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Posted On Jul 26, 26
Full-time 1 views

Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an... expert in crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential issues such as money laundering, onchain vulnerabilities, cybersecurity incidents, fraud, and...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Strategic... Intelligence is responsible for leading a team of intelligence analysts within the Strategic Intelligence department. The role involves: - Serving as a senior partner to internal and external stakeholders, leading cross-departmental efforts...

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Posted On Jul 21, 26
Full-time 1 views Experience : Min 5 yrs required

Title Litigation Resource Team Manager Job Responsibilities Litigation Resource Management (40%) - Establish and serve as a central intake point for requests for surge litigation support and ongoing work for dedicated offices/programs, assigning resource team members accordingly. - Develop criteria and protocols for...

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Posted On Jun 21, 26
Full-time 8 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst, you will play a critical role in maintaining the integrity of . securities markets by identifying emerging risks and assessing complex member firms. Your responsibilities include: - Leading sophisticated risk...

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, offering expert advice on operational, policy, and regulatory matters. - Exercise sound judgment and independent decision-making authority on matters...

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Full-time 2 views Experience : Min 10 yrs required

Title: Managing Attorney Job Responsibilities: The Managing Attorney plays a critical leadership role in ensuring the effective delivery of legal services by overseeing the work of substantive unit supervisors and supporting the Executive Director in overall program management. This includes: - Legal...

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Posted On Jul 21, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Litigation Resource Team Manager Job Responsibilities: - The Litigation Resource Team Manager is responsible for creating and leading a centralized team of litigation assistants and paralegals to provide litigation support across the organization’s regional and program offices. - Establishes and implements a...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations plays a crucial role in managing high-complexity investigations related to crypto asset activities of organization member firms and their associated persons....

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

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Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position involves identifying existing and emerging risks and interacting with internal and external parties. - Perform...

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Full-time 2 views Experience : Min 10 yrs required

Title: Managing Attorney Job Responsibilities: The Managing Attorney is a pivotal leadership role within the organization, responsible for ensuring the effective delivery of legal services. This includes overseeing the work of substantive unit supervisors and supporting the Executive Director in overall program...

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