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United States
Posted On Sep 15, 26
Full-time 9 views Experience : 5-5 yrs required

Title: Paralegal and FOIA Specialist Job Overview The Paralegal and FOIA Specialist provides technical, legal, and operational support to the Office of Division Counsel in managing records requests. This includes handling requests under the Virginia Freedom of Information Act (VFOIA), the Family...

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Posted On Jun 21, 26
Full-time 9 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will assume a critical role in ensuring the integrity of . securities markets. Your responsibilities will encompass: - Leading sophisticated risk assessments of member firms, particularly...

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Posted On Aug 12, 26
Full-time 4 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 12, 26
Full-time 3 views Experience : Min 10 yrs required

organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs... with regulatory objectives and the organization's strategic initiatives. - Develop business plans and oversee execution from inception through product l...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

regulatory risk assessment and development of regulatory strategy. - Conduct... continuous qualitative research into market conditions and developments in collaboration with Surveillance Operations leadership. - Manage an analyst to produce specialized reports on regulatory issues and trends for senior management and Regulatory...

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