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United States
Posted On Aug 30, 26
Full-time Experience : 8-10 yrs required
Job Tags:
ADA air authors Business Law employee benefits Employee Retirement Income Security Act Employee Rights ERISA Estate Planning fiduciary financial products FINRA Harassment Insurance marketing Mutual Funds partnerships pension Qualified Retirement Plans Retirement Planning
Job Tags:
ADA air authors Business Law employee benefits Employee Retirement Income Security Act Employee Rights ERISA Estate Planning fiduciary financial products FINRA Harassment Insurance marketing Mutual Funds partnerships pension Qualified Retirement Plans Retirement Planning

shaping the future of retirement planning at the company. You will be responsible for driving sales of life insurance, annuities, mutual funds, and retirement plans... through all distribution channels by providing comprehensive consulting services. Your mission involves offering strategic consulta...

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Posted On Sep 10, 26
Full-time 13 views Experience : 8-8 yrs required
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation

Job Title: Senior Manager, Mutual Fund Tax Job Responsibilities: - Build... and manage client relationships while overseeing a portfolio of large clients, acting as the primary contact for both internal and external clients. - Manage senior-level relationships with large clients, providing tactical advice...

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Posted On Sep 10, 26
Full-time 8 views Experience : 8-8 yrs required
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation

Job Title: Senior Manager, Mutual Fund Tax Job Responsibilities: - Build... and manage client relationships while overseeing a portfolio of large clients and acting as a primary contact for both internal and external clients. - Manage relationships at a senior level with large...

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Posted On Aug 17, 26
Full-time 12 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title
Practice Area:
Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title

contracts, including agreements with mutual funds, subadvisors, model providers,... private funds, and other vendors, as... of investment management functions, trading, proxy voting, pricing, and valuation. - Understanding and managing investment products such as mutual funds, ETFs, private funds,... hedge... funds, derivativ...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

– Duties: Preparing (controlling master copy of) prospectuses, statements of additional information, supplements, prospectus profiles and post-effective amendments. (N-1As) as well as filing such documents with the SEC through EDGAR filing agent. Preparing agendas, resolutions, chairman scripts and minutes of quarterly board meetings (board documents). Interacting with fund counsel, board members, service providers, auditors and clients, as well as intern... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Salary Information: The salary range for this position is $150,000-$175,000, depending on experience and qualifications. Job Title: Counsel - Securities/Registered Funds Experience Information: Minimum... 6 years' experience in '40 Act investment company matters supporting all legal needs/requirements of a diversified mutual fund complex. H1... and H2 Friendly Headings: H1: Counsel-Securities/Registered Funds Opportunity at an Insurance... Company in Cincinnati, OH H... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

# Senior Counsel - Securities/Registered Funds **Job Summary** ... As Senior Counsel for Securities/Registered Funds, you will provide legal... counsel to Touchstone Advisors and Touchstone Securities on transactional, securities and regulatory matters relating to the registration and operation of the Touchstone Mutual Fund complex. Your responsibilities... will include review of and/or drafting a variety of fund-related agreements, including third-party distribution, administrat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

reimbursement Employee Assistance Program Commuter benefits Discounts through the . Bank Perks program Salary Information The salary range for this position is $90,000-$125,000 per year. # 1940 Act Attorney ## Job Summary . Bank is looking for a 1940 Act Attorney to lead a team of compliance administrators and ensure all activities meet the requirements of state and federal legal and regulatory agencies. The 1940 Act Attorney will be res... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Overview: . Bank is looking for an experienced 1940 Act Attorney to join their Regulatory Administration Group. The successful candidate will have two years to more than twenty years of experience working with mutual funds or ETFs registered... under the Investment Company Act of 1940. The role is open to candidates who can work remotely, although those located close to one of the offices in Wisconsin, Ohio, or California will be expected to split their time between the offi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

reimbursement Employee Assistance Program Identity theft protection Health and wellness programs Onsite fitness center at some locations And many more # Regulatory Administrator/Paralegal ## Job Overview . Bank is looking for an experienced Regulatory Administrator/Paralegal to join their team. The Regulatory Administration Senior Paralegal will be responsible for preparing and filing regulatory filings required under federal securi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

reimbursement Employee Assistance Program Health and wellness programs Employee discounts Pet insurance Salary Grade: The salary grade for this role is based on the candidate's level of experience. Summary . Bank is looking for an experienced 1940 Act Attorney to join their Regulatory Administration Group. This role can be done remotely, with the option to split time between an office and the remote location. The ideal candidate will... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney . Bank is looking for a 1940 Act Attorney to join their Global Fund Services team. This is a full-time position with the potential to work remotely if not located near one of their offices in Milwaukee, Wisconsin (HQ); Cincinnati, Ohio; Glendora, California; or Mesa, Arizona. The successful candidate will have experience working with the Investment Company Act of 1940 and related securities laws and regulations and preferably have at least five year... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and... closed-end funds for filing with the... . Securities and Exchange Commission (SEC), including... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Transactions Specialist II - Court Orders And Levies The candidate will read incoming legal orders, determine the correct course of action by applying their acquired knowledge of the state/federal rules governing each specific order document, take the necessary customer/account action including placing legal holds on eligible accounts, releasing holds, setting up funds to payout to various... remittance entities, and reaching out to specific LOBs (Treasury Services Dept, CD Dep... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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