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Posted On Jun 21, 26
Full-time 7 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will be a vital part of safeguarding the integrity of the . securities markets. The role involves identifying emerging risks, assessing complex member firms, and...

Posted On Jul 03, 26
Full-time 3 views Experience : Min 5 yrs required

Title: Paralegal Job Responsibilities: The paralegal at the organization will work under the direct supervision of the General Counsel and will be responsible for a variety of tasks that support operational, compliance, transactional, and administrative matters. The main responsibilities include: -...

Posted On Jul 03, 26
Full-time 2 views Experience : Min 5 yrs required

Title Paralegal Job Responsibilities The paralegal at the organization operates under the direct supervision of the General Counsel and is responsible for supporting operational, compliance, transactional, and administrative matters. Key responsibilities include: - Collecting, organizing, submitting, and tracking government licensing and regulatory...

Posted On Jul 03, 26
Full-time 4 views Experience : Min 5 yrs required

Description At the organization, we believe in living without limits, aging fearlessly, and sharing great stories. Our story is full of compassion, hard work, and fun. If the chapters of your life story include caring for others and a dedicated work...

Posted On Jun 22, 26
Full-time 47 views Experience : 2-3 yrs required

Title Legal Assistant/Paralegal Job Responsibilities The legal assistant/paralegal position involves providing secretarial and clerical support to staff attorneys representing indigent individuals charged with criminal offenses in the United States District Court, the Tenth Circuit Court of Appeals, and the ....

Posted On Jul 02, 26
Full-time 3 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing trusted advice on significant matters impacting Enforcement and the organization's regulatory mission. - Exercise sound judgment and decision-making...

Full-time 3 views Experience : 10-10 yrs required

Title: General Counsel Summary of Job Responsibilities The General Counsel (GC) position is an integral part of the Executive Leadership Team at the organization. The role is responsible for safeguarding the organization's legal posture and interests as delineated by Colorado Statute, the...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 5 yrs required

Title Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations specific to tokenized securities and other crypto asset activities of organization member firms and associated persons. - Timely documentation of investigative strategies, findings, and results; provide recommendations...

Full-time 1 views Experience : Min 3 yrs required

Title Managing Attorney - Farm Worker Rights Division Job Responsibilities The Managing Attorney for the Farm Worker Rights Division (FWRD) is responsible for leading legal advocacy for migrant and seasonal agricultural workers, particularly focusing on employment and civil rights law. The...

Posted On Jul 30, 26
Full-time 2 views Experience : Min 1 yrs required

Title: Coordinated Statewide Intake Paralegal Job Responsibilities: - Maintain a thorough understanding of the organization's eligibility guidelines and service areas to ensure accurate application during applicant screenings. - Demonstrate empathy, emotional intelligence, and cultural responsiveness during conversations with applicants to effectively gather information. -...

Full-time 2 views Experience : 3-5 yrs required

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel at the organization is tasked with providing comprehensive legal advice to a network of environmental and consumer advocacy organizations under **Members Only.**. This includes working closely with the General Counsel's...

Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse...

Full-time 2 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 enforcement attorneys who are responsible for developing and resolving enforcement cases from inception to completion. The Director oversees a diverse docket of cases, ensuring each outcome...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence, plays a crucial role within the Strategic Intelligence team, a part of the Risk & Intelligence organization. This position involves providing leadership to a team of analysts who are tasked...

Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Director, Financial Crimes Intelligence Job Responsibilities: The Director, Financial Crimes Intelligence plays a crucial role in the Strategic Intelligence team within the Risk & Intelligence department at the organization. This role involves: - Serving as a senior partner to both internal and...

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