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Broker Dealer Jobs in Kernersville

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United States
Posted On Aug 26, 26
Full-time Experience : 10-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising agreements Broker Dealer contracts distribution agreements employee benefits financial products FINRA Insurance licensing marketing Partnership

Title: AVP, Sr. Counsel, Broker-Dealer and Investment Advisor Job Responsibilities: The... AVP, Sr. Counsel, Broker-Dealer and Investment Advisor is... responsible for providing strategic legal counsel, regulatory guidance, and practical business support for distribution-related activities across the company. The role involves: - Partnering with...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Investment Management and Broker-Dealer Associate The candidate must... have 3+ years of investment management experience. Should have experience in Investment Advisers Act, Investment Company Act and securities law rules and regulations, compliance matters and investment transactions. Desired skill sets include: statutory and regulatory analysis and application, legal writing, familiarity with corporate and governance principles for private companies, and experience with clien... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management and Broker-Dealer Associate The candidate must... have 2+ years of relevant experience for its Winston-Salem, Raleigh, Charlotte, Atlanta, Washington DC, or New York office. Should have experience in one or more of the Investment Advisers Act, the Investment Company Act, or private fund formation; desired skillsets include statutory and regulatory analysis and application, legal writing, securities offerings, corporate and governance principles, and 1940 A... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Advisor Duties: Identify and evaluate customer and employee needs for financial services, assess the objectives and goals of the individual, then develop a financial plan or investment strategy to implement. Keep current on investment products and services offered. Develop and maintain long-term relationships based on trust and respect for clients, employees and members. Follow through on the sales goals set forth by the Investment Program. Provide regul... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Title: Senior Compliance Risk Manager Job Requisition Number: 382978 Full Time/Part Time: Full Time Location: 200 West 2nd Street FL 4 Winston-Salem, North Carolina 27101-0000 Additional Job Details: External Description: Primary Purpose: Be a subject matter expert and risk manager, responsible for managing and supervising Lending Compliance risks related to line of business, products, disclosures, advertisements, marketing and other compliance concerns. Pe... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Licensed Financial Advisor The candidate will handle: Non-deposit investment products and services offered through a registered broker-dealer (Member FINRA/SIPC) and SEC... Registered Investment Advisor.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Estate Services Manager BB&T - 2400 Reynolda Road; Winston-Salem, NC (Greensboro/Winston-Salem, North Carolina Area) Job Description BB&T's REAL ESTATE SERVICES MANAGER is responsible for the full cycle management of the Corporate Real Estate portfolio from inception to disposition. Represents and coordinates these activities with Strategic Planning and other lines of business to achieve corporate objectives. Maintain active communication with internal res... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

seeks investment management and broker-dealer associate attorney with 2+... years of investment management experience. The candidate should have experience in one or more of the Investment Advisers Act, the Investment Company Act or private fund formation. Desired skill sets include:... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

seeks investment management and broker-dealer associate attorney with 3+... years of experience. The candidate should have experience in Investment Advisers Act, Investment Company Act and securities law rules and regulations, compliance matters and investment transactions. Desired skill sets include: statutory... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

seeks investment management and broker-dealer associate attorney with 2+... years of investment management experience. The attorney must have experience in one or more of the Investment Advisers Act, the Investment Company Act or private fund formation. Must have statutory and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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