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1940 Act Jobs in Spring

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  3. Texas
  4. Spring
  5. 1940 Act

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United States
Posted On Sep 03, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Investment Advisers Act of 1940
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Investment Advisers Act of 1940

investment management agreements to ensure compliance with legal and regulatory standards. - Interpreting and applying relevant regulations, including the Investment Company Act of 1940, the Investment Advisers Act... of 1940, and commodity regulation. - Collaborating... with clients to provide legal guidance on...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Financial Services Regulation Finance - Project Finance Corporate - General Finance - General
Job Tags:
1940 Act 40 Act Energy fund formation hedge funds Joint Ventures M&A private equity spectrum
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Financial Services Regulation Finance - Project Finance Corporate - General Finance - General
Job Tags:
1940 Act 40 Act Energy fund formation hedge funds Joint Ventures M&A private equity spectrum

equity funds and other private investment vehicles. - Handle general matters related to the 1940 Act, with additional experience... regarding ’40 Act funds being advantageous. - Work... with clients on all aspects of fund formation and operations, including structuring, fundraising, investor nego...

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Posted On Sep 08, 26
Full-time 1 views Experience : 4-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management ETFs family finance investment management mergers Mutual Funds SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management ETFs family finance investment management mergers Mutual Funds SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title: Legal Counsel Job Responsibilities: - Serve as a trusted legal advisor within the company's Legal team, providing practical, business-focused legal guidance on registered investment products and related regulatory matters. - Partner closely with colleagues across Product, Investments, Compliance, Finance, Distribution, and other...

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Posted On Aug 25, 26
Full-time Experience : 4-20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

Overview A law firm seeks a Senior Fund Formation Lawyer in Houston, TX. The ideal candidate will have extensive experience advising sponsors on fund formation and limited partners on investments in private equity and other private investment sponsors on fund...

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