Post Jobs Upload Your Resume Log in

Broker Dealer Jobs in Ellington

5 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. Connecticut
  4. Ellington
  5. Broker Dealer

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Sign Up

United States
Posted On Aug 26, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Tax - Employee Benefits & Executive Compensation Tax-General Practice (Transaction) Corporate - General Tax - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Tax - Employee Benefits & Executive Compensation Tax-General Practice (Transaction) Corporate - General Tax - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: -... Provide strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. - Partner with Legal, Compliance, Operations, Enterprise Brand, Advertising and Marketing, Enterprise Producer Solutions Operations, and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 20, 26
Full-time 6 views Experience : Min 1 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance directors due diligence Financial Industry Regulatory Authority FINRA initial public offerings Mergers and Acquisitions Securities Securities Exchange Act of 1934 shareholders underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance directors due diligence Financial Industry Regulatory Authority FINRA initial public offerings Mergers and Acquisitions Securities Securities Exchange Act of 1934 shareholders underwriters

underwriters, placement agents, or broker-dealers in various capital market... transactions, including initial public offerings, secondary market offerings, registered direct offerings, and private placements. - Prepare relevant filings and responses with the Financial Industry Regulatory Authority in connection with transactions. - Support senior...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 79 views Experience : 7-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements banking brokers CCPA Commercial Law contracts Corporate Law due diligence FLSA Genetics Insurance Intellectual Property licensing Litigation M&A Partnership privacy laws regulatory compliance
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements banking brokers CCPA Commercial Law contracts Corporate Law due diligence FLSA Genetics Insurance Intellectual Property licensing Litigation M&A Partnership privacy laws regulatory compliance

Title: General Counsel, Commercial Experience: 7-15 years of corporate law practice, with a focus on transactional commercial law and contract negotiations, review, and drafting. Location: Hartford, CT Salary: Competitive, based on experience Department: Legal Travel: Up to 10% H1:...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 30, 26
Full-time
Practice Area:
Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
brokers closing documents commercial real estate construction conveyancing endorsements Estate Planning health insurance Insurance Litigation mortgages Probate Software title underwriters
Practice Area:
Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
brokers closing documents commercial real estate construction conveyancing endorsements Estate Planning health insurance Insurance Litigation mortgages Probate Software title underwriters

Overview COMMERCIAL REAL ESTATE CLOSING PARALEGAL Law Firm — Full-Time In-Person About Us The Law Firm is a thriving, full-service law firm that handles a robust volume of residential and commercial transactions, title insurance, estate planning, probate, and litigation. The firm prides itself...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 16, 26
Full-time 21 views Experience : 1-3 yrs required
Practice Area:
Insurance - Regulatory & Compliance Corporate - M&A Corporate - General
Practice Area:
Insurance - Regulatory & Compliance Corporate - M&A Corporate - General

in New York, NY or Chicago, IL. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing strategic counsel to industry on fund formation and investment compliance with broker-dealer mergers, ac...

Sign In or Sign Up in seconds to view this job on LawCrossing.

By Employer Type

Law Firm In-House Recruiter
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend