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Full-time 2 views Experience : Min 6 yrs required

Title: Legal Counsel Job Responsibilities: Counsel and Advice: The role involves providing legal advice and counsel on various personnel and employment matters, employee benefits, and compliance with federal and state labor and workplace laws and regulations. The position also covers intellectual property...

Full-time 3 views Experience : Min 6 yrs required

Title: Principal Counsel, Regulatory Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy, is responsible for providing legal advice and support throughout the life cycle of new regulatory initiatives. This role serves as a subject matter resource...

Full-time 3 views Experience : Min 6 yrs required

Title: Principal Counsel in Office of General Counsel (OGC), Regulatory Policy Job Responsibilities: The Principal Counsel in the Office of General Counsel (OGC), Regulatory Policy at the organization is tasked with providing legal advice and support throughout the life cycle of new...

Full-time 3 views Experience : Min 3 yrs required

under the oversight of the organization's Vice President & Deputy General Counsel and Chief of Corporate Affairs & Compliance, is responsible for assisting the legal department in drafting and reviewing various agreements and providing general support... on e-discovery, compliance, intellectua...

Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

Full-time 1 views Experience : Min 15 yrs required

Title: Vice President and Associate General Counsel - Litigation Job Responsibilities: - Direct and manage the organization's most significant and complex corporate litigation, including class actions, employment litigation, and other high-stakes matters. - Oversee and manage the organization's representation in significant administrative proceedings...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

Posted On Jun 09, 26
Full-time 9 views Experience : Min 3 yrs required

Title: Specialist, Corporate Governance Job Responsibilities: - Conduct comprehensive legal and regulatory research on corporate governance practices and procedures. - Synthesize complex findings into authoritative research summaries and policy recommendations for internal and external requests. - Draft and proofread all deliverables to ensure documentation...

Full-time 4 views Experience : Min 6 yrs required

Title: Legal Counsel Job Responsibilities: Counsel and Advice: - Provides legal counsel on personnel and employment matters, employee benefits, and compliance with federal and state labor and workplace laws and regulations. - Offers advice on intellectual property matters, including trademark and copyright issues, and...

Posted On Jul 26, 26
Full-time

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology, is tasked with serving as an expert within the organization, applying specialized knowledge of crypto assets, blockchain technology, smart contracts,...

Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: - Lead a team of skilled investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. - Oversee investigations employing onchain investigative techniques such as blockchain analytics, smart contract...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with leading a team of investigators dedicated to identifying, investigating, and mitigating crypto-related fraud and market abuse in the...

Posted On Jun 10, 26
Full-time 12 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is tasked with providing critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is crucial for the Surveillance department to...

Posted On Jun 21, 26
Full-time 6 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in safeguarding the integrity of . securities markets. Your responsibilities include: - Leading sophisticated risk assessments of member firms, focusing on...

Posted On Jun 26, 26
Full-time 151 views Experience : 8-8 yrs required

at the organization, including data submitted by credential issuers and training providers. - Collaborate with the Chief Technology Officer (CTO) and information security team to implement technical... and organizational measures for securing sensitive data. - Work with the Chief Inf...

Posted On Aug 12, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Sep 01, 26
Full-time Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only,** members, reporting to a Risk Monitoring Director. - Support Risk Monitoring Director in identifying existing and emerging risks, and manage interactions with internal and external...

Posted On Sep 07, 26
Full-time 2 views

mobile development, and internal corporate compliance. - Spearhead challenging projects based on individual interests and strengths, which may include researching legal questions, drafting licensing agreements, and developing policies. - Work... under the supervision and guidance of an attorney from the Legal Dep...

Posted On Sep 08, 26
Full-time Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst is primarily responsible for creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. This role involves training new regional hires and delivering just-in-time, customized...

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