Mutual Funds Jobs in Ohio

Corporate Investment Counsel The candidate should have 6+ years of experience working on matters related to ETFs, mutual funds, closed-end funds and... investment advisers. Experience working with boards, SEC filings and complex Investment Company Act of 1940 issues is a plus. Should have a superior academic record, strong work ethic and excellent writing skills.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Investment Management Associate The candidate should have 2+ years of experience working on matters related to the investment management field, particularly in the area of mutual funds and investment advisors.... Additional experience with private placements and general corporate matters is a plus. Candidate licensed in Ohio is preferred. Must have a superior academic record, strong work ethic and excellent writing skills.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel II - Securities Duties: Will be in the areas of regulation, law, and compliance, with additional focus on broker-dealers or investment advisors and assisting with development of products and providing general corporate legal advice. The candidate will be a part of the team of lawyers that provide service to the securities and asset management division. The investment advisors practice group assists in the development of policies, procedures, programs and produc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Specialist. Duties: Work with compliance team on issues related to the provision of investment advisory services, including: monitoring regulatory developments, assessing risks, advising and educating employees, and participating in the development and implementation of policies and procedures to assure, test and document compliance with all legal requirements. Requirements: Bachelor's degree is required. Law degree preferred, but relevant experience in investmen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

– Duties: Preparing (controlling master copy of) prospectuses, statements of additional information, supplements, prospectus profiles and post-effective amendments. (N-1As) as well as filing such documents with the SEC through EDGAR filing agent. Preparing agendas, resolutions, chairman scripts and minutes of quarterly board meetings (board documents). Interacting with fund counsel, board members, service providers, auditors and clients, as well as intern... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney - This position will be responsible for providing legal advice and services to senior management, department leaders, and line groups in the areas of securities trading, investments, brokerage, mutual funds and investment advisors... law. This attorney will manage a group of investment advisors lawyers. This practice group will be required to assist in the development of policies, procedures, programs and products for the Investment Advisors Division of the Bancorp and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Salary Information: The salary range for this position is $150,000-$175,000, depending on experience and qualifications. Job Title: Counsel - Securities/Registered Funds Experience Information: Minimum... 6 years' experience in '40 Act investment company matters supporting all legal needs/requirements of a diversified mutual fund complex. H1... and H2 Friendly Headings: H1: Counsel-Securities/Registered Funds Opportunity at an Insurance... Company in Cincinnati, OH H... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

# Senior Counsel - Securities/Registered Funds **Job Summary** ... As Senior Counsel for Securities/Registered Funds, you will provide legal... counsel to Touchstone Advisors and Touchstone Securities on transactional, securities and regulatory matters relating to the registration and operation of the Touchstone Mutual Fund complex. Your responsibilities... will include review of and/or drafting a variety of fund-related agreements, including third-party distribution, administrat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

reimbursement Employee Assistance Program Commuter benefits Discounts through the . Bank Perks program Salary Information The salary range for this position is $90,000-$125,000 per year. # 1940 Act Attorney ## Job Summary . Bank is looking for a 1940 Act Attorney to lead a team of compliance administrators and ensure all activities meet the requirements of state and federal legal and regulatory agencies. The 1940 Act Attorney will be res... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Transactions and Securities Attorney The candidate should have 3 - 5 years of experience on investment management matters, such as broker-dealers and investment advisers, mutual funds, hedge funds and... private equity funds.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here