-time Experience : Min 8 yrs required

Practice Area:

International Trade Government and Government Relations Government - General

Job Tags:

AML child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Insurance lending licensing Money Laundering pension regulatory compliance spouse title

Title Senior Counsel Anti Money Laundering and Sanctions Job Responsibilities The Senior Counsel for Anti Money Laundering and Sanctions is tasked with performing significant and complex legal work while regularly interacting with management. Key responsibilities include: - Providing guidance to the...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Securities Litigation - Plaintiffs Attorney / Administrative Law Attorney / Government / Public Law Attorney / Government - General Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 25, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs Administrative Law Government / Public Law Government - General

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

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Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Aug 12, 26

Full-time 2 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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