Securities Laws Jobs in Parkland

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Full-time 2 views Experience : Min 6 yrs required

Title Corporate Counsel - Commercial Job Responsibilities As a Corporate Counsel - Commercial, the primary responsibilities include providing legal support to the sales and business teams within the company's Merchant Solutions division. This entails drafting and negotiating commercial agreements with...

Full-time 2 views Experience : 3-5 yrs required

Title: Closing Attorney Job Responsibilities: 1. Loan Review and Structuring: - Review loan approvals, credit memorandums, SBA Authorizations, organizational documents, purchase agreements, leases, and other transaction documents to ensure compliance with Bank policy, SBA requirements, and applicable law. - Analyze transaction structures...

Full-time 10 views Experience : 15-20 yrs required

Title: Commercial Lending & Finance Attorney Job Responsibilities: - Represent banks or private/public lenders in commercial real estate transactions, including fixed income first or second lien deals. - Conduct evaluations, transfers, or drafting of commercial leases and deeds of trust. - Engage in other...

Full-time 4 views Experience : 2-4 yrs required

Title: Legal Counsel Job Responsibilities: - Draft, review, and negotiate various types of contracts including sales, vendor, and partnership agreements. - Provide legal advice to internal stakeholders on changes in laws or regulations that may... impact the business. - Offer ongoing legal support to...

Full-time 3 views Experience : 2-4 yrs required

Provide legal advice to internal stakeholders concerning changes in laws or regulations that may... affect the business. - Offer ongoing legal support to various internal teams, including sales, information security, product, compliance and privacy, human resources, marketing, and customer credentialing. - A...

Full-time 1 views Experience : 2-4 yrs required

Title: Legal Counsel Job Responsibilities: - Draft, review, and negotiate various types of contracts including sales, vendor, and partnership agreements. - Provide legal advice to internal stakeholders regarding changes in laws or regulations that may... impact the business. - Offer ongoing legal support to...

Full-time 1 views Experience : 5-8 yrs required

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel is responsible for supporting the Legal Department and its clients by performing a variety of general and specific legal duties. Key responsibilities include: - Reviewing, drafting, and negotiating a wide range of commercial...

Posted On Jul 28, 26
Full-time 2 views Experience : 5-7 yrs required

Title: Legal Contracts Manager (Paralegal) Job Responsibilities: The Legal Contracts Manager (Paralegal) at Company will play a pivotal role in managing the full contract lifecycle, which includes intake, drafting/redlining, negotiation, internal approvals, execution, storage, amendments, renewals, and closeout. This role requires drafting...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that case outcomes are supported by accurate and...

Full-time 191 views Experience : Min 10 yrs required

Title: Senior Counsel - Health & Life Sciences Legal Job Responsibilities: - Serve as lead counsel on medical device regulatory issues impacting customers' use of company products in the US, Canada, and Latin America. This includes a focus on software as a...

Full-time 2 views Experience : Min 2 yrs required

administrative prosecutions for violations of construction and electrical licensing laws. Key responsibilities include: - Providing... training and guidance to attorneys within the Construction Industry Licensing Board Legal Unit. - Overseeing employee supervision tasks such as attendance and leave approvals, employee evaluations, r...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, organization, the SEC, and other regulatory bodies. - Provide expert...

Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading efforts to identify emerging threats and drive intelligence-driven initiatives. - Lead a team of intelligence analysts in identifying, analyzing, and predicting emerging risks, threats,...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the...

Posted On Sep 30, 26
Full-time

Title: Case Manager (Bilingual English/Spanish) Job Responsibilities: The Personal Injury Case Manager plays a critical role in managing the flow of personal injury cases at the law firm. The responsibilities include: - Performing data entry duties to maintain accurate and up-to-date records. -...

Posted On Aug 20, 26
Full-time 2 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a proficient team of investigators addressing crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Posted On Aug 20, 26
Full-time 2 views Experience : 2-10 yrs required

team of investigators focusing on detecting, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. The Director oversees... the full execution of investigations related to crypto fraud and market abuse, utilizing a range of onchain investigative techniques...

Posted On Sep 01, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is a senior-level position reporting to a Risk Monitoring Director. The role involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. Key responsibilities include: - Supporting the Risk...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research at the organization is responsible for leadership in proactive regulatory risk assessment and the development of regulatory strategy. Essential job functions include: - Conducting continuous qualitative research into market...

Posted On Aug 18, 26
Full-time 9 views Experience : 7-20 yrs required

OverviewA law firm seeks a Commercial Lending and Finance Attorney in Boca Raton, Florida. The ideal candidate will possess excellent communication and administrative skills, be highly organized, detail-oriented, and capable of multitasking efficiently. They will represent the firm in a...

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