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Posted On Jun 21, 26
Full-time 10 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, the candidate will engage in several core responsibilities aimed at safeguarding the integrity of . securities markets. The primary duties include: - Leading sophisticated risk assessments of...

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Posted On Jun 25, 26
Full-time 4 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

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Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role requires...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Aug 17, 26
Full-time 4 views

Title: Legal Intern Job Responsibilities: Interns at the organization are integral members of the legal team and work closely with experienced attorneys in a dynamic and innovative environment. They engage in a comprehensive range of activities that include immediate advocacy in response...

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Posted On Aug 17, 26
Contract, Full-time 1 views

Title Externally-Funded Legal Fellowship Job Responsibilities The **Members Only,** (IJDH) offers a unique opportunity for a graduating law or LLM student, or a recent graduate, to engage in a one or two-year externally-funded legal Fellowship. This Fellowship is dedicated to advancing...

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Posted On Aug 17, 26
Full-time

Title: Legal Intern Job Responsibilities: Interns at the organization will be fully integrated into the legal team, working alongside experienced attorneys in a dynamic and fast-paced environment. They will be involved in a broad range of activities, including: - Monitoring and analyzing human...

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Posted On Aug 17, 26
Full-time 1 views

Title: Legal Intern Job Responsibilities: Interns at the organization are fully integrated into the legal team and work alongside experienced attorneys in a dynamic and innovative environment. Interns engage in real-time advocacy addressing Haiti’s current crisis and long-standing advocacy efforts,...

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Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that each case is supported by accurate and...

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Posted On Aug 31, 26
Full-time 3 views Experience : Min 4 yrs required

Title: Technology and Innovation Development Office Contracts Manager Job Responsibilities: - Assist the Senior TIDO Contracts Manager and Director of Technology Transactions in the daily operations of the Contracts group. - Serve as a specialized resource advising and assisting the Technology & Innovation...

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Posted On Sep 01, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Collaborate with internal departments to...

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Full-time Experience : Min 5 yrs required

Title: Consumer Staff Attorney Job Responsibilities: - Provide high quality zealous legal representation, counsel, and/or referrals. - Participate in or conduct community education and outreach activities. - Participate in team meetings and identify and participate in impact advocacy projects. -...

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