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40 Act Jobs in Smithtown

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United States
Posted On Sep 08, 26
Full-time 16 views
Job Tags:
higher education licensing Securities wealth management
Job Tags:
higher education licensing Securities wealth management

Title: Wealth Advisor Job Responsibilities: - Accountable for achieving revenue goals through acquiring new clients from both internal and external sources and retaining and expanding a book of business. - Consults and coordinates on delivering solutions for a comprehensive wealth management strategy...

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Posted On Sep 13, 26
Full-time 1 views Experience : 3-4 yrs required
Practice Area:
Employment Law - Litigation Plaintiffs & Class Actions Employment Law - Litigation Employer Defense Litigation - Labor & Employment Employment Law - General
Job Tags:
Employment Law Insurance Labor and Employment Labor Law Litigation Mediation pleadings Software Transportation
Practice Area:
Employment Law - Litigation Plaintiffs & Class Actions Employment Law - Litigation Employer Defense Litigation - Labor & Employment Employment Law - General
Job Tags:
Employment Law Insurance Labor and Employment Labor Law Litigation Mediation pleadings Software Transportation

Title: Legal Secretary Job Responsibilities: The legal secretary at the law firm will collaborate with a dynamic team, which includes multiple attorneys, to offer comprehensive support. This support encompasses various tasks such as: - Maintaining electronic case files and updating them as needed...

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Posted On Jul 30, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Personal Injury Plaintiffs Litigation - Mass Torts - Plaintiffs Insurance Plaintiffs - General
Job Tags:
Capital Markets child Child Abuse civil litigation copyrights crime depositions Environmental Litigation Insurance Labor Law Litigation M&A mass torts Medical Malpractice Patent personal injury product liability project finance world trade
Practice Area:
Personal Injury Plaintiffs Litigation - Mass Torts - Plaintiffs Insurance Plaintiffs - General
Job Tags:
Capital Markets child Child Abuse civil litigation copyrights crime depositions Environmental Litigation Insurance Labor Law Litigation M&A mass torts Medical Malpractice Patent personal injury product liability project finance world trade

Title: Senior CVA Attorney Job Responsibilities: The Senior CVA Attorney will be primarily responsible for representing adults who were victims of child abuse in New York. This position involves managing a caseload from inception to settlement or trial. Key responsibilities include: - Conducting...

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Posted On Sep 08, 26
Contract, Full-time 30 views
Job Tags:
Affirmative Action Americans with Disabilities Act Common Law crime criminal Rule of Law trials
Job Tags:
Affirmative Action Americans with Disabilities Act Common Law crime criminal Rule of Law trials

Title: Spring Law Student Internship Job Responsibilities: - Work under the supervision of a Connecticut prosecutor within a Judicial District or specialized units of the Office of the Chief State’s Attorney. - Call the criminal court docket. - Handle arraignments. - Prepare and argue bond...

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Posted On Sep 08, 26
Full-time 26 views
Job Tags:
Affirmative Action Americans with Disabilities Act Common Law crime criminal Rule of Law trials
Job Tags:
Affirmative Action Americans with Disabilities Act Common Law crime criminal Rule of Law trials

Title: Spring Law Student Internship Job Responsibilities: The **Members Only,** (Division) in Connecticut offers a Spring Law Student Internship, where interns are expected to engage in various legal tasks under the supervision of an experienced prosecutor. The primary responsibilities include: - Calling the criminal...

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Posted On Aug 21, 26
Full-time 3 views Experience : Min 15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts

(RIA), Broker-Dealer (B/D), and 40 Act registered fund obligations,... including all policies, procedures, testing, and supervisory controls. - Monitor proposed SEC, FINRA, NFA, and CFTC rulemaking on an ongoing basis and translate regulatory developments into timely, actionable policy updates and...

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