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United States
Posted On Jul 21, 26
Full-time 2 views Experience : 1-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

OverviewA law firm seeks a corporate associate with 2-4 years of experience in capital markets and public company work in New York, NY. The ideal candidate will have a strong background in representing issuers or investment banks in various capital...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Corporate Governance Paralegal (In-House) The candidate will handle domestic subsidiary management including preparing minutes of stockholders and board of directors meetings; creating and maintaining corporate minute books; preparing, processing and maintaining regulatory filings (. state qualification filings); completing stock certificates; maintaining web-based corporate records database. Work with lawyers in preparing integral corporate documents/materials, in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Community Bank The candidate will coordinate with Bank departments and senior managers to resolve issues identified by the Bank's regulators, including the Federal Reserve Bank, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation. Assist in developing Bank policies and procedures to establish appropriate centralization of all legal matter/decisions and ensure proper and uniform documentation. Convey timely counsel to... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Governance Paralegal The candidate will assist with corporate governance matters. Will organize Board materials and documents. Prepare and review NYSE and SEC filings. Draft,... review, and proofread legal documents. Must have 3+ years of experience. Bachelor's degree or higher is essential. Financial services experience is a plus.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

KYC Associate The candidate will assist with day to day compliance responsibilities, including administration of the reviews in the firm's personal trading, outside business activities, electronic communications and exception reports. Drafting written responses and exhibits in response to request for information from various regulatory bodies such as the SEC, FINRA, and NYSE from general inquiries and... cyclical audits using SQL queries and personnel interviews. Ensuring compl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate The candidate will be assisting in day to day compliance responsibilities, including but not limited to administration of the reviews in the firm's personal trading, outside business activities, electronic communications and exception reports. Will be acting as a liaison for the firm's internal audit on compliance issues regulatory inquiries and external examination of the broker dealer. Drafting written responses and exhibits in response to request for... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Number: 53163 Location: NY Salary: Negotiable Job Description: Admitted to the Bars of the State of New York, CT and . Federal Court in the Eastern and Souther Districts of New York; extensive experience in handling Securities Arbitrations hearings before the NASD and NYSE while employed by a... securities law firm; ; employed for five years as Senior Arbitration Counsel for both FINRA and NYSE. C... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Officer Reference: 0000205 Job Location Location New Yotk, NY US Job Function Job Function Legal Job Type Job Type Full Time Industry Industry Legal / Legal Services Job Description & Duties Our client, a major investment banking firm seeks a Compliance Officer to advise and support the Equity Research Department to ensure compliance with applicable law, regulations including, but not limited to, NYSE Rule 472, NASD 2711and... proposed amendments, Regulation AC... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Officer Reference: 0000205 Job Location Location New Yotk, NY US Job Function Job Function Legal Job Type Job Type Full Time Industry Industry Legal / Legal Services Job Description & Duties Our client, a major investment banking firm seeks a Compliance Officer to advise and support the Equity Research Department to ensure compliance with applicable law, regulations including, but not limited to, NYSE Rule 472, NASD 2711and... proposed amendments, Regulation AC... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Broker/Dealer Associate The candidate must have 2-5 years of experience. Practice in this area involves providing advice to multinational and national securities firms, securities exchanges, and other market players regarding SEC, NASD, NYSE and other securities regulations.... Will be participating in the administrative law rulemaking process, assisting major financial institutions in integrating regulatory requirements into their business practices; developing poli... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Governance Paralegal The candidate's duties include: Preparing 10K and 10Q reports, 8K disclosures, section 16 filings and other SEC filings; Draft board minutes, attend meetings, prepare resolutions and interact with board members; Coordinate NYSE and NASDAQ filings; Legal... research; Maintain corporate records. Should have 5+ years of experience in corporate governance work and '40 Act compliance.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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