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United States
Posted On Aug 19, 26
Full-time 2 views Experience : 3-7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action agreements board of directors corporate governance due diligence Joint Ventures M&A Media mergers SEC filings Securities Securities Act of 1933 special projects stock exchange Water
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action agreements board of directors corporate governance due diligence Joint Ventures M&A Media mergers SEC filings Securities Securities Act of 1933 special projects stock exchange Water

senior management on corporate governance matters. - Assist with preparation and review of SEC filings and related disclosures, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Support securities law compliance under the Securities Act of 1933, the Exchange...

Posted On Jul 06, 26
Full-time 5 views Experience : 5-5 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers Corporation document review Employee Health Insurance insurance defense investment management Litigation partnerships stock exchange
Practice Area:
Insurance Defense - General
Job Tags:
brokers Corporation document review Employee Health Insurance insurance defense investment management Litigation partnerships stock exchange

Title: Legal Audit Counsel Job Responsibilities: The Legal Audit Counsel within the Legal Management Services department is tasked with overseeing the validation of legal bill charges, resolving billing disputes, and supporting centralized legal bill review processes. This role involves providing guidance to...

Posted On Sep 10, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Real Estate - General Real Estate - Purchase and Sale (Commercial) Real Estate- Commercial Transactions
Job Tags:
banking CRC Deferred Compensation Energy FLSA health insurance Insurance
Practice Area:
Real Estate - General Real Estate - Purchase and Sale (Commercial) Real Estate- Commercial Transactions
Job Tags:
banking CRC Deferred Compensation Energy FLSA health insurance Insurance

Title: Paralegal/Exchange Director Job Responsibilities: - Build and maintain relationships with existing banking teams and third-party relationships with real estate attorneys, accountants, and realtors. - Develop a wide network of banking relationships within the Truist umbrella. - Drive sales, increase revenue, and expand markets...

Posted On Jul 14, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
directors entertainment family HSR NYSE operating agreements Securities shareholders special projects stock exchange theatre
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
directors entertainment family HSR NYSE operating agreements Securities shareholders special projects stock exchange theatre

Legal Corporate Securities Job Title: Director Legal Corporate Securities Job Responsibilities: - Assist the SVP, Deputy General Counsel and Secretary with compliance related to securities regulations and NYSE requirements. - Manage all aspects of the corporate secretary function, including Board matters, materials, and minutes. -...

Posted On Sep 07, 26
Full-time 1 views
Job Tags:
banking child equity family finance financial products higher education Insurance mother spectrum
Job Tags:
banking child equity family finance financial products higher education Insurance mother spectrum

Title: Summer Associate Job Responsibilities: - Attend orientation to learn about the company's culture, benefits, and responsibilities of being a member. - Receive training to aid in success within the role. - Work on real responsibilities alongside fellow interns and company employees. - Utilize advanced...

Posted On Sep 02, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child climate change employee benefits equity family finance Government Immigration Insurance NYSE pension SEC filings Securities securities laws special projects stock exchange Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child climate change employee benefits equity family finance Government Immigration Insurance NYSE pension SEC filings Securities securities laws special projects stock exchange Women

Title Senior Counsel – Securities Job Responsibilities - Support the preparation, review, and filing of SEC filings, including 10-K, 10-Q, proxy statements, 8-K, S-3, S-8, and other filings as needed to ensure compliance with federal securities laws and NYSE listing requirements. - Assist with...

Posted On Sep 15, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance Corporate Law directors due diligence finance health insurance Insurance Litigation mergers NASDAQ NYSE organizational documents Securities securities laws stock exchange Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance Corporate Law directors due diligence finance health insurance Insurance Litigation mergers NASDAQ NYSE organizational documents Securities securities laws stock exchange Transportation

Title: Manager Paralegal - Corporate Governance Job Responsibilities: The Manager, Corporate Governance Paralegal is responsible for providing high-level support for the company's public company governance, Board and committee administration, securities compliance, and domestic and international subsidiary management activities. The role...

Posted On Jul 07, 26
Full-time 7 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of...

Posted On Jul 08, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: The Assistant General Counsel will collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. The role involves...

Posted On Aug 20, 26
Full-time Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts

business of a broker-dealer, investment advisor, custodian, and record keeper. This includes staying updated with regulatory developments from the Department of Labor (DOL), Internal Revenue Service (IRS), Securities and Exchange Commission (SEC), Financial Industry... Regulatory Authority (FINRA), and state...

Posted On Aug 20, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including legal analysis and advice on applicable rules, regulations, and legal risks relating to the brokerage and investment advisory business. -...

Posted On Sep 02, 26
Full-time 1 views Experience : 5-7 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options

Title: Legal Counsel Job Responsibilities: - Navigate complex regulatory frameworks to help the business design and implement innovative financial products and services. - Lead legal reviews of product design, marketing, and customer onboarding processes to ensure compliance with applicable regulations while enabling business...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 7 yrs required
Job Tags:
advertising ETFs finance Financial Institutions FINRA health benefits hedge funds licensing marketing Privacy regulatory compliance Software stock options title
Job Tags:
advertising ETFs finance Financial Institutions FINRA health benefits hedge funds licensing marketing Privacy regulatory compliance Software stock options title

Senior Manager of Compliance Location: Remote - Americas Job Description: Who We Are: Company is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Amongst its subsidiaries, Company is a licensed financial services company,...

Posted On Sep 14, 26
Full-time 3 views Experience : 2-3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - M&A Corporate - General
Job Tags:
abuse acquisitions and divestitures Bankruptcy Commercial Contracts corporate compliance corporate governance corporate transactions equity fraud Insurance NYSE Privacy regulatory compliance Securities securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - M&A Corporate - General
Job Tags:
abuse acquisitions and divestitures Bankruptcy Commercial Contracts corporate compliance corporate governance corporate transactions equity fraud Insurance NYSE Privacy regulatory compliance Securities securities laws

a cross-functional team on Exchange Act filings and public... disclosure documents, including preparation of earnings releases, 10-Ks / 20-Fs, 10-Qs, 8-Ks / 6-Ks, Proxy Statements, Section 16 Filings, and other SEC-related documents. - Assist with planning and preparation for board...

Posted On Sep 30, 26
Full-time 7 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: 1. Bank Regulatory and Enterprise Advisory: - Provide legal counsel on core federal banking laws and regulations, including prudential, safety and soundness, corporate governance, affiliate transaction, investment, and permissible activity...

Posted On Jul 20, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Litigation - Labor & Employment
Job Tags:
acquisitions agreements child divestitures domestic partner due diligence Employment Law employment litigation ERISA fiduciary Government Harassment health benefits Immigration international business Litigation M&A Mediation mergers pension pleadings Privacy restructuring Severance Visa wage and hour
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Litigation - Labor & Employment
Job Tags:
acquisitions agreements child divestitures domestic partner due diligence Employment Law employment litigation ERISA fiduciary Government Harassment health benefits Immigration international business Litigation M&A Mediation mergers pension pleadings Privacy restructuring Severance Visa wage and hour

Title: Senior Counsel, Employment & Litigation Job Responsibilities: - Advise and support Human Resources and business partners on employment-law related matters in North America offices and other global locations as assigned. This includes providing guidance on hiring, performance management, terminations,...

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