Post Jobs Upload Your Resume Log in

Broker Dealer Jobs in West Caldwell

136 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New Jersey
  4. West Caldwell
  5. Broker Dealer

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Sign Up

United States
Posted On Jul 15, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters

Title: Senior Claims Specialist Job Responsibilities: - Handle and manage complex Employment Practices Liability Claims, determining appropriate valuation, settlement strategies, and ensuring adherence to company policies. Experience with Fiduciary claims is considered advantageous. - Attend mediations and monitor trials as necessary. - Draft coverage...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 28, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters

Title: Senior Claims Specialist - EPL/Fiduciary Job Responsibilities: - Manage complex Employment Practices Liability (EPL) claims to determine appropriate valuation, settlement strategies, and ensure adherence to company policies. Experience with Fiduciary claims is considered an advantage. - Attend mediations and monitor trials as...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters
Practice Area:
Insurance Defense - General
Job Tags:
brokers company policies family fiduciary FLSA Insurance Litigation shareholders trials underwriters

Title: Senior Claims Specialist Job Responsibilities: - Handling and managing complex Employment Practices Liability (EPL) Claims, determining appropriate valuation and settlement strategies while ensuring adherence to company policies. - Experience with Fiduciary claims is advantageous, though not mandatory. - Attending mediations and monitoring trials...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 24, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing

Title: Manager - Anti-Money Laundering - Financial Crime and Fraud Job Responsibilities: As an Anti-Money Laundering (AML) Manager, the primary responsibility is to assist clients in mitigating risks related to money laundering, terrorist financing, and sanctions violations. The role involves improving clients'...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 1 views
Job Tags:
contracts finance general liability Insurance workers compensation
Job Tags:
contracts finance general liability Insurance workers compensation

underwriting, including claims, actuarial, finance, and contracts. - Participate in broker networking and team-building activities. -... Receive hands-on training from the Underwriting team, covering areas such as deal sourcing, analysis, underwriting decision-making, actuarial pricing, and negotiations. - Work on live deals and co...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 26, 26
Full-time 1 views Experience : 3-7 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants

Title: Real Estate/Leasing Attorney Job Responsibilities: - Manage all legal matters for a large commercial real estate development. - Negotiate, draft, and revise a high volume of retail tenant leases, real estate documents, financing documents, and all related agreements. - Communicate with leasing agents...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 27, 26
Full-time 6 views Experience : 3-7 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Finance Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements entertainment financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants Water
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Finance Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements entertainment financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants Water

Title: Real Estate/Leasing Attorney Job Responsibilities: - Manage all legal matters related to a large commercial real estate development, which includes negotiating, drafting, and revising a high volume of real estate documents, financing documents, tenant leases, and related agreements. - Communicate with leasing...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 2 views
Practice Area:
Litigation - Document Review
Job Tags:
brokers civil litigation closing documents commercial litigation commercial real estate depositions document review due diligence general litigation Litigation Personal Injury Law pleadings purchase and sale agreements spectrum title
Practice Area:
Litigation - Document Review
Job Tags:
brokers civil litigation closing documents commercial litigation commercial real estate depositions document review due diligence general litigation Litigation Personal Injury Law pleadings purchase and sale agreements spectrum title

Overview We are seeking a highly organized and detail-oriented Litigation/Real Estate Paralegal to join our dynamic legal team. In this vital role, you will support attorneys across a broad spectrum of litigation and real estate transactional matters, ensuring smooth case and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 11, 26
Full-time 4 views Experience : 8-15 yrs required
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title

Executive Director, Associate General Counsel Job Responsibilities: The Executive Director, Associate General Counsel serves as a senior legal advisor supporting legal and regulatory matters impacting the financial market infrastructure businesses of the company. This role involves addressing issues related to risk management,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

sales channel for the retail investment business. - Act as legal counsel for banking products distributed through the company’s wealth management, focusing on the intersection of retail/consumer bank and broker-dealer products and services. - Provide... ongoing, strategic advice and guidance on a...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 25, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Job Tags:
agreements Broker Dealer criminal Deferred Compensation endorsements ERISA Fair Employment Practices financial products government affairs Immigration Insurance Mutual Funds
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General
Job Tags:
agreements Broker Dealer criminal Deferred Compensation endorsements ERISA Fair Employment Practices financial products government affairs Immigration Insurance Mutual Funds

Title Assistant General Counsel Job Responsibilities The Assistant General Counsel at the company will manage a diverse range of legal issues associated with the Retirement Services sector, specifically targeting the not-for-profit group retirement market. Responsibilities include: - Providing legal support on retirement...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Jul 26, 26
Full-time 2 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 21, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action banking consumer protection Expedited Funds Availability Act family finance Insurance lending Partnership partnerships Privacy UDAAP
Job Tags:
Affirmative Action banking consumer protection Expedited Funds Availability Act family finance Insurance lending Partnership partnerships Privacy UDAAP

Title: Senior Vice President, Consumer Compliance Officer – Global Payments & Trade Job Responsibilities: - Independently contribute to compliance efforts focusing on consumer banking while collaborating with multiple assigned business teams. - Assist business teams in ensuring compliance with BaaS industry best...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Aug 11, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence plays a crucial role within the Strategic Intelligence team of the Risk & Intelligence department at the organization. The primary responsibilities of the Director include: - Serving as a...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and a strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and...

Sign In or Sign Up in seconds to view this job on LawCrossing.

By Employer Type

In-House Public Interest Law Firm Recruiter
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend