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Junior Broker Dealer Litigation Attorney Jobs in Philadelphia

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Junior Broker Dealer Litigation Attorney Jobs in Philadelphia - Related Job Titles

Administrative LitigationLitigation Civil Rights Attorney
United States
Posted On Oct 08, 26
Full-time
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Litigation - Securities Litigation - Plaintiffs
Job Tags:
abuse contracts criminal depositions Ethics evidence federal government Litigation pleadings Privacy public sector RICO Rule of Law Securities securities laws social security title

Title: Market Abuse Unit Attorney Job Responsibilities: As a Market Abuse... Unit Attorney, the primary responsibilities include: -... insider trading, front-running, cherry picking, hack-to-trade schemes, and violations by market-related entities such as broker-dealers, exchanges, and alternative trading... systems. - Managing multiple complex investigations...

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Posted On Oct 01, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters

Title: Senior Claims Specialist Job Responsibilities: - Manage complex Employment Practices Liability Claims by investigating, analyzing, and evaluating coverage to determine appropriate valuation and settlement strategies, ensuring adherence to company policies. - Handle and develop knowledge in Fiduciary Claims. - Attend mediations and monitor...

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Posted On Oct 06, 26
Full-time 1 views
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
ADA banking Broker Dealer conflict resolution contracts emerging technologies employment law compliance employment litigation equity Financial Institutions Labor and Employment Litigation Software special projects
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
ADA banking Broker Dealer conflict resolution contracts emerging technologies employment law compliance employment litigation equity Financial Institutions Labor and Employment Litigation Software special projects

and employment law oversight, legal advice, and support to various business lines and stakeholders. Responsibilities include managing employment litigation matters, overseeing external counsel,... managing budgets, and preparing resolutions, contracts, memoranda to management, and litigation documents. The Senior Counsel... will als...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Senior Attorney, Statutory Disqualification, Member Supervision... The candidate responsibilities will include: Applying analytical skills, reviews applications and related documentation underlying decision whether to permit an ineligible entity or person to remain in or re-enter the securities industry. Partnering with senior level counsel, prepares the recommendation and decision on behalf of firm based on sound legal analysis and factual development. Works collaboratively an... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Counsel The candidate will perform duties include : Advising on the creation and monitoring of stable value and market-valued investment products in a way that anticipates and mitigates legal and regulatory risks. Should have knowledge of insurance laws, securities law exemptions and the aspects of ERISA that apply to retirement plans and products. Broker-dealer/FINRA expertise is a plus.... Must have a law degree, be admitted to the bar in at least one US state and e... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will provide day-to-day legal support for the US Annuities business, covering the entire life cycle of annuities products, including manufacturing (application of insurance, contract, consumer protection, and other applicable laws), marketing, distribution through an affiliated broker-dealer network and other channels... and issues relating to the administration of existing products. Will have the opportunity to provide legal support in relation to broader... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Annuities Counsel The candidate will provide day-to-day legal support for the US Annuities business, covering the entire life cycle of annuities products, including manufacturing (application of insurance, contract, consumer protection, and other applicable laws), marketing, distribution through an affiliated broker-dealer network and other channels... and issues relating to the administration of existing products. Will have the opportunity to provide legal support in relation... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel at **Members Only.** . Annuities business, cover**Members Only.** manufactur**Members Only.**, distribution through an affiliated broker-dealer network and other channels... and issues relat read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel, Regulatory Affairs Raymond James is looking for a talented team-player for its Assistant General Counsel role in the Regulatory Affairs team within the Raymond James Legal Department. The successful candidate will manage regulatory and enforcement matters, lead internal investigations, and partner with other members of the team in advising the Firm regarding regulatory affairs. This position offers a salary range of $160,000-220,000 based on Educ... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Enforcement Associate The candidate will join a securities enforcement team in representing investment management, broker-dealer, public company and individual... clients in SEC, SRO and state enforcement proceedings and litigation. Will also assist with... conducting internal investigations and counseling. Must have 2-4 years of litigation experience. SEC or big-firm... enforcement experience is a plus.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Counsel to assist the Chief Compliance Officer in the representing the firm on regulatory matters and be responsible for the enhancement and maintenance of internal policies and procedures in connection with FINRA and SEC requirements. The company seeks a lawyer with at least six years of experience dealing with compliance and regulatory issues in the investment management industry (fixed income or private equity), and with familiarity with SEC regulations.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Description: Real Estate Position: Associate Notes: Firm is seeking an Associate with 3-4 years real estate experience at a firm. Must have NJ bar. This firm was founded before the civil war, has over 300 attorneys with five US offices and one overseas. Firm has more than 20 practice areas including advertising law; antitrust; bankruptcy and restructuring; broker-dealer; corporate; employee benefits and... executive compensation; environmental law; financial institution... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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