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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, organization, the SEC, and other regulatory bodies. - Provide expert...

Posted On Aug 20, 26
Full-time 2 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators addressing crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Posted On Aug 20, 26
Full-time 2 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a specialized team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that case outcomes are supported by accurate and...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: - Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and strategic advisor to business stakeholders. - Partner across departments to provide critical leadership and strategic...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, providing leadership on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic...

Posted On Sep 29, 26
Full-time 1 views

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timely, precise, and quality risk assessments and reports. - Oversee development of risk-based regulatory responses and evaluate the adequacy of firm corrective actions to aid Examination...

Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations related to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner;...

Posted On Jul 26, 26
Full-time 2 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into the crypto asset activities of organization member firms and their associated persons. This role...

Posted On Aug 12, 26
Full-time 2 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading efforts to identify emerging threats and drive intelligence-driven initiatives. - Lead a team of intelligence analysts in identifying, analyzing, and predicting emerging risks, threats,...

Posted On Sep 01, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is a senior-level position reporting to a Risk Monitoring Director. The role involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. Key responsibilities include: - Supporting the Risk...

Posted On Sep 08, 26
Full-time 2 views Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst is entrusted with the responsibility of developing, maintaining, and updating training modules tailored for key job categories within the Dispute Resolution Services (DRS) sector. The role involves training new regional...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research at the organization is responsible for leadership in proactive regulatory risk assessment and the development of regulatory strategy. Essential job functions include: - Conducting continuous qualitative research into market...

Posted On Jul 07, 26
Full-time Experience : 2-5 yrs required

Title: Paralegal – Public Benefits/EACH Unit Job Responsibilities: - Answer incoming... phone calls and promptly return calls and emails. - Follow up on referrals from internal units, partner organizations, agencies, and online intake sources. - Schedule intake appointments and meetings with applicants. - Complete conflict...

Full-time 3 views Experience : Max 3 yrs required

Title: Attorney - Public Benefits Unit Job Responsibilities: - Advocate for... and advice on public benefits matters. - Ensure substantial compliance... with the organization's Program Priority Plan and Legal Services Corporation guidelines. - Handle all phases of case work, including client and witness interviews,...

Full-time 3 views

Title Staff Attorney - Client Assistance Program/Community and Healthcare Services Job Responsibilities The Staff Attorney position at the organization involves working on issues related to healthcare, housing, community access, employment, post-secondary accommodations, and vocational rehabilitation appeals for individuals with disabilities....

Full-time 3 views Experience : Min 5 yrs required

Title: Managing Attorney - Community Health Services Job Responsibilities: The Managing Attorney is responsible for the development and management of long-range priority initiatives at the organization, particularly focusing on Healthcare and Community-Based services. Key areas include Medicaid, community integration, housing, and rights...

Full-time 1 views Experience : Min 5 yrs required

Title: Managing Attorney - Education Team Job Responsibilities: - Assist the Team Director in managing attorney and non-attorney staff, overseeing the team's work, and ensuring the delivery of legal services. - Provide legal supervision to the work of assigned advocate/investigators and other non-attorney...

Posted On Jul 10, 26
Full-time 1 views Experience : 1-3 yrs required

Title: Legal Assistant Job Responsibilities: - Provide highly efficient and professional clerical support to the organization and legal staff. - Type documents with speed and accuracy. - Prepare and file motions, orders, and subpoenas for both depositions and trials. - Maintain attorney’s appointment calendar and...

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