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Posted On Aug 31, 26
Full-time 3 views Experience : Min 4 yrs required

Job Title: Technology and Innovation Development Office... Contracts Manager Job Responsibilities: - Assist the Senior Manager and Director of Technology Transactions in the daily... advising and assisting the Technology & Innovation Development Office... the transfer of hospital-owned technology to non-profit and for-profit......

Posted On Jul 26, 26
Full-time 1 views

Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal... crypto assets and blockchain technology, applying specialized knowledge to... tackle complex regulatory challenges. Key responsibilities include: - Independently leading investigations related to tokenized securities and other crypto asset activities of member firms...

Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as... a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence...

Posted On Jun 21, 26
Full-time 10 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, the candidate will engage in several core responsibilities aimed at safeguarding the integrity of . securities markets. The primary duties include: - Leading sophisticated risk assessments of...

Posted On Jul 05, 26
Full-time 1 views

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing expert advice on operational, policy, and regulatory matters. - Exercise independent decision-making authority within delegated areas and establish...

Posted On Jul 26, 26
Full-time Experience : Min 5 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role requires...

Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: Market Strategy & Product Leadership - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to propose and prioritize product development strategies, balancing market needs with...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with overseeing the management and execution of investigations related to crypto-related investor protection risks, market conduct rules, and regulatory...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead & Manage Investigations: The Director is responsible for providing leadership, oversight, direction, and day-to-day management of a team of investigators focused on crypto-related fraud and market abuse within the...

Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Collaborate with internal departments to...

Posted On Aug 04, 26
Full-time

Title: Intake Unit Paralegal Job Responsibilities: The Intake Unit Paralegal at the organization plays a critical role in supporting the work of the Intake Unit under the supervision of the Intake Supervising Attorney. The primary responsibilities include: - Serving as...

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