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40 Act Jobs in New Rochelle

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United States
Posted On Aug 27, 26
Full-time 29 views Experience : Min 12 yrs required
Job Tags:
asset management banking credit facilities private client shareholders
Job Tags:
asset management banking credit facilities private client shareholders

Client Advisor II Forest Hills Full time posted on Posted 30+ Days Ago job requisition id 24017496 Job Description: At Bank of America, we are guided by a common purpose to help make financial...

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Posted On Aug 21, 26
Full-time 3 views Experience : Min 15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts

(RIA), Broker-Dealer (B/D), and 40 Act registered fund obligations,... including all policies, procedures, testing, and supervisory controls. - Monitor proposed SEC, FINRA, NFA, and CFTC rulemaking on an ongoing basis and translate regulatory developments into timely, actionable policy updates and...

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Posted On Aug 26, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance Corporate - M&A Intellectual Property - General Intellectual Property - Patent General Data Privacy - Transactional Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
agreements artificial intelligence Capital Markets CCPA corporate governance data privacy directors Employment Law equity Equity Compensation financing documents GDPR Insurance Intellectual Property Litigation M&A securities laws Severance stock options

Title General Counsel Job Responsibilities Public Company Compliance & Governance - Own all SEC reporting obligations including 10-K, 10-Q, 8-K, and proxy statement preparation and review. - Lead Sarbanes-Oxley compliance, insider trading policy enforcement, Regulation FD, and earnings call and...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Litigation - ADA Compliance Real Estate - Eviction (Litigation) Employment Law - Litigation Plaintiffs & Class Actions Litigation - Civil Rights Real Estate - General Employment Law - General
Job Tags:
Alternative Dispute Resolution American with Disabilities Act civil litigation Collective Bargaining Domestic Violence equity eviction family Federal Discrimination Laws health insurance Housing Court Human Rights Law Immigration lending Litigation social security Software Wills Women
Practice Area:
Litigation - ADA Compliance Real Estate - Eviction (Litigation) Employment Law - Litigation Plaintiffs & Class Actions Litigation - Civil Rights Real Estate - General Employment Law - General
Job Tags:
Alternative Dispute Resolution American with Disabilities Act civil litigation Collective Bargaining Domestic Violence equity eviction family Federal Discrimination Laws health insurance Housing Court Human Rights Law Immigration lending Litigation social security Software Wills Women

Title: Staff Attorney - LGBTQ & HIV Advocacy Project Job Responsibilities: The staff attorney will be responsible for a variety of legal and advocacy duties within the LGBTQ+ & HIV Advocacy Project. Key responsibilities include: - Engaging in litigation, advocacy, community outreach, and...

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Posted On Aug 20, 26
Full-time 8 views Experience : 7-10 yrs required
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction
Job Tags:
advertising Advertising Law agreements artificial intelligence brand protection consumer protection Consumer Protection Laws contracts Copyright criminal equity HIPAA Insurance Intellectual Property licensing marketing Media partnerships Privacy TCPA Trademark
Practice Area:
Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction
Job Tags:
advertising Advertising Law agreements artificial intelligence brand protection consumer protection Consumer Protection Laws contracts Copyright criminal equity HIPAA Insurance Intellectual Property licensing marketing Media partnerships Privacy TCPA Trademark

Title: Assistant General Counsel Job Responsibilities: - Serve as the primary legal advisor to the company's product, technology, and brand teams, guiding them from concept to launch on new product features and consumer-facing initiatives - Review and provide legal advice on marketing and...

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Posted On Sep 04, 26
Full-time 12 views Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Real Estate - Tax Tax - International Real Estate- Commercial Transactions Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Real Estate - Tax Tax - International Real Estate- Commercial Transactions Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, SVP (BREIT) Job Responsibilities: The Attorney, SVP (BREIT) position is designed for a highly experienced legal professional within the Private Wealth Public Funds (PWPF) Legal Group at a law firm. The primary focus of this role is on global fundraising...

