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Posted On Jul 07, 26
Full-time 1 views Experience : 3-6 yrs required

Title: Paralegal - Housing Unit (Eviction Record Sealing) Job Responsibilities: The Paralegal position in the Housing Unit at the organization involves a variety of responsibilities centered around assisting tenants with eviction record sealing and other housing-related issues. The primary duties include: - Directly...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the... Crypto Exam and Regulatory Conduct team is tasked with... investor protection risks, market conduct rules, and regulatory obligations.... This role involves utilizing a combination of onchain and traditional investigative techniques, including...

Full-time 8 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex enforcement matters through rigorous assessment and effective advocacy. - Execute risk-based legal strategies to fairly assess cases, recommend outcomes, negotiate settlements, and assist in litigation preparation. - Achieve transparent enforcement outcomes, identify relevant considerations, recommend charges,...

Posted On Jul 05, 26
Full-time 1 views

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing expert advice on operational, policy, and regulatory matters. - Exercise independent decision-making authority within delegated areas and establish...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator will serve as an expert in the field of crypto assets and blockchain technology, applying specialized knowledge to tackle complex regulatory challenges. Key responsibilities include: -...

Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead & Manage Investigations: The Director is responsible for providing leadership, oversight, direction, and day-to-day management of a team of investigators focused on crypto-related fraud and market abuse within the...

Posted On Sep 08, 26
Full-time Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the organization. - Provide...

Posted On Jun 10, 26
Full-time 4 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in regulatory risk assessment and the development of regulatory strategy. This role supports the Surveillance department in aligning regulatory strategies...

Posted On Jun 21, 26
Full-time 10 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, the candidate will engage in several core responsibilities aimed at safeguarding the integrity of . securities markets. The primary duties include: - Leading sophisticated risk assessments of...

Posted On Jun 25, 26
Full-time 5 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role requires...

Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that each case is supported by accurate and...

Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Posted On Sep 01, 26
Full-time 1 views

Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and... ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Collaborate with internal departments to analyze, communicate,...

Posted On Jul 07, 26
Full-time 1 views Experience : 4-5 yrs required

applications, drafting correspondence, and gathering supporting documentation. - Conduct client intakes and interviews... and provide brief services or referrals as appropriate. - Collaborate with staff and, where applicable, assist in coordinating volunteers or interpreters supporting intake and outreach efforts. - Communicate with c...

Posted On Jul 17, 26
Full-time 3 views Experience : Min 1 yrs required

Title: Administrative Secretary/Legal Assistant (AS/LA) Job Responsibilities: The Administrative Secretary/Legal Assistant (AS/LA) position in the Welfare Law Unit (WLU) is a hybrid role that combines administrative and legal assistant duties to support clients and advocacy staff. The position aims to facilitate the...

Full-time 17 views Experience : Min 5 yrs required

economic and racial justice. The primary responsibilities include: - Developing fluency in the bankruptcy code as a tool to... address systemic inequities impacting low-income and disadvantaged communities. - Assuming primary responsibility for the organization's bankruptcy-related advocacy while also working on other consum...

Full-time 1 views Experience : Min 5 yrs required

organization, primarily focusing on economic and racial justice. The core responsibilities include: - Developing or possessing fluency in the bankruptcy code to address systemic inequities... impacting low-income and disadvantaged communities. - Taking primary responsibility for the organization's bankruptcy-related advocacy. - Engaging in...

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