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Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 01, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting findings to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with both...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 29, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in their risk monitoring activities, ensuring timely, precise, and quality risk assessments, reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee...

Posted On Jul 10, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Government and Government Relations Administrative Law Government / Public Law Government - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Practice Area:
Government and Government Relations Administrative Law Government / Public Law Government - General
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy provides legal advice and support throughout the life cycle of new regulatory initiatives and acts as a subject matter resource in specific areas of...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations (CAI) is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26
Full-time 1 views
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys. This role involves overseeing the development and resolution of Enforcement cases through all stages, from inception to completion. The Director is tasked with...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules specifically tailored for key Dispute Resolution Services (DRS) regional job categories. - Responsible for training new regional hires and delivering just-in-time,...

Attorney in Rockville, MD

Public Interest • **Members Only** Rockville, MD

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: The Senior Director, Trading and Product Risk Intelligence, plays a pivotal role in overseeing and guiding strategic and tactical intelligence efforts within the organization's Risk & Intelligence department. The role involves...

Posted On Sep 17, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Nonprofit / Charities Law Corporate - Contract Law Corporate - General Corporate - Compliance Employment Law - Traditional Labor Law (Unions) Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Tax - Exempt Organization Adoption Law Divorce Law Family Law - General Tax - General
Job Tags:
agreements contracts corporate governance criminal Employment Law estates Ethics Human Rights Law Insurance Intellectual Property Labor and Employment Litigation lobbying Privacy regulatory compliance Right to Vote Whistleblower
Practice Area:
Nonprofit / Charities Law Corporate - Contract Law Corporate - General Corporate - Compliance Employment Law - Traditional Labor Law (Unions) Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Tax - Exempt Organization Adoption Law Divorce Law Family Law - General Tax - General
Job Tags:
agreements contracts corporate governance criminal Employment Law estates Ethics Human Rights Law Insurance Intellectual Property Labor and Employment Litigation lobbying Privacy regulatory compliance Right to Vote Whistleblower

Title: Deputy General Counsel Job Responsibilities: - Provide high-quality legal advice and guidance, serving as a legal advisor to senior management and teams across the organization. - Conduct legal research and analysis to support decision-making and resolve business issues. - Offer legal advice and...

Posted On Jul 07, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - Technology Transactions Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Corporate - General
Job Tags:
Administrative Law agreements contracts Copyright Corporate Organization employee benefits government contractors government contracts Insurance Intellectual Property leasing licensing Medicine Public Contract Law Trademark Transportation
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - Technology Transactions Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation Corporate - General
Job Tags:
Administrative Law agreements contracts Copyright Corporate Organization employee benefits government contractors government contracts Insurance Intellectual Property leasing licensing Medicine Public Contract Law Trademark Transportation

Title: Legal Counsel Job Responsibilities: Counsel and Advice: The role involves providing legal advice and counsel on various personnel and employment matters, employee benefits, and compliance with federal and state labor and workplace laws and regulations. The position also covers intellectual property...

Posted On Aug 12, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Technology Transactions
Job Tags:
agreements artificial intelligence contracts corporate governance data privacy family FLSA Insurance Intellectual Property intellectual property rights IP Litigation Privacy renewals title USPTO wireless
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Technology Transactions
Job Tags:
agreements artificial intelligence contracts corporate governance data privacy family FLSA Insurance Intellectual Property intellectual property rights IP Litigation Privacy renewals title USPTO wireless

under the oversight of the organization's Vice President & Deputy General Counsel and Chief of Corporate Affairs & Compliance, is responsible for assisting the legal department in drafting and reviewing various agreements and providing general support... on e-discovery, compliance, intellectua...

Posted On Jul 07, 26
Full-time 4 views Experience : Min 6 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) IP_ - Trademark/Copyright-Transaction Tax - Exempt Organization Tax - Employee Benefits & Executive Compensation Municipal Law Transactions - Land Use, Employment, etc. Employment Law - General Tax - General
Job Tags:
Administrative Law agreements contracts Copyright Corporate Organization employee benefits government contractors government contracts Insurance Intellectual Property leasing licensing Medicine Public Contract Law Trademark Transportation
Practice Area:
Employment Law - Management (Compliance & Counseling) IP_ - Trademark/Copyright-Transaction Tax - Exempt Organization Tax - Employee Benefits & Executive Compensation Municipal Law Transactions - Land Use, Employment, etc. Employment Law - General Tax - General
Job Tags:
Administrative Law agreements contracts Copyright Corporate Organization employee benefits government contractors government contracts Insurance Intellectual Property leasing licensing Medicine Public Contract Law Trademark Transportation

Title: Legal Counsel Job Responsibilities: Counsel and Advice: - Provides legal counsel on personnel and employment matters, employee benefits, and compliance with federal and state labor and workplace laws and regulations. - Offers advice on intellectual property matters, including trademark and copyright issues, and...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology, is tasked with serving as an expert within the organization, applying specialized knowledge of crypto assets, blockchain technology, smart contracts,...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Sep 15, 26
Full-time 3 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership and strategic direction on regulatory oversight, emerging risks, and...

Attorney in Washington, DC

Public Interest • **Members Only** Washington, DC

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Posted On Jul 05, 26
Full-time 4 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the regulatory mission. - Exercise sound judgment...

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