Broker Dealer Jobs in Avilla

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United States
Full-time 1 views Experience : 10-10 yrs required

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: -... Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and business leaders to...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel - Enterprise Litigation The candidate protects and advances company's interests in all litigation, other than employment and Group Protection matters, filed by or against the company. Will mainly support the retail distribution businesses, which include insurance agencies, broker/dealers, and registered investment advisors.... Develop and implement strategic prosecution and defense of lawsuits/arbitration matters filed by and against clients. Advise clients on re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Enterprise Litigation The candidate will mainly support the life insurance companies and distribution businesses, which include insurance agencies, broker/dealers, and registered investment advisors,... in all litigation, other than employment and Group Protection matters, filed by or against the company. Will also support the company in some or all of the following areas: patent litigation, bankruptcy, collections, government/regulatory investigations, complex and cl... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel - Litigation Duties: Provides advice and counsel on litigation matters, including broker/dealer FINRA arbitrations, sales practice... litigation cases, and class actions, related to the company’s businesses. Conducts internal investigations pertaining to litigation, arbitration, and compliance matters. Promotes best practice and process relating to eDiscovery and the use of legal technology. Identifies and communicates legal exposure and risk in a timely and proac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions. With a strong focus on four core business areas - life insurance, annuities, retirement plan services, and group protection - our business is built around supporting, preserving, and enhancing our customer\s lifestyles and providing better retirement outcomes. Led by over 8,000 employees, Lincoln Financial provides the tools and advice to help in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Retirement Plan Services The candidate will provide legal support to the Group business segments that are responsible for providing company's retirement plan products and services. Will focus primarily be on the securities law (SEC and FINRA) requirements applicable to the manufacture and distribution of retirement plan and individual retirement account (IRA) products and services. Provide legal advice and support on: the development and maintenance of company's ret... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President, Senior Counsel - Annuities The candidate provides legal advice and strategic input to the Lincoln Financial Group business units that are responsible for designing and administering Lincoln’s individual and group annuity products. Provides legal advice and counsel on individual annuity product development, business initiatives relating to individual annuities and group annuity contracts, regulatory and compliance matters, and distribution matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Development Program - Legal The Intern will report to a senior level member of the legal and compliance team. Will assist in analyzing state and federal laws, rules, regulations and compliance materials with a focus on identifying and resolving relevant legal and regulatory issues applicable to firm and its various business lines (including life insurance, annuities, retirement plan services, group protection, and mutual funds). Under the supervision of lawyers in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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