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Senior Finance Financial Services Regulation Attorney Jobs in North Carolina

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United States
Posted On Sep 11, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements Bank Secrecy Act brokers equity Ethics family FCPA finance Financial Institutions FINRA Insurance lease leasing lending licensing OFAC pension Software stage Uniform Commercial Code
Practice Area:
Finance - Banking Finance - General
Job Tags:
agreements Bank Secrecy Act brokers equity Ethics family FCPA finance Financial Institutions FINRA Insurance lease leasing lending licensing OFAC pension Software stage Uniform Commercial Code

Job Title: Attorney, Equipment Finance - Transaction and Negotiations Job... Responsibilities: The Attorney for Equipment Finance at the company is... for the company's Equipment Finance (EF) business line. This... role involves significant discretion in advising EF's management, sales, credit, and negotiations teams...

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Posted On Sep 11, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Job Title: Senior Associate General Counsel -... safety and soundness, corporate governance, affiliate transactions, investment, and permissible activity requirements applicable to the company's operations and strategic initiatives. - Assist with regulatory approvals, applications, notices, and filings for new activities, products, services,...

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Posted On Sep 08, 26
Full-time 1 views Experience : 1-3 yrs required
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements appellate Bankruptcy Civil Rights criminal electronic discovery federal government fingerprints FOIA Freedom of Information Act Government Insolvency Litigation Privacy RICO Rule of Law social security special projects Taxation Telecommunications
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements appellate Bankruptcy Civil Rights criminal electronic discovery federal government fingerprints FOIA Freedom of Information Act Government Insolvency Litigation Privacy RICO Rule of Law social security special projects Taxation Telecommunications

Job Title: Attorney-Adviser (Tax) (Senior Technician Reviewer) Job Responsibilities: As an... Attorney-Adviser (Tax) (Senior Technician Reviewer) at the... organization, the candidate will undertake the following responsibilities: - Serve as a legal and technical adviser to the Branch Chief or other officials within the...

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Posted On Sep 07, 26
Full-time 4 views Experience : Min 12 yrs required
Practice Area:
Corporate - General Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension regulatory compliance Software
Practice Area:
Corporate - General Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension regulatory compliance Software

Job Title: Senior Legal Counsel Job Responsibilities: - Support... mitigating any associated legal risks. - Provide highly specialized advice and counsel to senior leadership and key internal... clients within a critical business unit or function on significant legal and business matters that impa...

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Posted On Sep 03, 26
Full-time 3 views Experience : 10-10 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General Finance - Structured Finance
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General Finance - Structured Finance
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Job Title: Senior Counsel, Transactions (Capital Markets)... Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, focusing on supporting crypto exchange partnerships, digital asset market maker agreements, and institutional capital markets transactions globally....

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Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Fintech & Blockchain Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Job Title: Senior Counsel, Transactions (Capital Markets) Job... Counsel - Transactions, the Senior Counsel will engage in... complex commercial transactional work, supporting the global capital markets business of the company. This includes working with crypto exchanges, digital asset market makers, and...

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Posted On Sep 04, 26
Full-time 3 views Experience : 6-12 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking laws blockchain Foreign Exchange Government GPS Litigation regulatory compliance security agreements shareholders
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
agreements banking laws blockchain Foreign Exchange Government GPS Litigation regulatory compliance security agreements shareholders

business, focusing on legal, regulatory, and commercial matters related to GPS products and services. - Review and negotiate legal... documents, customer-facing documentation, and commercial agreements. - Interpret laws and regulations, perform legal research, and communicate legal advice to internal partners. - Direct t...

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Posted On Sep 07, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence banking Bankruptcy Case Law contracts Corporation Cybersecurity data privacy Deferred Compensation emerging technologies finance Government Insurance Intellectual Property Litigation pension Privacy Software
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence banking Bankruptcy Case Law contracts Corporation Cybersecurity data privacy Deferred Compensation emerging technologies finance Government Insurance Intellectual Property Litigation pension Privacy Software

of the company, including business process outsourcing and managed services agreements; AI, software license... and SaaS agreements; cloud services, hosting, and infrastructure agreements;... and professional services, implementation, and statement of... work arrangements; data processing, data sharing, and information security addenda....

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Posted On Sep 06, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Fintech & Blockchain
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities
Practice Area:
Fintech & Blockchain
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities

Job Title: Senior Counsel, Arc Job Responsibilities: As a... Senior Counsel on the Product... Legal team at the company, the candidate will provide strategic legal support for the launch and evolution of Arc, which is the layer-1 blockchain designed by the company...

