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United States
Posted On Aug 03, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Privacy Women
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Privacy Women

Assistant General Counsel - Registered Investment Advisor Job Responsibilities: The Assistant... General Counsel for a Registered Investment Advisor at the... support to the company's investment advisory services. This role... strategic legal guidance to support the business objectives of the company's investment adviso...

Posted On Sep 23, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Legal & Compliance - PWPF Legal Group at the company is situated in a dynamic and fast-growing environment, focusing primarily on registered funds and Business Development... Companies (BDCs) within the Private......

Posted On Aug 18, 26
Full-time 2 views Experience : 7-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Contract Law Real Estate- Commercial Transactions Real Estate - Development/ Dirt law Corporate - General Real Estate - General
Job Tags:
agreements contracts divestitures due diligence finance global trade Joint Ventures marketing agreements Mergers and Acquisitions partnerships Securities Software
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Contract Law Real Estate- Commercial Transactions Real Estate - Development/ Dirt law Corporate - General Real Estate - General
Job Tags:
agreements contracts divestitures due diligence finance global trade Joint Ventures marketing agreements Mergers and Acquisitions partnerships Securities Software

Title: Transactional Generalist Attorney Job Responsibilities: - Provide legal guidance on transactional matters including customer agreements, strategic partnerships, new product offerings, and business initiatives. - Review, draft, and negotiate various contracts such as data, software, technology licenses, SaaS agreements, development agreements, partnership agreements,...

Posted On Sep 01, 26
Full-time 3 views Experience : Min 5 yrs required
Job Tags:
equity registered investment companies
Job Tags:
equity registered investment companies

Job Title: Tax Manager, Registered Investment Companies (RICs) Job Responsibilities: Tax... Strategy & Compliance - Calculate tax effects of transactions, conduct technical tax research, and manage tax partner expectations. - Handle billing and WIP management. - Review tax returns and manage tax workflow across multiple...

Posted On Aug 10, 26
Full-time 1 views Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title

for the Company's . registered funds, sub-advisory relationships, and... other retail products, including separately managed accounts and model-based programs. The role involves close collaboration with senior management and various teams across the Company, including fund administration and compliance, to address...

Posted On Sep 23, 26
Full-time 4 views Experience : 4-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management

Title VP, Counsel - Registered Funds Job Responsibilities -... for the company's . registered funds and collective investment... trusts, ensuring compliance with... the Investment Company Act of 1940,... Securities Act of 1933, Securities Exchange Act of 1934, and related SEC...

Posted On Sep 23, 26
Full-time 15 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management

Title Senior Vice President, Head of Legal and Compliance Job Responsibilities - Provide legal and compliance support for the company's . broker-dealer, ensuring adherence to relevant regulatory requirements. - Draft, review, and negotiate a wide range of agreements related to...

Posted On Jul 21, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy

Job Title: Investment Management Attorney Job Responsibilities: - Providing... for structuring and maintaining registered investment vehicles, including the... preparation... and ongoing review of registration statements. - Advising various internal business clients, such as portfolio managers, marketing, and sales personnel, on legal and regulatory...

Posted On Sep 14, 26
Full-time 21 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management

Job Title: Global Alternatives Investment Solutions Assistant General Counsel Job... to the Global Alternative Investment Solutions businesses within the... legal support across various fund types, including open and closed-ended hedge funds-of-funds, private credit funds-of-funds, registered alternative investment funds, separately... managed ......

Posted On Jul 14, 26
Full-time 1 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements artificial intelligence asset management blockchain developers Energy entity formation equity ETFs family finance fund formation hedge funds Investment Advisers Act of 1940 Investment Banking Liquidations ordinances Partnership spectrum
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements artificial intelligence asset management blockchain developers Energy entity formation equity ETFs family finance fund formation hedge funds Investment Advisers Act of 1940 Investment Banking Liquidations ordinances Partnership spectrum

subscription documentation, and bespoke side letter agreements with limited partners. - Coordinate with external legal counsel, as well as internal portfolio managers and sales teams, on legal diligence, negotiation, and execution of new investment opportunities. - Advise internal stakeholders... on ongoing fu...

