Legal jobs

General Counsel Director The candidate will provide legal advice and services to the Financial Services (FS) business and its dually registered investment adviser/broker-dealer services. Specific areas of focus will include advising on the provision of investment advisory services, the distribution of investment products and services, and sales practice and supervision considerations related to the provision of investment advisory and brokerage services through fie... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Duties: Provides legal counsel, oversight and decision-making to company management and other clients with respect to the Integrated Payment System's obligations under federal and state laws and regulatory requirements in the United States, and includes responsibility for understanding money transmission, check selling, and anti-money laundering laws and regulations as they apply to IPS(Integrated Payment System) business and assisting with the development and impl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Job Title: Legal Counsel - Fund Services (Hybrid) ## About the Role The Legal Counsel - Fund Services (Hybrid) role is a hybrid position working on-site 3 days per week ideally in our Milwaukee, WI location or an office within the UMB footprint (. Missouri, Colorado, Nebraska, Arizona). As a Legal Counsel, you will provide legal counsel for read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and... closed-end funds for filing with the... . Securities and Exchange Commission (SEC), including... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Investment Company Act (1940 Act) Paralegal Responsibilities: Serve all client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisors Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange traded funds... and closed-end funds for... filing with the . Securities and Exchange Commission (SEC),... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel, Mutual Funds Responsibilities: Work on... complex legal issues where analysis requires identification and evaluation of multiple factors. Manage legal matters provided to a number of in-house constituents within practice areas. Exercise independent judgment regarding legal advice with limited supervision of more senior attorney. Negotiate discrete disputes within practice areas. Review and draft documents and templates within practice areas. Coordinate legal mat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Legal Counsel Responsibilities: Advise on investment adviser, mutual fund, ETF and closed-end... fund legal issues. Prepare and oversee various mutual fund, ETF and closed-end... fund regulatory filings with the . Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2. Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the . Securities and Exchange Commission. Prepare and review... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Legal Counsel Responsibilities: Advise on investment adviser, mutual fund, ETF and closed-end... fund legal issues. Prepare and oversee various mutual fund, ETF and closed-end... fund regulatory filings with the . Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2. Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the . Securities and Exchange Commission. Prepare and review... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Paralegal Responsibilities: Serve all client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisors Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange traded funds... and closed-end funds for... filing with the . Securities and Exchange Commission (SEC), including Forms N-1A, N-2, N-CSR,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel Director The candidate will lead and/or participate on project teams for TFS and TCS initiatives and present legal advice effectively to stakeholders and senior leaders. Will handle legal matters to advance key business objectives, such as researching and advising on the development and distribution of new products and services for TFS and TCS and the continued maintenance and growth of existing products and services, while addressing evolving legal... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here