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Posted On Sep 01, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

and market abuse within the securities industry. - Oversee investigations using both onchain techniques (such as blockchain analytics, smart contract auditing) and traditional methods (such as data analysis and open-source intelligence). -... Ensure timely resolution of cases by monitoring progress, identifying issu...

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Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 06, 26
Full-time 1 views Experience : Min 2 yrs required

Title: Paralegal/Legal Assistant for Guardianship Services Job Responsibilities: FILINGS AND PLEADINGS - Prepare and e-file guardianship pleadings, applications, and related documents via eFileTexas; manage corrections and refiling of rejected pleadings. - Handle filings primarily in Travis and Williamson Counties, with occasional filings in other...

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Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of member firms and their associated persons. This role requires...

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Posted On Jul 26, 26
Full-time Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in...

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Full-time 1 views Experience : Max 2 yrs required

Title: Staff Attorney Job Responsibilities: - Zealously represent individuals seeking benefits or relief under the Immigration and Nationality Act. - Provide direct representation in immigration matters, which may include appearances before the Immigration Court (EOIR), the Board of Immigration Appeals (BIA), Administrative Appeals...

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Full-time 2 views

Title Staff Attorney (Unaccompanied Children Program) Job Responsibilities The Staff Attorney is primarily responsible for providing direct legal representation to immigrant clients, particularly those served by the St Frances Cabrini Center for Legal Assistance, in various immigration matters. This includes appearing...

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Full-time 7 views Experience : Min 2 yrs required

Title: Risk Attorney Job Responsibilities: The Risk Attorney position is responsible for managing risk, claims, and litigation to safeguard the interests of the organization. This role provides risk management-driven guidance to internal clients and acts as the organization's agent in litigation and...

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Posted On Jul 08, 26
Full-time Experience : Min 1 yrs required

Title Legal Assistant Job Responsibilities Legal Assistants provide vital support to attorneys representing individuals seeking benefits or relief under the Immigration and Nationality Act. Key responsibilities include: - Assisting attorneys with caseload management and direct representation of clients eligible for...

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Posted On Jun 21, 26
Full-time 12 views

Title Principal Analyst, Risk Monitoring Job Responsibilities As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in maintaining the integrity of . securities markets by identifying emerging risks and assessing complex member firms. Your...

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Posted On Jun 10, 26
Full-time 4 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is a pivotal role that provides leadership in regulatory risk assessment and strategy development. The responsibilities include: - Collaborating with the head of Surveillance Operations and senior...

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