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Broker Dealer Jobs in Kendall

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United States
Posted On Sep 04, 26
Full-time 4 views Experience : 1-3 yrs required
Practice Area:
Litigation - Insurance Litigation - Securities Litigation - Defense
Job Tags:
civil litigation construction defect depositions directors fiduciary general liability health insurance Insurance insurance coverage Intellectual Property Labor and Employment Media pleadings Products Liability professional liability Securities securities litigation
Practice Area:
Litigation - Insurance Litigation - Securities Litigation - Defense
Job Tags:
civil litigation construction defect depositions directors fiduciary general liability health insurance Insurance insurance coverage Intellectual Property Labor and Employment Media pleadings Products Liability professional liability Securities securities litigation

Title: Associate Attorney Job Responsibilities: - Efficiently manage multiple cases at once, ensuring that all tasks and deadlines are met with precision and accuracy. - Prepare pleadings, motions, and discovery documents for opposing parties in a timely manner, adhering to all legal standards...

Posted On Aug 24, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
agreements cryptocurrency derivatives equity finance financial products financial services regulation FINRA lending licensing marketing Securities spectrum
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
agreements cryptocurrency derivatives equity finance financial products financial services regulation FINRA lending licensing marketing Securities spectrum

Title: Product Counsel Job Responsibilities: - Provide risk-principled legal, regulatory, and strategic advice to product, design, marketing, and technology teams during all phases of the product development lifecycle. - Offer holistic legal support of complex financial arrangements at the intersection of cryptocurrency and...

Posted On Sep 17, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements asset management Broker Dealer equity FINRA fund formation Investment Advisers Act of 1940 investment management Regulation D offerings regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements asset management Broker Dealer equity FINRA fund formation Investment Advisers Act of 1940 investment management Regulation D offerings regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title Vice President, Legal Team Job Responsibilities - Draft and negotiate agreements with Latin American distribution agents ensuring compliance with both . and local market regulations. - Advise on the legal implications of offering new and existing products and services, including...

Posted On Sep 21, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
brokers derivatives Emerging Markets family finance Foreign Exchange Media Privacy Securities swaps title Visa Women
Practice Area:
Finance - Financial Services Regulation
Job Tags:
brokers derivatives Emerging Markets family finance Foreign Exchange Media Privacy Securities swaps title Visa Women

Title: Macro Compliance Associate Job Responsibilities: - Provide advice and guidance to the Global Macro business, which encompasses rates, foreign exchange, emerging markets, credit, asset-backed securities, and macro derivatives strategies. - Partner with macro portfolio managers and trading teams to incorporate and enforce...

Posted On Sep 13, 26
Full-time 9 views Experience : Min 4 yrs required
Practice Area:
Corporate - M&A
Job Tags:
brokers due diligence Insurance Litigation M&A Mergers and Acquisitions Securities underwriters warranty
Practice Area:
Corporate - M&A
Job Tags:
brokers due diligence Insurance Litigation M&A Mergers and Acquisitions Securities underwriters warranty

Title: Reps & Warranties Insurance Staff Attorney Job Responsibilities: - Join the Representations and Warranties Insurance (RWI) underwriting team, which is one of the largest RWI practices in the country. - Review and analyze private M&A transaction documentation and due diligence reports. - Coordinate...

Posted On Sep 24, 26
Full-time 4 views Experience : Min 6 yrs required
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing

Title: Manager - Anti-Money Laundering - Financial Crime and Fraud Job Responsibilities: - Lead and mentor professional teams on projects related to anti-money laundering (AML) and sanctions compliance programs. - Develop and coach team members to enhance their skills and performance. - Design, review,...

Posted On Aug 13, 26
Full-time 17 views Experience : 1-3 yrs required
Practice Area:
Insurance - Regulatory & Compliance Corporate - M&A Corporate - General
Practice Area:
Insurance - Regulatory & Compliance Corporate - M&A Corporate - General

candidate will have experience in fund formation, investment management, and broker-dealer regulation. This role involves... providing strategic counsel to insurance companies and other industry stakeholders, ensuring compliance with regulatory frameworks while facilitating corporate clients on insurance laws and regulati...

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