40 Act Jobs in Nyack

Private Client Fiduciary Advisor The candidate will be responsible for managing significant and often complex fiduciary client relationships. Responsible for assessing and managing risk; the appropriate exercise of fiduciary discretion and judgment; and adherence to policies and procedures related to account administrative activities. Acts as a key consultant to clients, developing and implementing solutions. Anticipates and identifies opportunities to create new rela... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Director, Associate General Counsel - Corporate Advisory Securities and Transactions The candidate will be responsible for advice and counsel on all public disclosure and executive compensation matters. Will manage the drafting and review of a broad range of '34 Act filings, including 10-Ks, 10-Qs... and 8-Ks. Support and advise company's Investor Relations and SEC Reporting groups on disclosure matters. Lead the drafting and filing process for the annual proxy statement... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director, Assistant General Counsel - Corporate Advisory Securities and Transactions (CAST) The candidate will manage the drafting and review of a broad range of '34 Act filings, including 10-Ks, 10-Qs... and 8-Ks. Will support and advise company's Investor Relations and SEC Reporting groups on disclosure matters. Lead the drafting and filing process for the annual proxy statement. Advise on a broad range of executive compensation and equity administration matters, including Se... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Legal Counsel at CheckAlt CheckAlt is a leading provider of integrated receivables and deposit imaging solutions for hundreds of financial institutions and businesses across the . and is looking to hire an Associate Legal Counsel to join their team. This role will provide expert and strategic legal advice to the CheckAlt teams and work closely with a variety of stakeholders to mitigate risk and provide guidance on the legal impacts of business decisions.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Trust Senior Transactions Manager - TMG The candidate will review highly complex specialized deals transactions / structures aligned to a business or multiple product segment from initiation through closing. Will be a key liaison with outside counsel and in conjunction with Client and Business Development may drive and take lead in negotiation of the terms of the structure. Serve as primary contact with internal and external parties on new and existing transactions... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Paralegal The candidate will... provide legal support to a group of mutual funds and corporate clients by: preparing, reviewing, and filing all required periodic forms with the Securities and Exchange Commission (including filings on Forms N-1A, N-CSR, N-Q and N-SAR); handling all aspects of board meeting coordination and post-board meeting tasks, such as organizing board meeting materials, requesting directors’ meeting attendance fees; handling director corresponden... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate manages other attorneys or legal personnel or an area of practice within the department. Will provide expert advice in identifying and managing critical legal and regulatory issues and draft, analyze and negotiate agreements supporting the establishment of client and omnibus clearing accounts - exchange and clearinghouse memberships, and vendor agreements. Advise management on, among other things: applicable requirements under the Commodity Exc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Managing Counsel The candidate will report to in-house lawyer with principal responsibility for covering the organization's capital markets firm. Will focus on day to day sales and trading matters for BD, with a focus on equities, listed options and fixed income securities, cross border sales, Regulation S and non-US agreements. Specific expertise in the Securities Act of 1933, the Securities... Exchange Act of 1934 and FINRA... rules as well as some familiarity with bankin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will serve as Senior Counsel and Managing Director in the Office of Public Policy and Regulatory Affairs. Will support the strategic objectives of company's Regulatory Reform Steering Committee (RRSC) and will involve advising, counseling, and supporting the Finance and Risk functions and critical Investment Services and Investment Management businesses. Responsibilities will cover: advocacy efforts related to all of the company's regulatory re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Acquisition Specialist The candidate will receive information on potential site locations. Analyzes information to determine viability of site, compliance with Company and legal standards and eliminates any candidate sites that create undue risk for the Company. Will manage vendors on every step of the acquisition process: ., lease negotiation, zoning approval process, title review, regulatory. Ensure proper FCC, NEPA and SHPO requirements are met. Interfaces with lo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here