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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

Posted On Aug 31, 26
Full-time 3 views Experience : Min 4 yrs required

Title: Technology and Innovation Development Office Contracts Manager Job Responsibilities: - Assist the Senior TIDO Contracts Manager and Director of Technology Transactions in the daily operations of the Contracts group. - Serve as a specialized resource advising and assisting the Technology & Innovation...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator will serve as an expert in the field of crypto assets and blockchain technology, applying specialized knowledge to tackle complex regulatory challenges. Key responsibilities include: -...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with overseeing the management and execution of investigations related to crypto-related investor protection risks, market conduct rules, and regulatory...

Full-time 8 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: - Resolve non-complex enforcement matters through rigorous assessment and effective advocacy. - Execute risk-based legal strategies to fairly assess cases, recommend outcomes, negotiate settlements, and assist in litigation preparation. - Achieve transparent enforcement outcomes, identify relevant considerations, recommend charges,...

Posted On Jun 21, 26
Full-time 10 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, the candidate will engage in several core responsibilities aimed at safeguarding the integrity of . securities markets. The primary duties include: - Leading sophisticated risk assessments of...

Posted On Jun 25, 26
Full-time 5 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that each case is supported by accurate and...

Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Collaborate with internal departments to...

Full-time 4 views Experience : Max 3 yrs required

Title School Discipline Advocacy Program (SDAP) Fellow Job Responsibilities The SDAP Fellow will focus on addressing school discipline issues that often unfairly punish students instead of providing necessary mental health services, particularly affecting students of color and those with mental health disabilities. The...

Posted On Aug 04, 26
Full-time

Title: Intake Unit Paralegal Job Responsibilities: The Intake Unit Paralegal at the organization plays a critical role in supporting the work of the Intake Unit under the supervision of the Intake Supervising Attorney. The primary responsibilities include: - Serving as...

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