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Financial Industry Regulatory Authority Jobs in Levittown

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United States
Posted On Aug 03, 26
Full-time
Job Tags:
Bribery commercial property corporate governance Employment Law FCPA IP LLC regulatory compliance Taxation Transfer Pricing treaties
Job Tags:
Bribery commercial property corporate governance Employment Law FCPA IP LLC regulatory compliance Taxation Transfer Pricing treaties

transactions and operations, ensuring regulatory compliance and adherence to... on compliance with the Financial Conduct Authority (FCA) in... the UK and other pertinent regulatory bodies, including the...

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Posted On Sep 01, 26
Full-time 4 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

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Posted On Sep 01, 26
Full-time Experience : Min 10 yrs required
Job Tags:
family general liability Insurance Litigation Mass Tort molestation Pollution sexual abuse Software special projects
Job Tags:
family general liability Insurance Litigation Mass Tort molestation Pollution sexual abuse Software special projects

Title: Complex Claims Consulting Director - Mass Tort Unit Job Responsibilities: The Complex Claims Consulting Director is an individual contributor responsible for the direct handling and overall management of the most complex, highest exposure claims in the Mass Tort Claims Unit. This...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

of highly complex professional liability claims, requiring specialized technical expertise and coordination. This involves verifying policy coverage, conducting investigations, developing resolution strategies, and authorizing disbursements within authority limits. - Ensure exceptional customer... service by managing all aspects of claims, interacting p...

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Posted On Aug 17, 26
Full-time 9 views Experience : Min 8 yrs required
Practice Area:
Finance - General Finance - Banking
Job Tags:
banking child Commercial Lending corporate governance Corporation criminal Ethics finance Financial Industry Regulatory Authority FINRA Insurance lending licensing pension Privacy regulatory compliance securitization spouse title underwriters
Practice Area:
Finance - General Finance - Banking
Job Tags:
banking child Commercial Lending corporate governance Corporation criminal Ethics finance Financial Industry Regulatory Authority FINRA Insurance lending licensing pension Privacy regulatory compliance securitization spouse title underwriters

Title Senior Counsel--Corporate and Commercial Banking Job Responsibilities The Senior Counsel at the company will be part of the Business & Finance Legal Group (B&F Legal), which consists of approximately 65 attorneys and paralegals within the company's legal department. This...

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Posted On Aug 17, 26
Full-time 8 views Experience : 6-10 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title
Practice Area:
Finance - Financial Services Regulation
Job Tags:
40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title

under the Investment Company Act of 1940. - Provide primary legal support on matters under the Investment Advisers Act of 1940, focusing on governance, disclosures, conflicts of interest, regulatory filings, examinations, and ongoing... compliance. - Advise on ’40 Act issues relevant to...

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Posted On Aug 17, 26
Full-time 7 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title
Practice Area:
Finance - Financial Services Regulation ERISA/Executive Compensation Transactions & Compliance ERISA - General Finance - General
Job Tags:
advertising agreements asset management child Contract Law Corporation criminal derivatives ERISA plans ETFs Ethics fiduciary Financial Industry Regulatory Authority FINRA hedge funds Insurance investment management licensing Mutual Funds pension Privacy regulatory compliance special projects spouse title

Title: Senior Counsel, Asset Management Job Responsibilities: - Engage in substantial contract drafting and negotiation, including agreements with mutual funds, subadvisors, model providers, private funds, and other vendors, as well as customer agreements. - Possess extensive knowledge of investment management functions such as...

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Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, working collaboratively and building strong lines of communication across global deal teams. Focus primarily on supporting crypto exchange partnerships, digital...

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Posted On Aug 26, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

implements tax, estate, and financial plans for clients. - Collaborates... acquiring new clients and works to retain, expand, and deepen existing relationships. - Conducts and reviews research as needed and develops tax, estate, and financial analyses and plans. - Makes... generally accepted recommenda...

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Posted On Aug 14, 26
Full-time
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence CCPA child climate change Cybersecurity employee benefits family finance GDPR Government HIPAA Insurance NYSE pension Privacy regulatory compliance stock exchange Women
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements artificial intelligence CCPA child climate change Cybersecurity employee benefits family finance GDPR Government HIPAA Insurance NYSE pension Privacy regulatory compliance stock exchange Women

and AI with minimal supervision, acting as a trusted and collaborative member of the privacy team. - Advise business stakeholders on privacy, cybersecurity, and AI governance regulatory requirements, translating legal obligations... into practical, actionable strategies while effectively identifying, quantifying, and com...

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Posted On Aug 23, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
artificial intelligence contracts Cybersecurity data privacy Data Protection emerging technologies Ethics GDPR Insurance Privacy privacy laws regulatory compliance wealth management
Practice Area:
Data Privacy - Transactional
Job Tags:
artificial intelligence contracts Cybersecurity data privacy Data Protection emerging technologies Ethics GDPR Insurance Privacy privacy laws regulatory compliance wealth management

with business leaders to integrate privacy and responsible AI principles into processes, products, services, and decision-making. - Develop, maintain, and enhance privacy and AI governance frameworks, policies, standards, and controls aligned with organizational objectives and regulatory requirements. - Translate legal and... regul...

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Attorney in Philadelphia, PA

Public Interest • **Members Only** Philadelphia, PA

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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct corporate compliance domestic partner family finance financial services regulation FINRA Government Insurance invention Litigation Media Securities special projects spouse

of Enforcement, offering expert advice on operational, policy, and regulatory matters. - Exercise sound judgment... and independent decision-making authority on matters within delegated... scope, establishing decision frameworks and protocols for escalation when EVP involvement is required. - Lead strategic analysis and problem-solvi...

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