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Posted On Sep 04, 26
Full-time 5 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Government and Government Relations International Trade Government - General
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities
Practice Area:
Food & Drug Law Government and Government Relations International Trade Government - General
Job Tags:
AML Bank Secrecy Act banking blockchain developers Financial Institutions licensing Money Laundering NYSE Privacy regulatory compliance Securities

Job Title: Senior Counsel, Arc Job Responsibilities: As a... Senior Counsel on the Product... Legal team at the company, you will be responsible for providing strategic legal support for the launch and evolution of Arc, a layer-1 blockchain designed by the company...

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Posted On Sep 02, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
company policies Estate Planning pleadings Probate
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
company policies Estate Planning pleadings Probate

Estate Planning and Administration Attorney Job Responsibilities The role... Estate Planning and Administration Attorney encompasses a variety of... responsibilities aimed at providing comprehensive legal services in the realm of... estate planning and administration. The key responsibilities include: - Providing expert...

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Posted On Sep 01, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: -... broad range of consumer finance matters. - Advise clients on... federal and state consumer protection laws as they apply to credit (primarily non-mortgage) and issuers, program managers, and financial institutions, providing guidance on......

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Posted On Aug 26, 26
Full-time Experience : 10-10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Finance - Financial Services Regulation Finance - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: - Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner closely with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations,...

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance- Defense Litigation - Financial Services - Defense Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Consumer Finance- Defense Litigation - Financial Services - Defense Finance - Financial Services Regulation Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Job Title: Consumer Financial Services Regulatory Associate Job Responsibilities: The... Consumer Financial Services Regulatory Associate will... broad spectrum of consumer finance matters. Key responsibilities include: -... Providing legal advice and guidance on federal and state consumer protection laws as they relate to credit...

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Posted On Aug 24, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Litigation - Financial Services - Defense Bankruptcy-General Bankruptcy-Litigation Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11)
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension Software
Practice Area:
Litigation - Financial Services - Defense Bankruptcy-General Bankruptcy-Litigation Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11)
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension Software

Job Title: Consumer Litigation Attorney - Deposits Job Responsibilities: - Provide... significant internal client legal support on a daily basis. - Assess legal risk, provide legal advice, and assist in resolving legal problems that may pose potential exposure to the company. - Stay updated...

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Posted On Aug 24, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Litigation - Financial Services Litigation - Consumer Finance- Defense
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension Software
Practice Area:
Litigation - Financial Services Litigation - Consumer Finance- Defense
Job Tags:
banking Bankruptcy Case Law Corporation Deferred Compensation finance Government Insurance Litigation pension Software

Job Title: Consumer Litigation Attorney - Deposits Job Responsibilities: - Provide... significant internal client legal support on a day-to-day basis. - Assess legal risks, provide legal advice, and assist in resolving legal problems that may pose potential exposure to the company. - Stay informed...

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Posted On Aug 26, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Corporate - General Employment Law - General
Job Tags:
banking business policies contracts Employment Claims employment litigation Financial Institutions Government Litigation regulatory compliance Workouts
Practice Area:
Corporate - Compliance Corporate - Contract Law Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Corporate - General Employment Law - General
Job Tags:
banking business policies contracts Employment Claims employment litigation Financial Institutions Government Litigation regulatory compliance Workouts

Title: Legal Counsel Job Responsibilities: - Provide legal advice and counsel to Bank management and associates at all levels, acting as a subject matter expert in one or more business, corporate, or operational areas. - Serve as a resource on legal issues, offering...

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Posted On Aug 26, 26
Full-time Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: The AVP, Sr. Counsel, Broker-Dealer and Investment Advisor is responsible for providing strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. The role involves: - Partnering with...

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Posted On Aug 23, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements due diligence finance Insurance Joint Ventures M&A Partnership Privacy Securities treaties Visa
Practice Area:
Corporate - M&A
Job Tags:
acquisitions agreements due diligence finance Insurance Joint Ventures M&A Partnership Privacy Securities treaties Visa

sheets, transaction agreements, specifically coinsurance, modco, and funds-withheld reinsurance treaties, retrocession agreements, trust and security/collateral arrangements, administrative services agreements, transition services agreements,... and ancillary deal documentation. - Serve as primary legal point of contact on assigned transactions — managing deal...

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Posted On Aug 24, 26
Full-time Experience : 2-8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

firm seeks a Consumer Finance Associate to join its... Financial Regulatory practice in Raleigh,... of relevant experience counseling financial institutions and technology providers... on federal and state financial laws and banks,... unions, and FinTechs on financial laws and financial......

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