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1940 Act Jobs in Colorado

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United States
Posted On Sep 08, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements CCPA child children corporate governance due diligence Employment Rights family fiduciary indemnity Insurance investment management M&A marketing mergers Privacy spectrum Women
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements CCPA child children corporate governance due diligence Employment Rights family fiduciary indemnity Insurance investment management M&A marketing mergers Privacy spectrum Women

Title: M&A Counsel Job Responsibilities: The M&A Counsel position at the company involves providing guidance and consultation on a variety of legal matters. The primary responsibilities include: - Reviewing, drafting, structuring, and negotiating agreements related to mergers and acquisitions (M&A). - Conducting legal M&A...

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Posted On Sep 03, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
agreements child climate change contracts employee benefits family finance financial products Government Insurance NYSE pension SEC filings Securities Securities Act of 1933 special projects stock exchange Women
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
agreements child climate change contracts employee benefits family finance financial products Government Insurance NYSE pension SEC filings Securities Securities Act of 1933 special projects stock exchange Women

Title Legal Support Specialist Job Responsibilities - Research and apply existing federal and state laws, rules, and regulations as they relate to insurance and annuity products registered with the . Securities and Exchange Commission (SEC). - Work with internal Legal, Compliance,...

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Posted On Sep 01, 26
Full-time 1 views
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts

Title: Senior Attorney - Board and Governance Support Job Responsibilities: - Serve as the primary senior attorney supporting the Chief Legal Officer (CLO) for Janus Investment Fund (JIF) and Janus Aspen Series (JAS) and Boards of Trustees and their committees, including Audit,...

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Posted On Sep 01, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Ethics family fiduciary Mutual Funds pension registered investment companies reorganization Securities shareholders trusts

four Trusts (JIF, JAS, DST, and CST). - Act as the main point... of contact for disclosure legal matters, escalating issues to the Chief Legal Officer (CLO) when necessary. - Lead the disclosure team, including setting priorities and standards, providing legal ove...

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Posted On Aug 25, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements corporate governance SEC filings
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements corporate governance SEC filings

Title: Paralegal II Job Responsibilities: The Paralegal II is tasked with supporting the Legal Administration Department by performing a variety of general administrative and clerical duties. Key responsibilities include: - Preparing updates for client registration statements and client SEC filings. - Distributing materials for...

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Posted On Sep 03, 26
Full-time Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws

Title: Investment Management Associate Attorney (Senior-Level) Job Responsibilities: The Investment Management Associate Attorney at the law firm is expected to represent clients within the investment management industry, which includes a diverse range of businesses. Key responsibilities include: - Drafting key corporate governance documents...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

ideal candidate will have a strong background in investment management law and a commitment to providing exceptional client clients on the Investment Advisers Act of 1940 and general securities ... corporate governance documents for registered advisers and investment companies....

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