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Posted On Jul 03, 26
Full-time 25 views Experience : Min 6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Real Estate- Commercial Transactions Real Estate - Tax Tax - General Corporate - General Real Estate - General
Job Tags:
40 Act Capital Markets corporate governance ERISA health benefits marketing Securities
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Real Estate- Commercial Transactions Real Estate - Tax Tax - General Corporate - General Real Estate - General
Job Tags:
40 Act Capital Markets corporate governance ERISA health benefits marketing Securities

Private Wealth, with a focus on global fundraising and management for Blackstone Real Estate Income Trust (BREIT). Job Responsibilities: The primary responsibilities of this role include: - Preparing and reviewing public offering materials, including registration statements and prospectuses under the ‘33 Act. - Prep...

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Posted On Jul 03, 26
Full-time 344 views Experience : Min 6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

prospectuses under the ’33 Act and private placement memoranda. -... Prepare and review ’34 Act filings including Forms 10-K,... 10-Q, 8-K, and Section 16 filings, and manage the annual meeting proxy process. - Liaise with management and outside counsel on all aspects...

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Posted On Jul 13, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

Title: VP, Private Markets Attorney Job Responsibilities: The VP, Private Markets Attorney is primarily responsible for advising investment professionals and directing outside counsel regarding fundraising, marketing activities, and compliance requirements arising from statutory, regulatory, and internal policy obligations. The role includes legal...

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Posted On Jul 29, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements distribution agreements family finance fund formation health insurance Insurance Investment Company Act marketing
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements distribution agreements family finance fund formation health insurance Insurance Investment Company Act marketing

Title Attorney – Wealth-Focused Investment Products Job Responsibilities - Provide legal support for the company's wealth-focused investment products across all investment strategies. - Advise on and support the launch and structuring of the company's wealth-focused funds, with a focus on new...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Nonprofit / Charities Law Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
1940 Act 40 Act Energy fund formation hedge funds Joint Ventures M&A private equity spectrum
Practice Area:
Nonprofit / Charities Law Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
1940 Act 40 Act Energy fund formation hedge funds Joint Ventures M&A private equity spectrum

Title: Senior Fund Formation Lawyer Job Responsibilities: - Advise sponsors on fund formation matters, ensuring comprehensive guidance on structuring, fundraising, investor negotiations, governance, and ongoing regulatory and compliance matters. - Provide counsel to limited partners, including sovereign funds, regarding investments in private equity...

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Posted On Sep 02, 26
Contract, Full-time 47 views Experience : Min 2 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Asset/Investment Management
Job Tags:
agreements investment management Securities
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Asset/Investment Management
Job Tags:
agreements investment management Securities

Title: Corporate & Investment Bank Securities Services Attorney Job Responsibilities: - Reviewing, identifying, analyzing, and escalating issues raised during the negotiation of various complex service agreements, including custody, fund administration, and non-disclosure agreements for institutional clients. - Contributing to the oversight of the...

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Posted On Jul 10, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies
Job Tags:
agreements children due diligence emerging company fund formation Insurance Limited Liability Company organizational documents Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies
Job Tags:
agreements children due diligence emerging company fund formation Insurance Limited Liability Company organizational documents Partnership

Title: Fund Formation Senior Paralegal Job Responsibilities: The primary responsibilities of the Fund Formation Senior Paralegal include providing paralegal support to attorneys and senior paralegals while performing various administrative duties. The specific duties encompass all facets of emerging company and venture fund...

