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United States
Posted On Aug 26, 26
Full-time 4 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options

Title General Counsel Job Responsibilities Public Company Compliance & Governance - Own all SEC reporting obligations including 10-K, 10-Q, 8-K, and proxy statement preparation and review. - Lead Sarbanes-Oxley compliance, insider trading policy enforcement, Regulation FD, and earnings call and...

Posted On Sep 08, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Title: SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: The Senior Vice President, Associate General Counsel will be responsible for providing strategic legal advice to various business units within the company, primarily focusing on the broker-dealer and custodial platform...

Posted On Jun 30, 26
Full-time 7 views
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities across broker-dealer and investment...

Posted On Sep 14, 26
Full-time 5 views
Job Tags:
Corporate Taxation directors finance marketing Software Taxation
Job Tags:
Corporate Taxation directors finance marketing Software Taxation

Title: Global Employer Services Senior Manager - Employment Tax Job Responsibilities: The Global Employer Services (GES) Senior Manager is tasked with overseeing a team of professionals to aid clients in managing global payroll liabilities, minimizing compliance risks, and recovering overpaid global payroll....

Posted On Jul 03, 26
Full-time 7 views Experience : 8-12 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
banking Cybersecurity Data Protection data security Financial Institutions FINRA health benefits NASDAQ Privacy privacy laws regulatory compliance stock options wealth management

Title: VP, Assistant General Counsel, Cybersecurity Job Responsibilities: - Serve as the lead legal advisor on cybersecurity matters for the company, providing strategic legal counsel on incident response, cybersecurity regulations, data security requirements, crisis management, and cyber governance activities. - Advise on legal...

Posted On Jul 07, 26
Full-time 7 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation family finance FINRA FMLA GDPR Harassment indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: - Collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. - Advise on and support the operation of...

Posted On Jul 08, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title
Practice Area:
Corporate - Securities and Capital Markets Fintech & Blockchain
Job Tags:
agreements blockchain Capital Markets CCPA contracts corporate governance data privacy Data Protection equity Equity Compensation finance FINRA GDPR indemnity Insurance marketing Privacy privacy laws regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stock options title

Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) Job Responsibilities: The Assistant General Counsel will collaborate with and provide legal guidance to all business lines and departments across the company, including product development, technology, compliance, finance, HR, and marketing teams. The role involves...

Posted On Jul 28, 26
Full-time 4 views Experience : Min 6 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements EEOC Employment Law employment litigation Financial Institutions health benefits NASDAQ stock options wealth management
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements EEOC Employment Law employment litigation Financial Institutions health benefits NASDAQ stock options wealth management

Title: VP, Assistant General Counsel Job Responsibilities: - Provide day-to-day counseling on employment matters to Human Resources partners. - Advise Human Resources and business partners on employee relations matters such as terminations, restructurings, lay-offs, discipline, leaves of absence, and accommodations. - Ensure compliance with...

Posted On Aug 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Government - General International Trade
Job Tags:
AML banking equity financial products LLC partnerships stock options
Practice Area:
Government - General International Trade
Job Tags:
AML banking equity financial products LLC partnerships stock options

Title: Counsel, Product & Regulatory - Payments & AML Job Responsibilities: - Advise on payments products and infrastructure: Support a broad portfolio of payments-related initiatives, advising on matters involving payment rails, product launches, operational incidents, partner relationships, and customer-facing experiences. Help product...

Posted On Aug 07, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Senior Product & Regulatory Counsel - Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, overseeing the investment products portfolio. This includes advising across the full product life cycle, supporting new feature development,...

Posted On Aug 07, 26
Full-time Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
banking Energy equity finance FINRA Investment Company Act LLC marketing Securities stock options

Title: Legal Advisor for Investment Products Job Responsibilities: - Serve as the primary legal advisor for Mercury Treasury and Mercury Invest, managing the investment products portfolio. - Advise across the entire product life cycle, including supporting new feature development, drafting disclosures, and advising...

Posted On Sep 07, 26
Full-time 1 views
Job Tags:
banking child equity family finance financial products higher education Insurance mother spectrum
Job Tags:
banking child equity family finance financial products higher education Insurance mother spectrum

Title: Summer Associate Job Responsibilities: - Attend orientation to learn about the company's culture, benefits, and responsibilities of being a member. - Receive training to aid in success within the role. - Work on real responsibilities alongside fellow interns and company employees. - Utilize advanced...

