Legal Financial Industry Regulatory Authority Jobs Jobs in West Roxbury, MA

Litigation Associate

Caldwell , Law Firm • Boston, MA

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Posted On Sep 05, 26

Full-time 91 views

Practice Area:

Antitrust and Competition Antitrust and Competition - General Antitrust and Competition - Litigation and Investigations Antitrust and Competition - Mergers and Acquisitions (Corporate) Construction Construction - General Construction/Developer-Agreements & Transactions Corporate Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Corporate - General Corporate - M&A Corporate - Private Equity

Litigation Associate Location: Boston, Massachusetts Onsite - Hybrid About Caldwell: We are a fast-growing global law firm, with offices in Boston, Los Angeles, London, and Tokyo. We specialize in a broad range of practice areas including corporate law, mergers and acquisitions, private equity, venture capital,...

Attorney in Cambridge, MA

In-House • **Members Only** Cambridge, MA

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Posted On Jun 29, 26

Full-time 4 views Experience : 5-10 yrs required

Job Tags:

due diligence equity family FDA finance foreign trade global trade Government Insurance international trade IP licensing life sciences OFAC stage

Title: Director, Global Trade Compliance and Strategy Job Responsibilities: The Director, Global Trade Compliance and Strategy is a pivotal supply chain leader tasked with designing, implementing, and managing the company's global trade compliance program. This role is crucial in shaping trade-related...

Legal Staff Accounting/Finance in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Jun 02, 26

Full-time 4 views Experience : 3-7 yrs required

Job Tags:

banking child criminal evidence family finance Financial Institutions indemnity Insurance International Law Partnership partnerships Profit Sharing title Transportation

Title AP Compliance Program Manager Job Responsibilities The AP Compliance Program Manager holds enterprise-level accountability across three main pillars: SOX compliance and internal controls governance, AP transformation and strategic program management, and analytics and KPI strategy. This role involves direct...

ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 20, 26

Full-time 2 views Experience : Min 8 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General

Job Tags:

agreements contracts ERISA fiduciary Financial Industry Regulatory Authority FINRA health benefits marketing Securities securities laws stock options trusts

company’s retirement and recordkeeping business. Key responsibilities include: - Advising on the impacts of new and changing regulations affecting the retirement business of a broker-dealer, investment advisor, custodian, and record keeper. This includes staying updated on regulatory developments from...

Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - Contract Law Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 07, 26

Full-time 3 views Experience : 5-7 yrs required

Practice Area:

Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General

Job Tags:

acquisitions agreements board of directors Capital Markets contracts corporate governance corporate transactions due diligence M&A mergers Partnership securities laws Software

Title: Assistant General Counsel, Corporate and M&A Job Responsibilities: - Develop and implement the legal strategy for mergers and acquisitions (M&A) in alignment with the company's overall business goals. - Advise the company on Securities laws and reporting requirements to ensure compliance. - Drive...

Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 25, 26

Full-time 5 views Experience : 5-7 yrs required 1 applications

Practice Area:

Corporate - M&A Corporate - Securities and Capital Markets Corporate - General

Job Tags:

acquisitions agreements board of directors Capital Markets CCPA corporate governance due diligence equity Joint Ventures M&A ordinances Partnership Privacy regulatory compliance Securities securities laws social security Software Women

Title: Assistant General Counsel, M&A Job Responsibilities: - Develop and implement legal strategies for M&A activities in alignment with the company’s overall business and legal objectives. - Advise the company on securities laws and reporting requirements. - Drive best-in-class corporate governance in partnership with...

Administrative Law Attorney / Government - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 09, 26

Full-time 1 views Experience : 5-10 yrs required

Practice Area:

Administrative Law Government - General

comprehensive legal support and guidance to the brokerage department within the company. Key responsibilities include: - Advising on a wide range of legal matters related to brokerage operations, including regulatory compliance, risk management, and... transactional activities. - Drafting, reviewing, and negotiating variou...

Corporate - Technology Transactions Attorney / Corporate - Contract Law Attorney / Data Privacy - Transactional Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 18, 26

Full-time 1 views Experience : Min 12 yrs required

Practice Area:

Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Corporate - General

Job Tags:

agreements Cybersecurity equity finance Insurance Partnership Privacy public sector stock options Visa work permit

- Establish clear commercial risk standards and negotiation frameworks balancing enterprise growth with disciplined governance. - Serve as the final decision authority on commercial risk within... defined thresholds, partnering with the Chief Legal Officer on enterprise-level matters. - Support comp...

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA (Remote)

In-House • **Members Only** Boston, MA

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Posted On Sep 03, 26

Full-time 1 views Experience : 10-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: Under the direction of the Assistant General Counsel - Transactions, the Senior Counsel will play an immediate and direct role in complex commercial transactional work, supporting the company's global capital markets business. This includes...

Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 01, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

contracts family fraud Insurance Litigation professional liability salvage Software subrogation

complex professional liability claims with exposures requiring specialized technical expertise. - Follow company protocols to verify policy coverage, conduct investigations, develop resolution strategies, and authorize disbursements within authority limits. - Ensure exceptional customer... service by managing all aspects of the claim, interact...

Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 01, 26

Full-time 4 views Experience : 5-7 yrs required

Job Tags:

brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Attorney in Boston, MA

Public Interest • **Members Only** Boston, MA

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Posted On Jul 05, 26

Full-time 1 views

Job Tags:

Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

on operational, policy, and regulatory matters. - Exercise independent decision-making... authority within delegated areas and... establish decision frameworks for escalation. - Lead strategic analysis and problem-solving on complex issues, providing actionable recommendations and strategic op...

Registered Funds Associate Attorney

Recruiter • **Members Only** Boston, MA

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Posted On Jul 29, 26

Full-time 93 views Experience : 2-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...

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