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Mid Level Investment Company Act Attorney Jobs in Pennsylvania

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Mid Level Investment Company Act Attorney Jobs in Pennsylvania - Related Job Titles

Corporate Attorney
United States
Posted On Oct 07, 26
Full-time Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking

Job Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel... ancillary documents for the company's closed end and evergreen... commingled funds and separately managed accounts. - Work in coordination with the structuring and product development teams to advise on structuring and c...

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Posted On Oct 07, 26
Full-time Experience : 4-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements contracts distribution agreements Domestic Violence family marketing Partnership spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements contracts distribution agreements Domestic Violence family marketing Partnership spectrum stalking

and international agreements, including investment fund distribution agreements, platform... partnership agreements, fund transfer documentation, and other fund-related contracts. - Understand how the contracts and negotiated terms fit into the company's broader fund operations and... business objectives. The company is willing t...

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Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures, conflicts...

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Posted On Sep 28, 26
Full-time Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that advise private... credit funds and other investment vehicles, including certain funds... registered under the Investment Company Act of 1940. -... matters arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures,...

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Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Title: Wealth Strategist III Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of greater complexity. - Collaborates with other planning resources on specific subject matters of greater complexity and partners in the acquisition of...

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Posted On Sep 14, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies Data Privacy - Transactional Intellectual Property - General Intellectual Property - Trademark/Copyright Corporate - General
Job Tags:
agreements equity Intellectual Property licensing M&A marketing Marketing Law Privacy Software technology transactions trade secrets trademarks
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies Data Privacy - Transactional Intellectual Property - General Intellectual Property - Trademark/Copyright Corporate - General
Job Tags:
agreements equity Intellectual Property licensing M&A marketing Marketing Law Privacy Software technology transactions trade secrets trademarks

Title: Senior Counsel, AI & Legal Technology Job Responsibilities: - Serve as the primary legal advisor for issues related to AI, product development, and marketing. - Monitor, interpret, and communicate developments in AI law and regulation both domestically and internationally, and provide actionable...

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Posted On Sep 08, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
criminal hedge funds investment management private equity Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
criminal hedge funds investment management private equity Venture Capital

Job Title: Investment Management – Private Funds... Responsibilities: The role of the Investment Management – Private Funds... responsibilities centered around private investment funds. The successful candidate... will: - Form private investment funds, including hedge funds,... venture capital funds, and private equity funds. -...

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Posted On Sep 14, 26
Full-time 14 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management
Job Tags:
1940 Act asset management Capital Markets due diligence ETFs life sciences private equity public offerings Securities underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management
Job Tags:
1940 Act asset management Capital Markets due diligence ETFs life sciences private equity public offerings Securities underwriters

Title: Capital Markets Associate Job Responsibilities: - The Capital Markets Associate will be a part of the Corporate Finance and Capital Markets practice, which is recognized for structuring and executing innovative and complex financial transactions. - The associate will work with a team...

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Posted On Sep 23, 26
Full-time 15 views Experience : 1-3 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy contracts debtor Insurance Litigation ordinances pleadings public sector
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy-Litigation
Job Tags:
Bankruptcy contracts debtor Insurance Litigation ordinances pleadings public sector

Job Title: Client Management Attorney Job Responsibilities: The Client Management Attorney... (CMA) acts as the... principal legal and operational liaison between the law firm and its assigned clients. The role is pivotal in ensuring that all collection activities adhere to applicable federal,...

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Posted On Sep 14, 26
Full-time 5 views Experience : 3-7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
asset management blockchain Financial Institutions Investment Company Act securities laws

leading adviser to financial services firms, asset managers, and investment funds. The associate will... be responsible for representing clients ranging from small start-up and boutique operations to some of the world’s largest financial institutions. The key responsibilities include advising...

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Posted On Sep 21, 26
Full-time 2 views Experience : 5-7 yrs required
Practice Area:
Tax - Employee Benefits & Executive Compensation ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse title
Practice Area:
Tax - Employee Benefits & Executive Compensation ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse title

Employee Retirement Income Security Act Job Responsibilities - Perform... significant and complex legal work while regularly interacting with management. - Oversee legal research, analysis, consultation, and documentation within a framework of legal compliance and risk management. - Manage expenses for...

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Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

Title: Wealth Strategist II Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients. - Collaborates with more senior planning resources on complex matters and specific subject matters. - Partners in acquiring new clients and works to retain, expand,...

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Posted On Sep 11, 26
Full-time 1 views Experience : 3-7 yrs required
Practice Area:
Food & Drug Law
Job Tags:
acquisitions divestitures due diligence enforcement proceedings family FDA government investigations healthcare compliance Insurance life sciences Litigation mergers regulatory compliance Regulatory Law
Practice Area:
Food & Drug Law
Job Tags:
acquisitions divestitures due diligence enforcement proceedings family FDA government investigations healthcare compliance Insurance life sciences Litigation mergers regulatory compliance Regulatory Law

Title: Associate - FDA & Compounding Job Responsibilities: The Associate will be tasked with advising healthcare and life sciences clients on various aspects of FDA regulatory compliance, pharmaceutical compounding, drug supply chain issues, and related enforcement matters. The candidate will be responsible...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

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Posted On Sep 01, 26
Full-time 2 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital
Practice Area:
Corporate - Asset/Investment Management Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements due diligence family finance Insurance investment management pension plans private equity sovereign wealth structured finance Venture Capital

Job Title: Investment Management Associate Job Responsibilities: The Investment... Management Associate will join... a nationally recognized investment management practice at the... comprehensive range of fund investment, structuring, regulatory, governance, and... transactional matters. The Associate will collaborate with a cross-office team on complex...

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Posted On Sep 01, 26
Full-time 18 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

responsible for a range of activities related to capital markets transactions. The associate will work with issuers, investment banks, investors, and other... market participants in debt, equity, and structured transactions. Additionally, the associate will assist investment banks with regulatory compl......

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Posted On Sep 01, 26
Full-time 7 views Experience : 1-3 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Electric Power - Transactional Energy and Oil & Gas - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Electric Power - Transactional Energy and Oil & Gas - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials

vary based on the level of experience and specific... practice group. The primary duties include: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Legal Writing: Draft well-written, error-free, and reasoned legal documents,...

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Associate Attorney

Recruiter • **Members Only** Glen Mills, PA

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Posted On Sep 03, 26
Full-time Experience : 1-8 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

seeks a motivated Associate Attorney in Glen Mills, PA.... clients such as Registered Investment Advisers, Private Fund Managers,... and Business Owners on various legal and regulatory and review legal contracts, including LP & GP agreements and advisory on...

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