Posted On Aug 20, 26
Full-time Experience : Min 8 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts

Title: Vice President, Assistant General Counsel - Retirement Job Responsibilities: - Advise on the impacts of new and changing regulations affecting the retirement business of a broker-dealer, investment advisor, custodian, and record keeper. This includes staying updated with regulatory developments from...

Posted On Aug 20, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
FINRA health benefits Securities stock options
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
FINRA health benefits Securities stock options

Title: VP, Assistant General Counsel, Regulatory Exams and Inquiries Job Responsibilities: - Manage regulatory examinations and inquiries from FINRA, the SEC, states, and other SROs and regulators. This includes supporting the company’s OCC-regulated affiliate and institutional partners in connection with...

Posted On Aug 20, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

Title: VP, Assistant General Counsel - Brokerage Job Responsibilities: - Provide day-to-day legal support for the company's financial services business, including legal analysis and advice on applicable rules, regulations, and legal risks relating to the brokerage and investment advisory business. -...

Posted On Aug 30, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Corporate - General Health Care - General
Job Tags:
advertising banking CCPA Commercial Contracts Copyright equity evidence fraud HIPAA Intellectual Property IP marketing Patent Privacy privacy laws Software startup stock options technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Corporate - General Health Care - General
Job Tags:
advertising banking CCPA Commercial Contracts Copyright equity evidence fraud HIPAA Intellectual Property IP marketing Patent Privacy privacy laws Software startup stock options technology transactions

Title: Legal Counsel Job Responsibilities: - Commercial Transactions & Strategy: - Negotiate high-stakes technology, SaaS, payor, and strategic partnership agreements. - Audit existing commercial relationships to improve terms and align with evolving data strategies. - Build the "Legal Engine" by creating...

Posted On Sep 02, 26
Full-time 1 views Experience : 5-7 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options

Title: Legal Counsel Job Responsibilities: - Navigate complex regulatory frameworks to help the business design and implement innovative financial products and services. - Lead legal reviews of product design, marketing, and customer onboarding processes to ensure compliance with applicable regulations while enabling business...

Posted On Sep 03, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional Corporate - General Finance - General
Job Tags:
agreements AML criminal Data Protection equity insurance coverage IP licensing Partnership Privacy startup stock options title
Practice Area:
Corporate - M&A Corporate - Contract Law Corporate - Compliance Finance - Banking Finance - Financial Services Regulation Data Privacy - Transactional Corporate - General Finance - General
Job Tags:
agreements AML criminal Data Protection equity insurance coverage IP licensing Partnership Privacy startup stock options title

Head of Legal & Compliance Location: Remote, USA Department: General & Administrative Job Description: Employment Type: Full time Location Type: Remote Department: General & AdministrativeLegal Compensation: - Zone 1: The expected salary range in San Francisco, New York, Los Angeles, and Seattle is $255,000 – $280,500. Offers Equity....

Posted On Sep 03, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Venture Capital/Emerging Companies Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Intellectual Property - General Intellectual Property - Patent General Corporate - General Health Care - General
Job Tags:
advertising banking CCPA Commercial Contracts Copyright equity evidence fraud HIPAA Intellectual Property IP marketing Patent Privacy privacy laws Software startup stock options technology transactions
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Venture Capital/Emerging Companies Data Privacy - Transactional Health Care - Compliance, Transactions, HIPAA Intellectual Property - General Intellectual Property - Patent General Corporate - General Health Care - General
Job Tags:
advertising banking CCPA Commercial Contracts Copyright equity evidence fraud HIPAA Intellectual Property IP marketing Patent Privacy privacy laws Software startup stock options technology transactions

Title: Senior Commercial and Product Counsel Job Responsibilities: - **Commercial Transactions & Strategy**: Negotiate high-stakes technology, SaaS, payor, and strategic partnership agreements. Audit existing commercial relationships to improve terms and align with evolving data strategies. Build the "Legal Engine" by creating contracting...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 15 yrs required
Job Tags:
artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options
Job Tags:
artificial intelligence consumer protection Cybersecurity Data Protection emerging technologies health benefits partnerships Privacy privacy laws Registered Investment Advisor regulatory compliance stock options

Title: Senior Vice President, Chief Privacy Officer Job Responsibilities: Enterprise Privacy Governance - Lead and enhance the company's enterprise privacy and data protection program. - Establish and maintain privacy governance frameworks, policies, standards, and procedures in alignment with regulatory requirements and industry best practices. -...

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