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United States
Posted On Jul 07, 26
Full-time 7 views Experience : Min 9 yrs required
Practice Area:
Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General
Job Tags:
banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor
Practice Area:
Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General
Job Tags:
banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor

on investment products and services, focusing on regulatory and... contractual requirements, suitability standards, fiduciary obligations, disclosure requirements, legal risk mitigation, and product due diligence activities. - Act as the legal subject matter expert for broker-dealer and registered investment advisor matters, advising...

Posted On Jul 07, 26
Full-time 8 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - Compliance Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
Emerging Markets
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - Compliance Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
Emerging Markets

Title:** MSIM- Emerging Markets Debt- Transaction Counsel **Job Responsibilities:** The Transaction Counsel will play a critical role in the Portfolio Management department, focusing on emerging markets debt. The responsibilities include: - Providing legal support and advice for transactions involving emerging markets debt. -...

Posted On Jul 07, 26
Full-time 10 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General Finance - General
Job Tags:
agreements due diligence fiduciary FINRA Securities Act of 1933 Securities Exchange Act of 1934 securities laws trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General Finance - General
Job Tags:
agreements due diligence fiduciary FINRA Securities Act of 1933 Securities Exchange Act of 1934 securities laws trusts wealth management

Interpret and apply fiduciary principles and duties to ensure compliance with relevant laws and regulations. - Offer advice on advisory and brokerage service models, focusing on regulatory requirements. - Review and draft... policies, procedures, and client documentation to align with legal standards. -...

Posted On Jul 16, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Compliance Corporate - General Administrative Law Finance - Financial Services Regulation Government - General Finance - General
Job Tags:
criminal derivatives equity finance financial services regulation Government information technology NASDAQ
Practice Area:
Corporate - Compliance Corporate - General Administrative Law Finance - Financial Services Regulation Government - General Finance - General
Job Tags:
criminal derivatives equity finance financial services regulation Government information technology NASDAQ

clearing initiatives. - Advise business stakeholders on legal and regulatory issues arising under the... Commodity Exchange Act and Commodity Futures Trading Commission regulations. - Draft, review, and maintain exchange rules, policies, governance materials, and other legal documentation supporting the operation and evol...

Posted On Jul 30, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

commodity derivatives, swap dealer and banking regulations, and related risks in a dynamic environment. - Support non-derivative traded products, including physically-settled commodity spot and forward transactions, leasing arrangements, and financing agreements. This includes regulatory, documentation, and project-related legal... work. - Actively p...

Posted On Jul 08, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking crime Energy equity family finance Financial Institutions financial services regulation financial services regulatory fraud government relations Insurance licensing payment processing regulatory compliance Scams Software TILA UDAAP Visa

Job Title: Senior Regulatory Counsel, Americas Job Responsibilities: - Handle... regulatory legal issues related to... region. - Monitor, report, and influence trends and developments in payments and financial services regulation in the... Americas, identifying and anticipating changes that may impact business operations...

Posted On Aug 20, 26
Full-time 1 views Experience : 5-7 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family finance Financial Institutions Insurance pension regulatory compliance Securities spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family finance Financial Institutions Insurance pension regulatory compliance Securities spectrum

Job Title: Financial Services - Customer Tax... responsibility is to ensure regulatory compliance and deliver comprehensive... tax reporting services to financial institutions. Key responsibilities include: -... complex tax reporting solutions while ensuring adherence to global and local regulatory standards. - Managing...

Posted On Aug 31, 26
Full-time Experience : Min 2 yrs required
Job Tags:
family finance H-1B Mergers and Acquisitions regulatory compliance restructuring
Job Tags:
family finance H-1B Mergers and Acquisitions regulatory compliance restructuring

Job Title Financial Services Global Structuring -... Senior Associate Job Responsibilities As a Financial Services Global Structuring -... Senior Associate, you will play a vital role in providing advice and guidance to clients on structuring their global tax positions to...

Posted On Aug 20, 26
Full-time 6 views Experience : 8-8 yrs required
Practice Area:
Tax - Private Client Services Tax - Federal Tax - General
Job Tags:
asset management banking Capital Markets construction family Financial Institutions Insurance pension private client private equity regulatory compliance spectrum wealth management wealth transfer
Practice Area:
Tax - Private Client Services Tax - Federal Tax - General
Job Tags:
asset management banking Capital Markets construction family Financial Institutions Insurance pension private client private equity regulatory compliance spectrum wealth management wealth transfer

Job Title: Financial Services - Private Client... Services - Tax Senior Manager Job... Responsibilities: As a Senior Manager in Private Tax, you will be responsible for providing personal and private tax advice and managing compliance requirements for business owners, business-owning families, and...

Posted On Jun 26, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

supporting the legal and regulatory aspects of distributing registered... investment companies and private investment funds within the Wealth and Investment Management division. Key responsibilities include: - Advising on the distribution of mutual funds, ETFs, and other registered products, ensuring compliance with...

Posted On Jul 16, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... tax environment. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on local and international tax affairs, focusing on strategic consulting for business...

Posted On Aug 20, 26
Full-time Experience : 2-4 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Job Title: Financial Services - Customer Tax... be responsible for supporting financial institutions and clients in... meeting complex regulatory requirements. Key responsibilities include: -... Gathering and verifying customer documents in accordance with the Foreign Account Tax Compliance Act (FATCA) and Common...

Posted On Aug 20, 26
Full-time Experience : 4-6 yrs required
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum
Job Tags:
asset management banking Capital Markets construction due diligence family Financial Institutions Insurance pension regulatory compliance spectrum

Job Title: Financial Services - Customer Tax... crucial role in supporting financial institutions with their regulatory... compliance and tax reporting... obligations. Your core responsibilities will include: - Managing the end-to-end process for Foreign Account Tax Compliance Act (FATCA) and Common Reporting...

Posted On Aug 13, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing RICO wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing RICO wealth management

Financial Services Tax - Real... Estate Senior Manager Duties: The candidate will play a pivotal role in guiding clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advise on local and international...

Posted On Aug 13, 26
Full-time Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... Estate Director Duties: The candidate will be playing a pivotal role in guiding clients through the intricate landscape of tax obligations, both locally and internationally. Within the Tax practice, will be providing strategic consulting on...

Posted On Aug 20, 26
Full-time Experience : Min 2 yrs required
Job Tags:
family finance H-1B regulatory compliance restructuring
Job Tags:
family finance H-1B regulatory compliance restructuring

Job Title Financial Services Global Structuring -... Senior Associate Job Responsibilities - Analyzing international tax laws and regulations to develop strategies that optimize tax efficiency for multinational businesses. - Providing guidance on structuring global tax positions to minimize risks and...

Posted On Aug 25, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Aug 26, 26
Full-time Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Aug 26, 26
Full-time 1 views Experience : 4-6 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
advertising agreements Commercial Contracts Consumer Protection Laws contracts equity FCRA finance financial services regulatory lending Litigation marketing Software special projects UDAAP
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
advertising agreements Commercial Contracts Consumer Protection Laws contracts equity FCRA finance financial services regulatory lending Litigation marketing Software special projects UDAAP

Job Title: Counsel, Business Services Job Responsibilities: As Counsel, Business... Services at the company, you... will serve as the primary legal partner for vendor relationships, technology agreements, and commercial transactions that drive the company's business operations. You will collaborate with stakeholders...

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