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Junior Investment Company Act Attorney Jobs in Pennsylvania

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Junior Investment Company Act Attorney Jobs in Pennsylvania - Related Job Titles

Corporate Attorney
United States
Posted On Oct 06, 26
Full-time
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts family Financial Institutions Insurance Privacy Software special projects

contracts related to the company's subsidiary broker-dealers. - Research and... provide legal advice regarding broker-dealer and mutual fund distribution, including regulatory and compliance issues. - Communicate and interact with clients, outside counsel, service providers, and others regulatory developments impacting the company's subsidiary...

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Posted On Sep 23, 26
Full-time 15 views Experience : 1-3 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy contracts debtor Insurance Litigation ordinances pleadings public sector
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy contracts debtor Insurance Litigation ordinances pleadings public sector

Job Title: Client Management Attorney Job Responsibilities: The Client Management Attorney... (CMA) acts as the... principal legal and operational liaison between the law firm and its assigned clients. The role is pivotal in ensuring that all collection activities adhere to applicable federal,...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

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Posted On Sep 01, 26
Full-time 7 views Experience : 1-3 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Electric Power - Transactional Energy and Oil & Gas - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Electric Power - Transactional Energy and Oil & Gas - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials

Title Corporate Energy Associate (Multi-Office) Job Responsibilities As a Corporate Energy Associate at the law firm, the responsibilities will vary based on the level of experience and specific practice group. The primary duties include: - Legal Research: Conduct thorough and comprehensive legal research and...

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Posted On Aug 11, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs Financial Services Law FINRA investment management Mutual Funds Partnership private equity title

Brokerage Platform at the company plays a crucial role... brokerage and wealth platform that serves over nine million clients. The position requires the attorney to function as a... strategic legal partner, sitting at the intersection of trading, investment product innovation,...

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Associate Attorney

Recruiter • **Members Only** Glen Mills, PA

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Posted On Sep 03, 26
Full-time Experience : 1-8 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

seeks a motivated Associate Attorney in Glen Mills, PA.... clients such as Registered Investment Advisers, Private Fund Managers,... and Business Owners on various legal and regulatory and review legal contracts, including LP & GP agreements and advisory on...

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