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Posted On Jul 05, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, acting as a trusted advisor on significant matters related to Enforcement and the organization's regulatory mission. Exercise sound judgment and...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. This senior-level position plays a crucial role in identifying...

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Posted On Sep 29, 26
Full-time

risk assessments, related reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the development of risk-based Regulatory Responses... addressing identified risks and evaluate the adequacy of firm corrective actions t...

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Full-time 1 views Experience : 1-16 yrs required

Title: Staff Attorney Job Responsibilities: - Work as part of organization’s interdisciplinary legal teams, which include attorneys, social work staff, paralegals, and parent advocates, to deliver high-quality legal defense to clients. - Focus on achieving clients’ objectives such as preventing children from entering...

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Full-time 2 views Experience : 4-20 yrs required

Staff Attorney, Senior Staff Attorney or Senior Counsel Job Description: The organization legal department invites applications for a full-time position as Staff Attorney, Senior Staff Attorney, or Senior Counsel. The appointee will be tasked with designing and implementing civil rights litigation and...

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Posted On Aug 11, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning them with... market needs, regulatory objectives, and the organization's strategic initiatives. - Develop business plans and oversee execution from inception thro...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external parties. - Conduct...

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Posted On Sep 22, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessments and developing regulatory strategies. The role involves conducting continuous qualitative research into market conditions and developments and managing an analyst...

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Posted On Sep 29, 26
Full-time

firms within an Organizational Business Model or Business Segment. - Oversee the development of risk-based Regulatory Responses,... addressing identified risks and evaluating the adequacy of firm corrective actions. - Implement and direct the goals and objectives for a risk monitoring program speci...

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Full-time Experience : Min 10 yrs required

Title: Legal Counsel - Healthcare Transactions Job Responsibilities: - Serve as lead counsel for a variety of healthcare transactions and commercial agreements, including mergers, acquisitions, joint ventures, strategic affiliations, physician employment, and professional services agreements, as well as clinical and operational agreements...

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Full-time 3 views Experience : Min 10 yrs required

Title: Legal Counsel Corporate And Regulatory Affairs - Transactions Job Responsibilities: - Serve as lead counsel for a wide array of healthcare transactions and commercial agreements, including mergers, acquisitions, joint ventures, strategic affiliations, physician employment, and professional services agreements. - Draft, review, negotiate,...

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