Posted On Aug 28, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements asset management contracts corporate governance due diligence entity formation equity finance fund formation investment bankers Joint Ventures lending LLC M&A mergers Mergers and Acquisitions portfolio companies portfolio company private equity regulatory compliance securitization special projects
Practice Area:
Corporate - M&A Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Contract Law Corporate - General
Job Tags:
acquisitions agreements asset management contracts corporate governance due diligence entity formation equity finance fund formation investment bankers Joint Ventures lending LLC M&A mergers Mergers and Acquisitions portfolio companies portfolio company private equity regulatory compliance securitization special projects

to US-based specialty finance companies and a buyer of... short-term commercial receivables. The company operates through two distinct verticals – **Members Only.** LLC and BasePoint Advisors LLC. Founded in 2009, **Members Only.** is the company’s specialty finance arm and provides specialty...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
artificial intelligence fund formation hedge funds Insurance investment management lending marketing regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
artificial intelligence fund formation hedge funds Insurance investment management lending marketing regulatory compliance securities laws

in-house legal resource for investment, operations, compliance, and other... regulatory matters involving the Investment Advisers Act, Investment Company... other requirements applicable to investment managers. - Support the formation,... structuring, and ongoing operation of private and registered investment funds. - Provide legal... su......

Posted On Jul 07, 26
Full-time 6 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
investment management

Job Title: Investment Management Attorney Job Responsibilities: The... Investment Management Attorney will be... responsible for advising on a wide range of legal issues related to investment management, including but not... limited to, structuring, and operation of investment funds. The attorney will......

Posted On Jul 08, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

the Columbia Threadneedle Investments registered investment companies. Under the... the Legal Affairs Manager will be responsible for performing ongoing legal and regulatory activities related to the registered investment companies. The role... involves coordinating the creation, updating, and filing of re...

Posted On Jul 13, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Job Title: Investment Management Attorney Job Responsibilities: - Provide... private funds, 1940 Act registered funds, and ETFs. - Advise... on trading agreements and related regulatory obligations. - Collaborate with legal teams covering Public and Private Side businesses and other divisions, such as wealth management...

Posted On Jul 13, 26
Full-time 3 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management

of Public Side Legal and working under the supervision of senior attorneys, the incumbent will provide legal guidance and support for the company's registered equity, fixed income, and... liquidity funds, ETFs, private funds, and institutional business. Key responsibilities include: - Advi...

Posted On Jul 13, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

primarily responsible for advising investment professionals and directing outside... counsel regarding fundraising, marketing activities, and compliance requirements arising from statutory, regulatory, and internal policy obligations. The role includes legal coverage within the company's Private Side business, with specific duties such...

Posted On Jul 27, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Finance - Structured Finance Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
acquisitions agreements Capital Markets consumer credit consumer finance equity family finance fraud Joint Ventures lending Partnership partnerships Rule 144A Securities securitization structured finance underwriters

Title: Director, Legal Counsel-Capital Markets Job Responsibilities: - Provide strategic legal advice and support to senior management, influencing business strategy and decision-making. - Anticipate regulatory and legal risks and proactively design strategies to manage them. - Perform legal and regulatory...

Posted On Aug 12, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

information (SAIs) and other disclosure documents required by the Investment Company Act of 1940,... Securities Act of 1933, and the Securities Exchange Act of 1934. - Solicit and coordinate input to disclosure documents from business lines, including product, marketing, fund administr...

Posted On Aug 20, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

on applicable rules, regulations, and legal risks relating to the brokerage and investment advisory business. - Collaborate... with a senior attorney on internal merger and acquisition projects, supporting conversions, and serving as a legal advisor to the business, compliance, operati...

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