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United States
Posted On Sep 07, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
acquisitions agreements corporate transactions Government Insurance Joint Ventures mergers private equity regulatory compliance spectrum title
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
acquisitions agreements corporate transactions Government Insurance Joint Ventures mergers private equity regulatory compliance spectrum title

Job Title: Insurance Regulatory and Compliance Associate Job Responsibilities: The... Insurance Regulatory and Compliance Associate will... clients in the insurance industry. Key responsibilities include: - Advising... corporate transactions related to the insurance industry. - Responding to regulatory inquiries... and ensuring regulatory... reporting compliance. - Addre...

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Posted On Jun 02, 26
Full-time 7 views Experience : 3-7 yrs required
Job Tags:
banking child criminal evidence family finance Financial Institutions indemnity Insurance International Law Partnership partnerships Profit Sharing title Transportation
Job Tags:
banking child criminal evidence family finance Financial Institutions indemnity Insurance International Law Partnership partnerships Profit Sharing title Transportation

Title AP Compliance Program Manager Job Responsibilities The AP Compliance Program Manager is responsible for managing enterprise-level accountability across three main areas: SOX compliance and internal controls governance, AP transformation and strategic program management, and analytics and KPI strategy. This...

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Posted On Jun 23, 26
Full-time 13 views Experience : 4-4 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Business Formation Capital Markets equity Financial Industry Regulatory Authority initial public offerings IPO Mergers and Acquisitions Securities underwriters Venture Capital
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Business Formation Capital Markets equity Financial Industry Regulatory Authority initial public offerings IPO Mergers and Acquisitions Securities underwriters Venture Capital

Title: Associate Attorneys - Capital Markets Job Responsibilities: - Represent clients and manage comprehensive projects both internally and externally, particularly with . companies and professionals. - Coordinate and manage transactions such as initial public offerings, public and private mergers and acquisitions, and equity...

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Posted On Jul 15, 26
Contract, Part-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Business Law Capital Markets contracts corporate governance Corporate Law due diligence FINRA fund formation M&A operating agreements private equity Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Business Law Capital Markets contracts corporate governance Corporate Law due diligence FINRA fund formation M&A operating agreements private equity Securities

Title: Freelance Attorney - Securities & Corporate Law Job Responsibilities: - Lead the drafting and review of private placement memoranda (PPMs), including sections on risk factors, business descriptions, use of proceeds, capitalization, and management discussion. - Structure and advise on exempt offerings under...

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Posted On Jul 16, 26
Full-time 146 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...

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Posted On Sep 03, 26
Full-time 8 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
Capital Markets closing documents emerging technologies FINRA Insurance stock exchange
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
Capital Markets closing documents emerging technologies FINRA Insurance stock exchange

Title: Mid-Level Capital Markets & Public Companies Paralegal Job Responsibilities: The primary responsibilities of the Mid-Level Capital Markets & Public Companies Paralegal include handling matters related to Capital Markets and Public Companies. This involves: - Experience with Initial Public Offerings (IPOs)...

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Posted On Sep 02, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act Corporation directors FINRA Human Rights Law International Law LLC renewals Securities special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act Corporation directors FINRA Human Rights Law International Law LLC renewals Securities special projects

around securities law and regulatory compliance. The candidate is... expected to prepare and file Form IDs with the Securities and Exchange Commission (SEC) to obtain EDGAR Next Codes and Form Ds with both the SEC and state entities. The candidate...

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