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Posted On Jun 10, 26
Full-time 8 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research, plays a pivotal role in leading proactive regulatory risk assessment and developing regulatory strategies. The position is crucial for enabling the Surveillance department to craft regulatory...

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Posted On Aug 12, 26
Full-time 3 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Full-time 11 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is responsible for resolving non-complex enforcement matters and contributing to larger, more complex cases. Key responsibilities include: - Resolving non-complex enforcement matters with a rigorous assessment and effective advocacy. - Executing a...

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Posted On Aug 19, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership: - Owns the P&L and business operations for the organization's OTC Equity products and facilities. - Analyzes market and industry trends to propose and prioritize product development strategies, balancing market needs with...

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Posted On Jun 10, 26
Full-time 6 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in assessing regulatory risks and developing regulatory strategies. Key responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: The Vice President, Enforcement Senior Advisor & Operations is a senior leadership role reporting directly to the Executive Vice President (EVP) of Enforcement. This position is crucial for shaping the strategic direction...

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Full-time 2 views Experience : Min 5 yrs required

and carbon-related issues. - Work with client teams to design, structure, and implement complex projects, including transaction negotiation, corporate entity structuring and governance,... carbon credit generation, and carbon credit sales. - Support the development and growth of a portfolio at the organization,...

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Full-time 1 views Experience : Min 10 yrs required

Title: Associate General Counsel, Capital Markets Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management on high-impact, legally and politically complex regulatory initiatives and rule...

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Posted On Jun 09, 26
Full-time 9 views Experience : Min 3 yrs required

Job Title: Specialist, Corporate Governance Job Responsibilities: - Conduct comprehensive... and regulatory research on corporate governance practices and procedures. -... proofread all deliverables to ensure documentation accuracy. - Serve as a liaison for the Office of Corporate Secretary (OCS), ensuring timely... and accurate production...

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Full-time 3 views Experience : Min 6 yrs required

Title: Principal Counsel in Office of General Counsel (OGC), Regulatory Policy Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy at the organization is tasked with providing legal advice and support throughout the life cycle of new...

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Posted On Jun 10, 26
Full-time 12 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is crucial for the Surveillance department to...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, acting as a trusted advisor on significant matters related to Enforcement and the regulatory mission. - Exercise sound judgment...

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Posted On Jul 06, 26
Full-time Experience : 5-20 yrs required

Title: Mid-Career and Senior Fellows Job Responsibilities: - Conceive and design research projects and produce original research suitable for publication in peer-reviewed literature, policy publications, and organization publications. - Provide analysis of policy issues and engage with decision-makers and stakeholders. - Lead and participate...

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Full-time 2 views Experience : Min 15 yrs required

most significant and complex corporate litigation, including class actions,... employment litigation, and other high-stakes matters. - Oversee and manage the organization's representation in significant administrative proceedings before the SEC, including appeals from disciplinary actions and other regulatory decisions. - Direct and manage...

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