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Broker Dealer Jobs in Deer Park

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United States
Posted On Aug 04, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
acquisitions agreements asset management brokers commercial real estate developers document review due diligence health insurance Insurance leasing Property Management renewals title
Practice Area:
Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
acquisitions agreements asset management brokers commercial real estate developers document review due diligence health insurance Insurance leasing Property Management renewals title

are seeking an experienced Real Estate Attorney to join our in-house legal team at a commercial real estate company. This role focuses on drafting, negotiating, and managing commercial real estate transactions, with an emphasis on retail and office leasing. Job Title Real...

Posted On Aug 21, 26
Full-time 3 views Experience : Min 15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
40 Act cryptocurrency due diligence ETFs finance FINRA Investment Advisers Act of 1940 marketing Securities Act of 1933 Securities Exchange Act of 1934 spectrum trusts

Registered Investment Adviser (RIA), Broker-Dealer (B/D), and 40 Act... registered fund obligations, including all policies, procedures, testing, and supervisory controls. - Monitor proposed SEC, FINRA, NFA, and CFTC rulemaking on an ongoing basis and translate regulatory developments into timely, actionable...

Posted On Sep 21, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
brokers derivatives Emerging Markets family finance Foreign Exchange Securities swaps Women
Practice Area:
Finance - Financial Services Regulation
Job Tags:
brokers derivatives Emerging Markets family finance Foreign Exchange Securities swaps Women

Title: Compliance Professional Job Responsibilities: - Provide advice and guidance to the Global Macro business, covering rates, foreign exchange, emerging markets, credit, asset-backed securities, and macro derivatives strategies. - Partner with macro portfolio managers and trading teams to implement and enforce practical, real-time...

Posted On Aug 09, 26
Full-time 2 views Experience : Min 5 yrs required
Job Tags:
family finance securities laws Women
Job Tags:
family finance securities laws Women

Title: Compliance Professional Job Responsibilities: - Provide real-time compliance coverage for traders, offering clear and actionable guidance on trade approvals and trading conduct. - Support and enhance the trading compliance program for the firm's trading desks, driving measurable improvements in controls and monitoring. -...

Posted On Sep 24, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing

Title: Manager - Anti-Money Laundering - Financial Crime and Fraud Job Responsibilities: As an Anti-Money Laundering (AML) Manager, the primary responsibility is to assist clients in mitigating risks related to money laundering, terrorist financing, and sanctions violations. This role requires improving clients'...

Posted On Aug 10, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Litigation - White Collar Crime & Government Investigations - Defense Litigation - Securities Litigation - Defense
Job Tags:
agreements brokers Cybersecurity financial services regulatory fraud hedge funds Litigation Securities title
Practice Area:
Litigation - White Collar Crime & Government Investigations - Defense Litigation - Securities Litigation - Defense
Job Tags:
agreements brokers Cybersecurity financial services regulatory fraud hedge funds Litigation Securities title

Litigation - Associate General Counsel Job Responsibilities: - Represent the company in arbitration and other adversarial proceedings, both directly and in collaboration with outside counsel. - Coordinate with outside counsel on court actions involving the company. - Represent company employees in third-party proceedings. - Advise...

Posted On Jul 15, 26
Full-time 2 views Experience : 7-8 yrs required
Practice Area:
Tax - Controversy and Dispute Resolution Tax - State & Local Tax - IRS Audits and Appeals Tax - General
Job Tags:
appeals brokers Case Law child derivatives Financial Institutions financial products Foreign Exchange Government hedge funds Insurance lending Litigation marketing NASDAQ Securities special projects Taxation
Practice Area:
Tax - Controversy and Dispute Resolution Tax - State & Local Tax - IRS Audits and Appeals Tax - General
Job Tags:
appeals brokers Case Law child derivatives Financial Institutions financial products Foreign Exchange Government hedge funds Insurance lending Litigation marketing NASDAQ Securities special projects Taxation

Title: Tax Counsel Job Responsibilities: - Serve as the primary legal advocate for managing all aspects of . federal, state, and foreign tax controversies, audits, and disputes. - Lead and manage state and local tax audits across multiple jurisdictions, including correspondence, negotiations, and...

Posted On Sep 08, 26
Full-time 7 views Experience : 10-15 yrs required
Job Tags:
Affirmative Action AML Broker Dealer due diligence equity Money Laundering Securities Act of 1933
Job Tags:
Affirmative Action AML Broker Dealer due diligence equity Money Laundering Securities Act of 1933

the Role Company is seeking a Vice President to join its Regulatory and Compliance team. The candidate will collaborate with senior Compliance team members to ensure adherence to AML regulatory requirements in the United States and other regions where Company...

Posted On Aug 13, 26
Full-time 27 views Experience : 1-12 yrs required
Practice Area:
Real Estate - Leasing Real Estate- Commercial Transactions
Practice Area:
Real Estate - Leasing Real Estate- Commercial Transactions

law firm based on Long Island is actively seeking a sharp and resourceful attorney to join their legal team with a primary focus on real estate leasing matters. This opportunity is ideal for a practitioner who thrives on detail-oriented work,...

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