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Posted On Jul 08, 26
Full-time 5 views Experience : 8-8 yrs required
Practice Area:
Employment Law - Litigation Plaintiffs & Class Actions Employment Law - Litigation Employer Defense
Job Tags:
Employment Law Labor and Employment Labor Law Litigation pleadings Software
Practice Area:
Employment Law - Litigation Plaintiffs & Class Actions Employment Law - Litigation Employer Defense
Job Tags:
Employment Law Labor and Employment Labor Law Litigation pleadings Software

Title: Legal Secretary Job Responsibilities: The legal secretary, also referred to as an administrative assistant, provides essential support to multiple labor and employment litigation attorneys, typically four or more. This role is crucial in managing both legal and administrative tasks efficiently. The...

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Posted On Sep 10, 26
Full-time 6 views Experience : Min 6 yrs required
Practice Area:
Electric Power - Transactional Energy and Oil & Gas - Transactional
Job Tags:
agreements derivatives employee benefits Energy FERC tariffs
Practice Area:
Electric Power - Transactional Energy and Oil & Gas - Transactional
Job Tags:
agreements derivatives employee benefits Energy FERC tariffs

commodities trading. - Draft, review, and negotiate commodities trading documentation, including master agreements, confirmations, and bespoke agreements. - Advise on . commodities regulatory matters, including the Commodity Exchange Act, FERC, CFTC and state... regulations, exemptions, and interpretive guidance. - Assess regulatory risk ass...

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Posted On Jun 09, 26
Full-time 10 views Experience : Min 8 yrs required
Practice Area:
Employment Law - Traditional Labor Law (Unions) Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
agreements civil procedure Collective Bargaining equity Ethics evidence FLSA Litigation Mediation NLRB Software title traditional labor law wage and hour
Practice Area:
Employment Law - Traditional Labor Law (Unions) Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
agreements civil procedure Collective Bargaining equity Ethics evidence FLSA Litigation Mediation NLRB Software title traditional labor law wage and hour

Equity Partner FLSA Type: Exempt Hours: 40 hours plus; 9:00 am... – 6:00 pm Office Attendance: Hybrid; Mandatory 3 days per week inclusive of Monday; additional days in office as required by the law firm or based on client needs Years of Experience: 8...

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Posted On Aug 17, 26
Full-time 12 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse

Title: Midlevel Asset Management and Investment Funds Associate Job Responsibilities: The midlevel Asset Management and Investment Funds Associate will be responsible for providing legal expertise in the areas of registered funds, regulatory matters, and private funds. The associate will work closely with...

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Posted On Jun 19, 26
Full-time 7 views Experience : 7-12 yrs required
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
agreements artificial intelligence Breach of Contract depositions Employment Contracts Employment Law employment law counseling Ethics FLSA Harassment Litigation pleadings Severance title wage and hour
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
agreements artificial intelligence Breach of Contract depositions Employment Contracts Employment Law employment law counseling Ethics FLSA Harassment Litigation pleadings Severance title wage and hour

Department Head FLSA Type: Exempt Hours: 40 hours plus; 9:00 am... – 6:00 pm Office Attendance: Hybrid; Mandatory 3 days per week inclusive of Monday; additional days in office as required by the firm or based on client needs Years of experience: 7-12 years Compensation:...

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Posted On Sep 09, 26
Full-time 4 views Experience : Min 2 yrs required
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
Deferred Compensation Equal Employment Opportunity Commission Ethics evidence health insurance Immigration Insurance Litigation social security title Transportation
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General
Job Tags:
Deferred Compensation Equal Employment Opportunity Commission Ethics evidence health insurance Immigration Insurance Litigation social security title Transportation

Title: Senior Attorney Job Responsibilities: Under the direction of an Associate Counsel, the Senior Attorney will perform a range of duties to advise the department on human resources and personnel actions and assist the department's Ethics Officer in their duties. The primary...

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Senior Fund Formation Lawyer

Recruiter • **Members Only** New York City, NY

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Posted On Aug 11, 26
Full-time Experience : 4-20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

OverviewA law firm seeks a Senior Fund Formation Lawyer in New York City, NY. The candidate should have over six years of experience in advising sponsors on fund formation and limited partners on investments in private equity and other investment...

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