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Full-time

Title: Director of Policy Engagement & Advocacy Job Responsibilities: The Director of Policy Engagement & Advocacy is tasked with a wide range of responsibilities that revolve around the development, execution, and tracking of the organization's annual policy advocacy plan. This plan is...

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Full-time 1 views Experience : Min 15 yrs required

Title: Vice President and Associate General Counsel - Litigation Job Responsibilities: - Direct and manage the organization's most significant and complex corporate litigation, including class actions, employment litigation, and other high-stakes matters. - Oversee and manage the organization's representation in significant administrative proceedings...

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Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

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Full-time 3 views Experience : Min 6 yrs required

Title: Principal Counsel in Office of General Counsel (OGC), Regulatory Policy Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy at the organization is tasked with providing legal advice and support throughout the life cycle of new...

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Full-time 1 views Experience : Min 10 yrs required

Title: Associate General Counsel, Capital Markets Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management on high-impact, legally and politically complex regulatory initiatives and rule...

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Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity... subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of crypto asset training for organization staff and the securities industry. -...

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Full-time 1 views Experience : Min 8 yrs required

Title: Legal Support Specialist for FINRA Hearing Officers Job Responsibilities: - Provide legal support to FINRA Hearing Officers in the adjudication of disciplinary proceedings. - Conduct comprehensive legal research to assist in the decision-making process. - Draft detailed and accurate decisions based on legal...

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Posted On Jun 09, 26
Full-time 9 views Experience : Min 3 yrs required

Title: Specialist, Corporate Governance Job Responsibilities: - Conduct comprehensive legal and regulatory research on corporate governance practices and procedures. - Synthesize complex findings into authoritative research summaries and policy recommendations for internal and external requests. - Draft and proofread all deliverables to ensure documentation...

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Full-time 2 views Experience : Min 6 yrs required

Title: Legal Counsel Job Responsibilities: Counsel and Advice: The role involves providing legal advice and counsel on various personnel and employment matters, employee benefits, and compliance with federal and state labor and workplace laws and regulations. The position also covers intellectual property...

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Full-time 3 views Experience : Min 3 yrs required

Title: Counsel Department: General Counsel Reports To: Vice President & Deputy General Counsel FLSA Status: Exempt Salary Range: $115,000 - $145,000 Summary: The Counsel position, under the oversight of the organization's Vice President & Deputy General Counsel and Chief of Corporate Affairs & Compliance, is responsible...

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Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

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Posted On Jun 10, 26
Full-time 12 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is crucial for the Surveillance department to...

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Posted On Jun 21, 26
Full-time 6 views

role in safeguarding the integrity of . securities markets. Your responsibilities include: -... Leading sophisticated risk assessments of member firms, focusing on complex or elevated-risk organizations with minimal supervision. - Driving strategic intelligence by analyzing regulatory developments and market trends, and tran...

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Posted On Jun 24, 26
Full-time 8 views

Title: Paralegal I Bilingual Job Responsibilities: The Paralegal I Bilingual position at the organization plays a crucial role in supporting the legal team and directly serving clients through various tasks. The responsibilities include: - Providing administrative and paralegal case support to attorneys on...

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Posted On Jun 25, 26
Full-time 6 views Experience : Min 15 yrs required

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization’s central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

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Posted On Jun 26, 26
Full-time 151 views Experience : 8-8 yrs required

Title: Vice President, Legal and Data Protection Job Responsibilities: 1. Data Privacy and Compliance Oversight (~40%): - Ensure the protection and privacy of sensitive personal information at the organization, including data submitted by credential issuers and training providers. - Collaborate with the...

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Full-time 6 views Experience : Min 3 yrs required

Title: Associate Counsel Job Responsibilities: - Assist in drafting and editing legal documents including correspondence, disclosures, affidavits, and other filings. - Conduct research on statutes, legislation, regulations, case law, and other legal resources, and prepare written analysis. - Develop and maintain client relationships, including...

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Full-time 1 views Experience : Min 3 yrs required

Position: The organization is seeking a motivated associate counsel to support its expanding casework. This role will support a small legal team with core activities including drafting legal disclosures, managing cases and clients, conducting legal research, and overseeing case management. The...

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